13F-HR filed by FIRST NEW YORK SECURITIES LLC /NY
FIRST NEW YORK SECURITIES LLC /NY filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 396 holding rows worth $203,842,000 by the sum of the rows.
- Accession
- 0001111629-14-000017
- Filer
- CIK 1111629
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 190 entries on the cover page, a total value of $97,005,303,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $203,842,000 with VALUE read as thousands by filing date, 13F file number 028-11898. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $97,005,303,000, 47488% more than the sum of the rows, $203,842,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 457,857 | $16,854,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 91,082 | $9,140,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 273,243 | $7,711,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 144,395 | $6,869,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,151,000 | $4,949,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 654,500 | $4,804,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 108,422 | $4,798,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 2,500,000 | $4,531,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 31,300 | $4,246,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 126,819 | $3,947,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 181,002 | $3,692,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 65,000 | $3,629,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 24,000 | $3,565,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 99,500 | $3,286,000 | thousands by filing date | |
| 38259p508 | COM | 2,769 | $3,086,000 | thousands by filing date | ||
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,750 | $3,009,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 110,000 | $2,466,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 709,600 | $2,271,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 110,000 | $2,128,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 20,900 | $1,951,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 31,000 | $1,929,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 60,000 | $1,922,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,500 | $1,736,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 15,304 | $1,705,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 41,068 | $1,696,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 20,005 | $1,666,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 131,132 | $1,634,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 30,100 | $1,574,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 102,500 | $1,495,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 19,235 | $1,458,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 13,702 | $1,443,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 130,000 | $1,439,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 154,600 | $1,421,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,500 | $1,420,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 41,687 | $1,375,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 20,000 | $1,312,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 38,000 | $1,308,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 23,176 | $1,280,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 35,000 | $1,256,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 27,500 | $1,255,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 15,287 | $1,243,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 20,000 | $1,208,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,245 | $1,205,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 20,666 | $1,179,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,266 | $1,172,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 28,000 | $1,158,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 22,500 | $1,129,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 58,000 | $1,109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 15,000 | $1,077,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 94,000 | $1,073,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22,200 | $1,068,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 59,500 | $1,059,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 65,000 | $1,026,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 29,000 | $1,020,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 176,911 | $1,007,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 15,000 | $942,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 103,401 | $926,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 76,000 | $885,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 41,000 | $865,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11,900 | $864,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 441,078 | $851,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 58,153 | $847,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 88,000 | $845,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 105,000 | $840,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 32,500 | $839,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,500 | $753,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,100 | $753,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,526 | $748,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 25,500 | $744,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 7,500 | $740,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20,100 | $735,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 13,000 | $719,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,300 | $706,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 220,000 | $673,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,000 | $667,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 244,000 | $666,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 18,000 | $652,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,350 | $648,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 40,000 | $646,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 12,000 | $642,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,800 | $627,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,000 | $618,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 7,500 | $597,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $593,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17,000 | $592,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 9,000 | $579,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 69,000 | $577,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 200,000 | $569,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 30,144 | $564,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,000 | $562,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 11,024 | $562,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 35,000 | $546,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,000 | $533,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 10,500 | $525,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 50,000 | $499,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 19,000 | $496,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,000 | $490,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 200,000 | $488,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 20,000 | $484,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 13,166 | $480,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 46,100 | $470,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 35,000 | $463,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,000 | $452,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 15,000 | $452,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 22,500 | $449,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 110,264 | $436,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 109,175 | $426,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 310,055 | $419,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,000 | $392,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 14,500 | $386,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 118,496 | $385,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 6,000 | $369,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 5,000 | $363,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 18,000 | $355,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 27,798 | $346,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,000 | $344,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 10,000 | $344,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,000 | $337,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 50,000 | $336,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,150 | $334,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,825 | $333,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 7,909 | $328,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 6,900 | $316,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,500 | $312,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 3,500 | $304,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 32,000 | $301,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 37,500 | $294,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,500 | $290,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 51,912 | $288,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 29,512 | $273,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,000 | $272,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 28,306 | $269,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,000 | $268,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,000 | $261,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 46,000 | $256,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 9,000 | $241,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,250 | $234,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 45,261 | $227,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 20,000 | $226,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,500 | $223,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 10,000 | $220,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,000 | $217,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,500 | $212,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 7,500 | $210,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,500 | $207,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,314 | $202,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 17,500 | $200,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 8,315 | $198,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 35,000 | $196,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,000 | $195,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,000 | $195,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,000 | $190,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,000 | $187,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,000 | $184,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,000 | $177,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $177,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 29,596 | $172,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,000 | $170,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 50,000 | $170,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 8,000 | $170,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,000 | $169,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 12,500 | $167,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 19,550 | $159,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 10,000 | $158,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,800 | $157,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,000 | $156,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,975 | $155,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4,000 | $154,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 700 | $153,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 7,000 | $153,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,800 | $152,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 27,500 | $152,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 5,000 | $152,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 8,600 | $150,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 34,000 | $149,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,400 | $148,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,400 | $148,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 5,000 | $147,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 2,500 | $146,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 340,000 | $144,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,832 | $142,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,000 | $142,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,000 | $142,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 11,000 | $142,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,000 | $141,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 2,900 | $141,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,000 | $138,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,000 | $134,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 4,700 | $133,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,795 | $132,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,950 | $132,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 5,000 | $132,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 526 | $132,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,000 | $128,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 9,200 | $127,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5,000 | $126,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 5,200 | $123,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 6,316 | $122,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 7,400 | $120,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,900 | $119,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,000 | $118,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 5,000 | $118,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,700 | $115,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,500 | $114,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 957 | $111,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,000 | $108,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 8,200 | $107,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 2,500 | $105,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 9,000 | $104,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,050 | $103,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 1,800 | $102,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,150 | $101,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 3,500 | $101,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 800 | $100,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 280 | $99,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,800 | $98,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,000 | $98,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 8,000 | $98,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,600 | $96,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 600 | $87,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,200 | $84,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 30,000 | $83,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 5,000 | $82,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,000 | $79,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 5,000 | $79,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 560 | $78,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,000 | $77,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,460 | $76,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,050 | $74,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 29,693 | $74,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 591 | $73,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,500 | $73,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 6,900 | $73,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,000 | $72,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 221 | $72,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 7,440 | $71,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 5,000 | $71,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 3,000 | $71,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,000 | $69,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,000 | $69,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 300 | $69,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,000 | $67,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 1,500 | $67,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 4,000 | $65,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 7,500 | $65,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 3,000 | $63,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 2,000 | $60,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,000 | $59,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,068 | $58,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,000 | $55,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,550 | $54,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 2,700 | $54,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 500 | $53,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,000 | $53,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $52,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 3,617 | $52,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,000 | $50,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,000 | $50,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 500 | $49,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,500 | $47,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 500 | $46,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,000 | $45,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 350 | $44,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,000 | $42,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,000 | $40,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 800 | $40,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,000 | $39,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 800 | $38,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 1,000 | $38,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 500 | $38,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 250 | $38,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,000 | $37,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 30 | $36,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 500 | $36,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 7,500 | $36,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 700 | $35,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $34,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,500 | $32,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 655 | $32,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 11,000 | $31,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 8,500 | $31,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 3,000 | $31,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 501 | $30,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50 | $30,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,000 | $30,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 4,000 | $30,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 250 | $30,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 590 | $29,000 | thousands by filing date | call |
| OI S.A. | 670851203 | SPN ADR REP PFD | 20,000 | $27,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 500 | $25,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 440 | $24,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 450 | $24,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 500 | $24,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,500 | $24,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,000 | $23,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 250 | $23,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 500 | $23,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $22,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 600 | $22,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,300 | $22,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 12,000 | $22,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 5,000 | $22,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 10,571 | $22,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 500 | $21,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 4,500 | $21,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 415 | $20,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 2,000 | $20,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 930 | $18,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,000 | $18,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $18,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,100 | $17,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 30 | $17,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,000 | $16,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 1,200 | $16,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 400 | $16,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 250 | $15,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 5,000 | $15,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,000 | $14,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 750 | $14,000 | thousands by filing date | call |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,800 | $14,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 10,000 | $13,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 5,000 | $12,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 9,080 | $12,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 1,400 | $12,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 40 | $11,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 500 | $11,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 100 | $11,000 | thousands by filing date | call |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 1,000 | $11,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 10,000 | $11,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 75 | $10,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 150 | $10,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 60 | $9,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 600 | $9,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 450 | $9,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 500 | $9,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 55 | $9,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 175 | $8,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 800 | $8,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 350 | $8,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 2,400 | $8,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 15 | $7,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 150 | $6,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 200 | $6,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 500 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,400 | $6,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 35 | $6,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 200 | $6,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 100 | $5,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 29 | $5,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 600 | $5,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 80 | $5,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 100 | $5,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 250 | $5,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,000 | $5,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 50 | $4,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 2,000 | $4,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 2,500 | $4,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 800 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 110 | $3,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100 | $3,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 400 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 223 | $3,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 150 | $3,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 125 | $3,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $2,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 126 | $2,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 250 | $2,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 300 | $2,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 50 | $2,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 100 | $2,000 | thousands by filing date | call |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 300 | $2,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 900 | $2,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4 | $1,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 96 | $1,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 9 | $1,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20 | $1,000 | thousands by filing date | call |
| The Jones Group Inc | 48020T101 | COM | 100 | $1,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 88 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 215 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENTEX CORP COM | 371901109 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CRH PLC ADS | 12626K203 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RACKSPACE HOSTING INC | 750086100 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUPATHE INC | 67059M100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001111629-14-000017 | this filing | 2014-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001111629-14-000022 | base | 2014-08-18 | acceptance time not in the bulk data set |