13F-HR/A filed by FIRST NEW YORK SECURITIES LLC /NY
FIRST NEW YORK SECURITIES LLC /NY filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-18, with 190 holding rows worth $97,005,303.
- Accession
- 0001111629-14-000022
- Filer
- CIK 1111629
- Filed
- 2014-08-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 190 entries on the cover page, a total value of $97,005,303 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,005,308 with VALUE read as dollars, detected, 13F file number 028-11898. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOREST LABS INC | 345838106 | COM | 186,236 | $18,437,364 | dollars, detected | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 513,714 | $16,829,271 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 322,500 | $10,671,525 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 60,000 | $4,428,000 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 3,000 | $3,440,000 | dollars, detected | put |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 2,274 | $3,034,890 | dollars, detected | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 49,000 | $2,376,990 | dollars, detected | |
| SIEMENS A G - ADR | 826197501 | COM | 17,800 | $2,352,982 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 32,609 | $2,028,606 | dollars, detected | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 35,000 | $1,616,650 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,258 | $1,523,770 | dollars, detected | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 151,233 | $1,344,461 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 38,602 | $1,292,781 | dollars, detected | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 50,000 | $1,240,000 | dollars, detected | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 19,750 | $1,132,860 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 30,583 | $1,075,910 | dollars, detected | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 586 | $1,069,660 | dollars, detected | call |
| RETROPHIN INC | 761299106 | COM | 83,000 | $974,420 | dollars, detected | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 1,000,000 | $974,380 | dollars, detected | |
| SINA CORP | G81477104 | ORD | 19,500 | $970,515 | dollars, detected | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 65,857 | $964,805 | dollars, detected | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 241,578 | $954,233 | dollars, detected | |
| CIVEO CORP | 178787107 | COM | 30,000 | $750,900 | dollars, detected | |
| KBHOME | 48666K109 | COM | 35,000 | $653,800 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 923 | $640,820 | dollars, detected | call |
| ATMEL CORP | 049513104 | COM | 64,000 | $599,680 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 9,500 | $590,615 | dollars, detected | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,600 | $540,056 | dollars, detected | |
| SPY | 78462F103 | SHS | 5,955 | $539,475 | dollars, detected | put |
| CREE INC | 225447101 | COM | 10,000 | $499,500 | dollars, detected | |
| ALERE INC | 01449J105 | COM | 13,000 | $486,460 | dollars, detected | |
| Morgan Stanley | 617446448 | COM | 15,000 | $484,950 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 9,000 | $483,120 | dollars, detected | |
| PEABODY ENERGY CORP | 704549104 | COM | 29,390 | $480,527 | dollars, detected | |
| RITEAID CORP | 767754104 | COM | 65,000 | $466,050 | dollars, detected | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 29,700 | $454,113 | dollars, detected | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 17,900 | $431,390 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,500 | $418,600 | dollars, detected | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 110,200 | $405,536 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,750 | $402,168 | dollars, detected | |
| BT GROUP-ADR | 05577E101 | ADR | 5,900 | $387,217 | dollars, detected | |
| SEQUENOM INC COM NEW | 817337405 | COM | 100,000 | $387,000 | dollars, detected | |
| Apple Inc | 037833100 | COM | 843 | $358,922 | dollars, detected | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 250 | $331,250 | dollars, detected | call |
| Intel Corp | 458140100 | COM | 10,000 | $309,000 | dollars, detected | |
| JACK IN THE BOX INC | 466367109 | COM | 5,000 | $299,200 | dollars, detected | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 70,000 | $293,300 | dollars, detected | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 36,000 | $278,640 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,000 | $272,900 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,500 | $256,575 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 2,681 | $249,575 | dollars, detected | call |
| Micron Technology,Inc. | 595112103 | COM | 7,500 | $247,125 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 13,700 | $232,352 | dollars, detected | |
| SPANSION INC | 84649R200 | COM CL A NEW | 10,000 | $210,700 | dollars, detected | |
| TIMKEN CO | 887389104 | COM | 850 | $205,625 | dollars, detected | call |
| YAHOO INC | 984332106 | COM | 959 | $198,958 | dollars, detected | call |
| SUNEDISON INC | 86732Y109 | COM | 500 | $198,750 | dollars, detected | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,724 | $185,330 | dollars, detected | put |
| MYLAN INC | 628530107 | COM | 3,500 | $180,460 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,500 | $177,525 | dollars, detected | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,600 | $167,616 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,000 | $167,200 | dollars, detected | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,500 | $159,215 | dollars, detected | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 15,000 | $137,100 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 540 | $136,300 | dollars, detected | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,186 | $126,901 | dollars, detected | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4,000 | $124,320 | dollars, detected | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 265 | $118,278 | dollars, detected | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 500 | $117,745 | dollars, detected | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,600 | $116,250 | dollars, detected | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 5,000 | $113,950 | dollars, detected | |
| INCYTE CORP COM | 45337C102 | Stock | 100 | $111,500 | dollars, detected | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,277 | $101,405 | dollars, detected | call |
| APACHE CORP | 037411105 | COM | 1,000 | $100,620 | dollars, detected | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,500 | $95,585 | dollars, detected | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 2,000 | $93,580 | dollars, detected | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,000 | $86,500 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 1,500 | $78,840 | dollars, detected | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 150 | $72,000 | dollars, detected | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 8,000 | $68,480 | dollars, detected | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,001 | $67,568 | dollars, detected | call |
| AKORN INC | 009728106 | COM | 2,000 | $66,500 | dollars, detected | |
| CHART INDS INC | 16115Q308 | COM | 750 | $62,048 | dollars, detected | |
| GLORI ENERGY INC WARRANTS EXPIRES | 379606114 | W EXP 4/19/2017 | 50,000 | $62,000 | dollars, detected | |
| JETBLUE AWYS CORP | 477143101 | COM | 5,500 | $59,675 | dollars, detected | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 20,000 | $55,200 | dollars, detected | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,000 | $46,410 | dollars, detected | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 593 | $46,224 | dollars, detected | |
| COACH INC | 189754104 | COM | 400 | $46,000 | dollars, detected | put |
| SPLUNK INC | 848637104 | COM | 150 | $37,875 | dollars, detected | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 450 | $37,800 | dollars, detected | call |
| NEW YORK & CO INC | 649295102 | COM | 10,000 | $36,900 | dollars, detected | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 500 | $34,910 | dollars, detected | |
| PENNEY J C INC | 708160106 | COM | 1,864 | $33,278 | dollars, detected | call |
| LORILLARD INC | 544147101 | COM | 360 | $31,730 | dollars, detected | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,000 | $30,980 | dollars, detected | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 374 | $28,948 | dollars, detected | call |
| SPARTAN MTRS INC | 846819100 | COM | 6,000 | $27,240 | dollars, detected | |
| TALISMAN ENERGY INC | 87425E103 | COM | 2,286 | $27,005 | dollars, detected | call |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 107 | $24,878 | dollars, detected | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50 | $24,250 | dollars, detected | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,200 | $21,538 | dollars, detected | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 500 | $19,185 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,000 | $18,560 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 300 | $18,450 | dollars, detected | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 125 | $18,188 | dollars, detected | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 50 | $17,750 | dollars, detected | call |
| Galena Biopharma Inc | 363256108 | COM | 5,300 | $16,218 | dollars, detected | |
| NEONODE INC | 64051M402 | COM NEW | 1,481 | $14,913 | dollars, detected | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 50 | $14,150 | dollars, detected | put |
| ConocoPhillips | 20825C104 | COM | 130 | $13,520 | dollars, detected | call |
| GUESS INC COM | 401617105 | Stock | 500 | $13,500 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 385 | $13,423 | dollars, detected | call |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 15,000 | $13,050 | dollars, detected | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 100 | $12,850 | dollars, detected | put |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 160 | $12,800 | dollars, detected | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 135 | $12,175 | dollars, detected | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 200 | $11,700 | dollars, detected | call |
| ULTRATECH INC | 904034105 | COM | 600 | $10,500 | dollars, detected | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 3,300 | $9,834 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 70 | $9,730 | dollars, detected | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100 | $9,000 | dollars, detected | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $8,500 | dollars, detected | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 1,010 | $7,575 | dollars, detected | call |
| SPANSION INC | 84649R200 | COM CL A NEW | 300 | $7,500 | dollars, detected | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $7,350 | dollars, detected | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 366 | $7,200 | dollars, detected | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 75 | $7,013 | dollars, detected | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 500 | $6,855 | dollars, detected | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 206 | $6,180 | dollars, detected | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 250 | $5,625 | dollars, detected | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 200 | $5,500 | dollars, detected | call |
| NEWMONT CORP | 651639106 | COM | 400 | $5,350 | dollars, detected | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 150 | $5,325 | dollars, detected | call |
| SYSCOCORP | 871829107 | COM | 279 | $5,008 | dollars, detected | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 160 | $4,950 | dollars, detected | put |
| CHICOS FAS INC | 168615102 | COM | 150 | $4,875 | dollars, detected | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 50 | $4,875 | dollars, detected | call |
| SIERRA WIRELESS INC | 826516106 | COM | 80 | $4,800 | dollars, detected | put |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 110 | $4,550 | dollars, detected | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 50 | $4,250 | dollars, detected | call |
| BED BATH & BEYOND INC | 075896100 | COM | 50 | $3,925 | dollars, detected | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100 | $3,900 | dollars, detected | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 401 | $3,813 | dollars, detected | call |
| MARATHON OIL CORP | 565849106 | COM | 100 | $3,650 | dollars, detected | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 58 | $3,625 | dollars, detected | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 50 | $3,500 | dollars, detected | call |
| Pfizer Inc. | 717081103 | COM | 1,384 | $3,460 | dollars, detected | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 400 | $3,248 | dollars, detected | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 30 | $3,225 | dollars, detected | call |
| SINA CORP | G81477104 | ORD | 150 | $3,125 | dollars, detected | call |
| SYSCOCORP | 871829107 | COM | 200 | $3,000 | dollars, detected | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $3,000 | dollars, detected | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 50 | $3,000 | dollars, detected | call |
| NEONODE INC | 64051M402 | COM NEW | 30 | $2,850 | dollars, detected | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 100 | $2,750 | dollars, detected | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 150 | $2,700 | dollars, detected | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 250 | $2,500 | dollars, detected | call |
| GAP INC COM | 364760108 | Stock | 50 | $2,425 | dollars, detected | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 60 | $2,400 | dollars, detected | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 30 | $2,025 | dollars, detected | call |
| HARMAN INTL INDS INC | 413086109 | COM | 50 | $2,000 | dollars, detected | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 250 | $1,875 | dollars, detected | put |
| CREE INC | 225447101 | COM | 100 | $1,700 | dollars, detected | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100 | $1,650 | dollars, detected | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 70 | $1,575 | dollars, detected | put |
| NVIDIA Corp | 67066G104 | COM | 250 | $1,500 | dollars, detected | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 100 | $1,500 | dollars, detected | put |
| INGRAM MICRO INC | 457153104 | CL A | 50 | $1,500 | dollars, detected | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 500 | $1,445 | dollars, detected | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,300 | $1,300 | dollars, detected | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 50 | $1,250 | dollars, detected | call |
| VALE S A | 91912E105 | SPONSORED ADS | 250 | $1,125 | dollars, detected | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 400 | $1,000 | dollars, detected | put |
| GERON CORP | 374163103 | COM | 300 | $963 | dollars, detected | |
| PLUG PWR INC | 72919P202 | COM NEW | 317 | $963 | dollars, detected | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50 | $675 | dollars, detected | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 12 | $660 | dollars, detected | call |
| APOLLO GROUP INC | 037604105 | CL A | 16 | $520 | dollars, detected | put |
| Bank of America Corp | 060505104 | COM | 1,000 | $500 | dollars, detected | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 500 | $500 | dollars, detected | call |
| ISHARES TR | 464287192 | US TRSPRTION | 6 | $390 | dollars, detected | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6 | $360 | dollars, detected | call |
| CARMAX INC COM | 143130102 | Stock | 100 | $250 | dollars, detected | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 50 | $200 | dollars, detected | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1 | $179 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 30 | $105 | dollars, detected | call |
| PENNEY J C INC | 708160106 | COM | 48 | $96 | dollars, detected | put |
| XILINX INC | 983919101 | COM | 1 | $47 | dollars, detected | |
| HECLA MNG CO | 422704106 | COM | 1 | $3 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001111629-14-000017 | superseded | 2014-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001111629-14-000022 | this filing | 2014-08-18 | acceptance time not in the bulk data set |