13F-HR/A filed by MAINSTAY CAPITAL MANAGEMENT LLC /ADV
MAINSTAY CAPITAL MANAGEMENT LLC /ADV filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2018-05-10, with 413 holding rows worth $120,619,000.
- Accession
- 0001127612-18-000005
- Filer
- CIK 1127612
- Filed
- 2018-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, amendment of type restatement, 413 entries on the cover page, a total value of $120,619,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,619,000 with VALUE read as thousands by filing date, 13F file number 028-18705. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288752 | US HOME CONS ETF | 455,286 | $19,905,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 76,196 | $3,510,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 42,526 | $2,839,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 72,794 | $2,788,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 39,864 | $2,630,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 53,901 | $2,488,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 127,382 | $2,351,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 31,615 | $2,329,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 32,723 | $2,309,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 36,195 | $2,218,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 105,136 | $2,187,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 39,378 | $2,177,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 17,067 | $2,177,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,169 | $2,165,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 54,778 | $2,130,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 30,647 | $2,112,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 34,079 | $2,088,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 86,050 | $2,070,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 41,986 | $2,019,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 24,447 | $1,956,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 32,079 | $1,925,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 64,561 | $1,778,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 24,012 | $1,531,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 9,766 | $1,293,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 17,187 | $1,175,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,682 | $1,171,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,908 | $1,130,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,806 | $1,102,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,509 | $1,074,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 13,706 | $1,014,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 930 | $973,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 74,246 | $927,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,944 | $926,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,828 | $913,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,102 | $881,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,175 | $876,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,749 | $856,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 18,927 | $820,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,467 | $817,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 15,482 | $812,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15,083 | $812,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,950 | $810,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 16,994 | $800,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,902 | $797,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,439 | $777,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,199 | $743,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,242 | $734,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 13,233 | $719,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 20,797 | $712,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,114 | $711,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,635 | $701,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,165 | $699,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,372 | $682,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,291 | $676,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,314 | $666,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,587 | $652,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 8,552 | $609,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 10,665 | $569,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,193 | $550,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,283 | $537,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 11,957 | $498,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,301 | $461,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 19,760 | $423,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,927 | $382,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,747 | $368,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,147 | $362,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,559 | $360,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 15,428 | $355,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,768 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,927 | $328,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,261 | $313,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 955 | $307,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 262 | $306,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,654 | $303,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,705 | $303,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,817 | $284,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,887 | $281,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,408 | $276,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,381 | $275,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,201 | $272,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,721 | $264,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,553 | $260,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,092 | $260,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,204 | $258,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,571 | $258,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,488 | $255,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,610 | $252,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,521 | $232,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,029 | $231,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,762 | $222,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,180 | $215,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,758 | $211,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,791 | $210,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 10,000 | $210,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 8,826 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,000 | $197,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,408 | $191,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,700 | $190,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,890 | $188,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,302 | $187,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,342 | $180,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,295 | $178,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,635 | $164,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 938 | $157,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 7,998 | $152,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 7,240 | $145,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 800 | $141,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,000 | $137,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,022 | $137,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 4,494 | $133,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 2,000 | $133,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 478 | $128,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,440 | $123,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,200 | $122,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 915 | $122,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 4,099 | $121,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 786 | $120,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,622 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 9,500 | $116,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,456 | $113,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 624 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,666 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 2,600 | $104,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 643 | $101,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,000 | $101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 5,154 | $101,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,238 | $100,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 6,545 | $100,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,479 | $93,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 848 | $93,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 6,600 | $93,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 400 | $90,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 302 | $89,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 707 | $89,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,058 | $89,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,123 | $89,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 503 | $87,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,909 | $86,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 523 | $81,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 727 | $78,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 812 | $77,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 750 | $75,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 887 | $74,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,184 | $74,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 695 | $73,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,710 | $70,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 800 | $70,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,220 | $68,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 654 | $66,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 751 | $64,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 418 | $63,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,112 | $62,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 443 | $60,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 56 | $58,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 189 | $58,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,117 | $56,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,082 | $56,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 595 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 255 | $55,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 354 | $54,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 329 | $52,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,100 | $52,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,286 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,174 | $50,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 222 | $49,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 314 | $48,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 394 | $48,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 270 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 378 | $47,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 882 | $47,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 274 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 715 | $42,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 705 | $41,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,691 | $41,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 375 | $39,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 425 | $39,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 197 | $37,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 693 | $37,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 350 | $37,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 324 | $37,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 634 | $36,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 297 | $36,000 | thousands by filing date | |
| IJH | 464287507 | COM | 182 | $35,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 200 | $35,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 400 | $34,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 432 | $32,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 557 | $32,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 401 | $31,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 419 | $31,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 464 | $31,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 403 | $31,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 449 | $30,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 427 | $30,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 150 | $29,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 473 | $28,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,000 | $27,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 198 | $26,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 264 | $26,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,000 | $26,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 307 | $25,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 400 | $25,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $25,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 820 | $25,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 290 | $25,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 260 | $24,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 210 | $24,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 500 | $24,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 450 | $23,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 210 | $23,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 752 | $23,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 171 | $22,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 270 | $22,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 243 | $22,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 290 | $21,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 316 | $21,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $21,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 300 | $21,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 15,500 | $21,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 189 | $20,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 400 | $20,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 85 | $20,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 159 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,000 | $20,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 7,940 | $20,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 121 | $19,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 750 | $19,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 156 | $19,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 600 | $19,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 500 | $18,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 300 | $17,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 375 | $17,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 475 | $17,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,250 | $17,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 178 | $17,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 273 | $17,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 400 | $17,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 104 | $16,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 343 | $16,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 500 | $16,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 758 | $16,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,000 | $16,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 762 | $16,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 169 | $15,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 362 | $14,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 800 | $14,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 243 | $14,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 303 | $13,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 330 | $13,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 400 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $13,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 223 | $12,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 68 | $12,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 100 | $12,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 350 | $12,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 138 | $11,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 170 | $11,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 71 | $11,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 135 | $11,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,247 | $11,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 65 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 344 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 50 | $10,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 364 | $10,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 60 | $9,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300 | $9,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 122 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 100 | $9,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 116 | $9,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 100 | $9,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 200 | $9,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 75 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $8,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 118 | $8,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 150 | $8,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 219 | $8,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 56 | $8,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 142 | $7,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 50 | $7,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 30 | $7,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 57 | $7,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $7,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 100 | $7,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 100 | $7,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 100 | $7,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 400 | $7,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 125 | $7,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 100 | $6,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 100 | $6,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,072 | $6,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 210 | $6,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 101 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 209 | $6,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 83 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 200 | $5,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,000 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 154 | $5,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 44 | $4,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 50 | $4,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 36 | $4,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 200 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 154 | $4,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7 | $4,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 149 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 189 | $4,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 1,000 | $4,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 20 | $3,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 50 | $3,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 40 | $3,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 55 | $3,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 32 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 650 | $3,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 500 | $3,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 88 | $3,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 30 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 205 | $3,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 167 | $3,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 275 | $3,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,141 | $3,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,390 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 88 | $3,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 21 | $2,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 18 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 66 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 22 | $2,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 52 | $2,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 57 | $2,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 63 | $2,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 22 | $2,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 23 | $2,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 25 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 107 | $2,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 36 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 86 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,270 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 29 | $2,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 88 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 30 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 91 | $2,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 30 | $2,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 250 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 345 | $2,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 160 | $2,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,060 | $2,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 970 | $2,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 11 | $1,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5 | $1,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6 | $1,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11 | $1,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 14 | $1,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6 | $1,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 14 | $1,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2 | $1,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 43 | $1,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10 | $1,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 13 | $1,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 12 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 18 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 8 | $1,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 15 | $1,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 38 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 31 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 17 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 9 | $1,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8 | $1,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 19 | $1,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13 | $1,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 15 | $1,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 16 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7 | $1,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 11 | $1,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 12 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 23 | $1,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 15 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 8 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 76 | $1,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 15 | $1,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 10 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 7 | $1,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 12 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 11 | $1,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 28 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 30 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 11 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 21 | $1,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 19 | $1,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 26 | $1,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 5 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 29 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 22 | $1,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 49 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 39 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 968 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 7 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 266 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 68 | $1,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 36 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 135 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001127612-18-000003 | superseded | 2018-03-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001127612-18-000005 | this filing | 2018-05-10 | acceptance time not in the bulk data set |