13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 4,217 holding rows worth $95,783,606,945.
- Accession
- 0001104659-23-118137
- Filer
- CIK 1009207
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 5,454 entries on the cover page, a total value of $95,783,606,945 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,783,606,945 with VALUE read as dollars as filed, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 1,212,500 | $18,188 | dollars as filed | |
| International Media Acquisition Corp | 459867115 | Warrant | 900,000 | $18,000 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 300,000 | $18,000 | dollars as filed | |
| SOUTHPORT ACQUISITION CORP | 84465L113 | WARR | 330,589 | $17,852 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 85,459 | $17,587 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 108,651 | $17,493 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 56,887 | $17,225 | dollars as filed | |
| Cdt Equity Inc W Exp 09/22/202 | 20678X114 | SPAC Combination | 375,000 | $16,875 | dollars as filed | |
| 0 | G3034H141 | 0 | 100,000 | $16,800 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 418,450 | $16,738 | dollars as filed | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 333,333 | $16,700 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 150,000 | $16,500 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 125,000 | $16,500 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 247,500 | $16,335 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 71,236 | $16,028 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 199,999 | $16,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 1,424,621 | $15,813 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 272,750 | $15,274 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 11,807 | $15,113 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 375,000 | $15,037 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M121 | RIGHT 12/30/2024 | 100,000 | $15,000 | dollars as filed | |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 73,333 | $14,740 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 18,354 | $14,731 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 100,000 | $14,530 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 199,999 | $14,480 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 52,798 | $14,266 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 75,000 | $14,250 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 300,000 | $14,250 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 103,000 | $14,163 | dollars as filed | |
| Relativity Acquisition Corp | 75944B114 | Warrant | 300,000 | $14,130 | dollars as filed | |
| EUDA HEALTH HOLDINGS LTD | G3142E121 | *W EXP 11/22/202 | 200,000 | $14,000 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 467,197 | $13,969 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 16,141 | $13,754 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 225,000 | $13,725 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 225,000 | $13,500 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 225,000 | $13,500 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 284,988 | $13,252 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 318,530 | $13,060 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 225,000 | $13,055 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 124,999 | $12,500 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 207,787 | $12,467 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 274,500 | $12,435 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 294,000 | $12,289 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 156,051 | $12,250 | dollars as filed | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 33,333 | $12,000 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 90,967 | $11,826 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 62,017 | $11,473 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 165,000 | $11,468 | dollars as filed | |
| EF HUTTON ACQUISITION CORP I | 28201D125 | RIGHT 11/18/2027 | 67,000 | $11,390 | dollars as filed | |
| Shf Holdings Inc W Exp 09/28/202 | 824430110 | SPAC Combination | 188,000 | $11,374 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 300,000 | $11,280 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 140,000 | $11,242 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E110 | RIGHT 08/29/2029 | 64,002 | $11,053 | dollars as filed | |
| MariaDB PLC | G5920M118 | Warrant | 143,827 | $10,960 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 36,571 | $10,898 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 99,999 | $10,760 | dollars as filed | |
| PONO CAP -CW22 EQUITY | 00810J116 | COM | 367,500 | $10,253 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 273,958 | $10,219 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 200,000 | $10,000 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 199,999 | $10,000 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 224,583 | $9,882 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 200,000 | $9,740 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 87,883 | $9,667 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 113,431 | $9,642 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 274,999 | $9,625 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 12,097 | $9,558 | dollars as filed | |
| SPREE ACQUISITION 1 CORP LTD | g83745128 | WT | 325,000 | $9,490 | dollars as filed | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 225,400 | $9,422 | dollars as filed | |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 33,244 | $9,352 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 14,223 | $9,309 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 525,000 | $9,188 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 121,413 | $9,118 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 243,749 | $9,019 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 200,000 | $9,000 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D125 | RIGHT 04/21/2028 | 50,000 | $9,000 | dollars as filed | |
| PATRIA LATIN AMERICAN-CW27 | G69454117 | COM | 150,000 | $9,000 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 150,000 | $9,000 | dollars as filed | |
| Heliogen Inc | 42329E113 | Warrant | 242,523 | $8,949 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 172,500 | $8,849 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F133 | *W EXP 11/30/202 | 50,000 | $8,550 | dollars as filed | |
| Gogoro Inc W Exp 04/04/202 | G9491K113 | SPAC Combination | 44,527 | $8,460 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 150,000 | $8,310 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 102,782 | $8,223 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 124,999 | $8,212 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 10,793 | $8,138 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 224,999 | $8,100 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 146,500 | $8,072 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 365,000 | $8,067 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N114 | *W EXP 07/31/202 | 115,000 | $8,050 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y121 | RIGHT 03/31/2024 | 40,000 | $8,040 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 250,000 | $8,025 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 133,333 | $7,987 | dollars as filed | |
| CANO HEALTH INC | 13781Y111 | WARR | 158,676 | $7,934 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 150,000 | $7,530 | dollars as filed | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 150,000 | $7,500 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 133,333 | $7,467 | dollars as filed | |
| NOCO NOCO INC | G7243P117 | *W EXP 08/25/202 | 148,500 | $7,425 | dollars as filed | |
| Able View Global Inc W Exp 08/18/202 | G1149B116 | SPAC Combination | 200,000 | $7,340 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 12,521 | $7,124 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 190,899 | $7,082 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 281,250 | $7,059 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 275,005 | $7,040 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 126,079 | $6,934 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 118,826 | $6,880 | dollars as filed | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 240,400 | $6,803 | dollars as filed | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 99,999 | $6,740 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 113,603 | $6,737 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 150,000 | $6,705 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 95,265 | $6,659 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 10,026 | $6,597 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 100,000 | $6,500 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 375,000 | $6,450 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 175,000 | $6,230 | dollars as filed | |
| Oio Group W Exp 08/02/202 | G3R95P116 | SPAC Combination | 310,000 | $6,045 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 150,000 | $6,000 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 199,999 | $6,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 131,498 | $5,983 | dollars as filed | |
| ACHARI VENTURES HLDGS CORP I | 00444X119 | *W EXP 99/99/999 | 95,730 | $5,830 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 82,913 | $5,804 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 111,768 | $5,801 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 97,000 | $5,578 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 100,000 | $5,570 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 150,000 | $5,565 | dollars as filed | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 19,714 | $5,559 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V113 | *W EXP 09/29/202 | 247,500 | $5,519 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 60,015 | $5,491 | dollars as filed | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 104,515 | $5,477 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 90,749 | $5,445 | dollars as filed | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 41,873 | $5,439 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 150,000 | $5,430 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 41,390 | $5,381 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 225,000 | $5,085 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 10,162 | $5,081 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 135,198 | $5,002 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 25,000 | $5,000 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 199,999 | $5,000 | dollars as filed | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029111 | *W EXP 03/30/202 | 83,333 | $5,000 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 175,352 | $4,840 | dollars as filed | |
| TG VENTURE ACQUISITION CORP | 87251T117 | *W EXP 08/15/202 | 150,000 | $4,800 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 498,473 | $4,785 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 169,975 | $4,759 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 93,344 | $4,602 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 150,000 | $4,515 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 125,000 | $4,500 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A111 | *W EXP 09/30/202 | 146,000 | $4,468 | dollars as filed | |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 46,316 | $4,368 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 85,514 | $4,276 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 225,000 | $4,118 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 99,999 | $4,010 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 49,999 | $3,960 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 108,968 | $3,945 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 375,000 | $3,938 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 89,573 | $3,861 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E136 | *W EXP 01/10/202 | 32,001 | $3,840 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 62,500 | $3,756 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T110 | Warrant | 150,000 | $3,750 | dollars as filed | |
| NEAR INTELLIGENCE INC | 639494111 | *W EXP 03/22/202 | 125,000 | $3,750 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 80,000 | $3,744 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 167,750 | $3,540 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 100,000 | $3,500 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 99,999 | $3,500 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S130 | *W EXP 05/21/202 | 168,750 | $3,375 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 83,353 | $3,334 | dollars as filed | |
| Alternus Clean Energy Inc | 184493112 | Warrant | 62,500 | $3,319 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M113 | *W EXP 12/30/202 | 50,000 | $3,250 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 68,749 | $3,204 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 250,000 | $3,100 | dollars as filed | |
| Semantix, Inc | G6332A114 | Warrant | 74,470 | $3,098 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 17,800 | $3,060 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 100,000 | $3,000 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450116 | *W EXP 11/16/202 | 150,000 | $3,000 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 50,000 | $2,975 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 150,000 | $2,850 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 123,750 | $2,846 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 16,572 | $2,819 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 103,336 | $2,759 | dollars as filed | |
| Better Home & Finance Holdin W Exp 08/22/202 | 08774B110 | SPAC Combination | 27,202 | $2,720 | dollars as filed | |
| EF HUTTON ACQUISITION CORP I | 28201D117 | *W EXP 11/18/202 | 67,000 | $2,680 | dollars as filed | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 48,133 | $2,652 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 54,868 | $2,650 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C111 | *W EXP 10/25/202 | 74,822 | $2,619 | dollars as filed | |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 100,000 | $2,500 | dollars as filed | |
| WORLDWIDE WEBB ACQUISITION C | G97775111 | *W EXP 10/20/202 | 50,000 | $2,455 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 21,831 | $2,401 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 59,528 | $2,381 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 75,000 | $2,250 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 55,752 | $2,230 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 68,342 | $2,187 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 43,749 | $2,056 | dollars as filed | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 12,382 | $2,028 | dollars as filed | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768110 | *W EXP 99/99/999 | 16,144 | $1,937 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 89,549 | $1,881 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 29,998 | $1,800 | dollars as filed | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 31,833 | $1,751 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 37,500 | $1,688 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 32,284 | $1,685 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 56,801 | $1,426 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 16,666 | $1,202 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 70,000 | $1,190 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 64,900 | $1,110 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y113 | *W EXP 01/31/202 | 40,000 | $1,072 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 31,500 | $977 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 79,166 | $895 | dollars as filed | |
| GETAROUND INC | 37427g119 | WT | 55,878 | $894 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 20,340 | $814 | dollars as filed | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 49,200 | $797 | dollars as filed | |
| Movella Holdings Inc | 62459N113 | Warrant | 25,000 | $783 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 19,500 | $751 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 24,333 | $730 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 187,500 | $694 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 21,200 | $600 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 51,318 | $518 | dollars as filed | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 30,437 | $457 | dollars as filed | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 16,788 | $391 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 11,659 | $305 | dollars as filed | |
| JUNIPER II CORP | 48203N111 | *W EXP 99/99/999 | 100,000 | $260 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 742,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-118137 | this filing | 2023-11-14 | acceptance time not in the bulk data set |