13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 4,217 holding rows worth $95,783,606,945.
- Accession
- 0001104659-23-118137
- Filer
- CIK 1009207
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 5,454 entries on the cover page, a total value of $95,783,606,945 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,783,606,945 with VALUE read as dollars as filed, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARVINAS INC | 04335A105 | COM | 20,800 | $408,512 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 11,994 | $408,036 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 7,668 | $407,077 | dollars as filed | |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 616,569 | $406,936 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,716 | $405,576 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,200 | $402,696 | dollars as filed | call |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 50,000 | $402,500 | dollars as filed | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,000 | $402,100 | dollars as filed | call |
| NEWS CORP NEW | 65249B208 | CL B | 19,230 | $401,330 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 10,218 | $399,217 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 37,226 | $399,063 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 49,521 | $398,149 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 17,829 | $398,122 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 20,000 | $395,800 | dollars as filed | call |
| B & G FOODS INC | 05508R106 | COM | 40,000 | $395,600 | dollars as filed | call |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 124,238 | $393,834 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,912 | $391,157 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,500 | $389,935 | dollars as filed | call |
| REDFIN CORP | 75737F108 | COM | 55,051 | $387,559 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 47,420 | $385,050 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 13,106 | $384,399 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 15,046 | $383,974 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 13,485 | $380,951 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 213,326 | $380,787 | dollars as filed | |
| FERGUSON PLC NEW | G3421J106 | SHS | 2,300 | $378,281 | dollars as filed | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,978 | $376,270 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 17,076 | $376,184 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,900 | $375,297 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 9,345 | $373,893 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 34,881 | $371,831 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 39,326 | $371,631 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 36,300 | $370,260 | dollars as filed | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 3,526 | $369,913 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 20,359 | $368,091 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,400 | $368,080 | dollars as filed | call |
| Amplify Energy Corp | 03212B103 | COM | 50,000 | $367,500 | dollars as filed | put |
| IBEX LTD | G4690M101 | COMMON STOCK | 23,731 | $366,644 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 7,300 | $366,606 | dollars as filed | put |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 18,109 | $366,526 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U102 | CL A ORD SHS | 35,600 | $363,476 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 12,218 | $362,875 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 43,137 | $360,194 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,800 | $360,060 | dollars as filed | call |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 39,702 | $359,303 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 41,155 | $358,581 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 37,258 | $358,422 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 161,320 | $358,130 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 11,400 | $357,846 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 51,601 | $357,595 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 11,309 | $356,912 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 11,419 | $353,075 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 5,300 | $350,436 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 117,721 | $349,632 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 2,399 | $349,510 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 4,027 | $349,262 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 17,700 | $349,221 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10,315 | $348,750 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 44,481 | $348,286 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 1,900 | $348,042 | dollars as filed | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 11,848 | $347,620 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 7,322 | $347,502 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 7,278 | $347,306 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 322,472 | $345,045 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,520 | $344,464 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 21,323 | $344,153 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 30,000 | $344,100 | dollars as filed | call |
| ICF INTL INC | 44925C103 | COM | 2,843 | $343,463 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 27,730 | $339,693 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 27,240 | $339,683 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 8,500 | $339,660 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 278,402 | $339,650 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 75,963 | $339,555 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 44,239 | $338,428 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 13,040 | $338,127 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 74,009 | $336,741 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 244,873 | $335,476 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 12,078 | $334,923 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 900 | $334,503 | dollars as filed | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 28,357 | $333,121 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 13,691 | $332,828 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,353 | $332,642 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 180,876 | $329,194 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 2,876 | $328,583 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 3,522 | $327,299 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 7,865 | $326,712 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,919 | $326,335 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 21,822 | $326,021 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 57,650 | $325,723 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 34,310 | $325,259 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 84,308 | $323,743 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 47,291 | $323,470 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 47,450 | $318,864 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,700 | $318,681 | dollars as filed | call |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 11,375 | $317,931 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 124,640 | $317,832 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 11,000 | $314,490 | dollars as filed | put |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 330,794 | $314,254 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 6,216 | $311,235 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,887 | $309,402 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,400 | $309,196 | dollars as filed | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 8,916 | $308,672 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 33,795 | $307,872 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 45,967 | $307,060 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 4,600 | $306,360 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 30,335 | $304,260 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 80,000 | $304,000 | dollars as filed | call |
| UNITIL CORP COM | 913259107 | Stock | 7,113 | $303,796 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 221,163 | $302,993 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 50,000 | $302,500 | dollars as filed | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 50,000 | $302,500 | dollars as filed | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,060 | $302,328 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 4,900 | $301,840 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3,200 | $301,632 | dollars as filed | call |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 320,880 | $301,627 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 14,703 | $300,529 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 21,500 | $300,140 | dollars as filed | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 30,000 | $298,500 | dollars as filed | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 28,277 | $298,322 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 652 | $296,686 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 670,417 | $296,525 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 50,000 | $296,078 | dollars as filed | call |
| CVRX INC | 126638105 | COMMON STOCK | 19,431 | $294,768 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 2,742 | $293,778 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 57,000 | $291,270 | dollars as filed | put |
| HASBRO INC COM | 418056107 | Stock | 4,400 | $291,016 | dollars as filed | call |
| RINGCENTRAL INC | 76680R206 | CL A | 9,815 | $290,818 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 10,600 | $290,652 | dollars as filed | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 119,808 | $289,935 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 11,044 | $287,254 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 10,000 | $286,600 | dollars as filed | call |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 42,569 | $286,489 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 21,609 | $286,103 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 108,310 | $285,938 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 19,200 | $285,696 | dollars as filed | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,400 | $284,538 | dollars as filed | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 66,336 | $283,918 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 17,237 | $283,721 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14,109 | $283,027 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 18,305 | $282,629 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,182 | $282,358 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 51,500 | $280,675 | dollars as filed | call |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 46,550 | $280,231 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 23,125 | $279,813 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,400 | $279,092 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,450 | $278,963 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 3,700 | $277,426 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 7,200 | $276,546 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 16,553 | $275,442 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 6,961 | $275,308 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 937 | $275,281 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 46,892 | $273,849 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 1,500 | $273,690 | dollars as filed | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 30,550 | $272,201 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,637 | $271,742 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 20,094 | $270,063 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 18,066 | $269,906 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 9,995 | $269,865 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 1,253,037 | $269,403 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 7,080 | $269,394 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 13,737 | $268,970 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 18,112 | $268,058 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 31,384 | $267,706 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 988,099 | $267,577 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 441,555 | $267,229 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 8,345 | $267,040 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,108 | $266,479 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,200 | $265,870 | dollars as filed | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 314 | $264,743 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 11,500 | $264,385 | dollars as filed | put |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 63,653 | $264,160 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,300 | $260,221 | dollars as filed | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,575 | $259,872 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 62,607 | $259,819 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 19,540 | $259,686 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,100 | $258,464 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 50,755 | $258,343 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 8,028 | $258,341 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 5,724 | $258,324 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,551 | $258,273 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 3,900 | $257,946 | dollars as filed | put |
| UNITED HOMES GROUP INC | 91060H116 | *W EXP 03/30/202 | 439,789 | $257,409 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 50,469 | $257,392 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 4,000 | $257,200 | dollars as filed | call |
| ENPRO INC | 29355X107 | COM | 2,119 | $256,802 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,412 | $256,687 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 1,350,000 | $256,365 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 11,475 | $255,319 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 3,401 | $255,279 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 280,005 | $254,832 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 842,417 | $254,578 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 245,273 | $252,632 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,095 | $249,604 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 20,000 | $248,600 | dollars as filed | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 18,647 | $248,005 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 9,862 | $247,339 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 30,159 | $245,796 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 10,400 | $245,336 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,942 | $244,844 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 10,000 | $244,700 | dollars as filed | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,708 | $244,668 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 2,700 | $243,891 | dollars as filed | put |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 578,709 | $242,479 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 586 | $242,118 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,000 | $242,040 | dollars as filed | put |
| PENUMBRA INC COM | 70975L107 | Stock | 1,000 | $241,910 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 28,742 | $240,858 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 249,898 | $239,852 | dollars as filed | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 940,000 | $239,606 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 7,474 | $239,392 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 23,481 | $239,037 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 11,796 | $236,038 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 28,900 | $235,824 | dollars as filed | |
| Drilling Tools Internat | 26205E107 | COM | 60,000 | $235,200 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 9,490 | $234,213 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 7,518 | $232,156 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 500 | $231,000 | dollars as filed | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,100 | $229,856 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 17,118 | $229,724 | dollars as filed | |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 20,860 | $229,251 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 51,444 | $228,926 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 12,192 | $228,356 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 15,300 | $227,664 | dollars as filed | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 11,425 | $226,672 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 21,900 | $226,460 | dollars as filed | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 271,310 | $225,947 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 40,000 | $225,200 | dollars as filed | call |
| CIENA CORP COM NEW | 171779309 | Stock | 4,700 | $222,122 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,120 | $219,498 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 6,152 | $219,319 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 45,682 | $219,274 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 3,893 | $218,475 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 55,100 | $218,196 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 2,640 | $216,850 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 162,425 | $215,330 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 10,984 | $215,286 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 10,647 | $215,069 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 32,541 | $213,144 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,512 | $211,989 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 35,317 | $211,902 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,397 | $211,463 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 14,000 | $211,400 | dollars as filed | put |
| CSX Corporation | 126408103 | COM | 6,830 | $210,023 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 75,794 | $209,949 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 69,949 | $209,847 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,507 | $208,845 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 24,411 | $208,226 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 40,500 | $207,765 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 499,998 | $207,199 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,500 | $206,820 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 900 | $206,595 | dollars as filed | put |
| 10X CAPITAL VENTURE ACQ III | G87077106 | COM | 19,251 | $205,990 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,126 | $205,191 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 14,663 | $205,135 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,942 | $204,959 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 12,202 | $204,384 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 5,910 | $203,954 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 28,869 | $203,238 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 16,096 | $203,132 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,200 | $202,458 | dollars as filed | call |
| ARGAN INC | 04010E109 | COM | 4,446 | $202,382 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 76,077 | $201,604 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 15,893 | $201,523 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 282,330 | $201,386 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 13,800 | $200,790 | dollars as filed | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 95,927 | $200,487 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,266 | $200,266 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 25,358 | $199,314 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 20,639 | $198,754 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 28,507 | $197,554 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 14,700 | $197,421 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 166,666 | $196,666 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 18,691 | $194,760 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 16,500 | $193,875 | dollars as filed | put |
| WISDOMTREE INC | 97717P104 | COM | 27,675 | $193,725 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 176,606 | $192,500 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 182,393 | $191,513 | dollars as filed | |
| ABACUS GLOBAL MGMT INC | 00258Y112 | *W EXP 06/30/202 | 500,000 | $190,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 26,007 | $187,771 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 19,062 | $186,617 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 15,975 | $186,109 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 14,464 | $186,007 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 14,662 | $181,809 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 23,707 | $181,359 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 28,798 | $176,820 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 75,900 | $176,648 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 38,680 | $175,607 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 13,243 | $175,072 | dollars as filed | |
| STEM INC | 85859N102 | COM | 41,000 | $173,840 | dollars as filed | put |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 10,000 | $173,600 | dollars as filed | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 37,762 | $171,817 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 16,750 | $171,688 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 12,800 | $167,808 | dollars as filed | put |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 16,607 | $167,565 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 14,219 | $166,931 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 43,532 | $165,857 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 25,972 | $164,403 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 45,068 | $164,048 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 12,901 | $161,521 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 13,534 | $158,212 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,600 | $155,502 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,685 | $152,048 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 49,184 | $151,979 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 194,034 | $151,890 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 18,014 | $150,777 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 319,896 | $150,351 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 44,500 | $149,453 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 10,000 | $149,200 | dollars as filed | call |
| BERKELEY LTS INC | 084310101 | COM | 148,923 | $148,640 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556114 | *W EXP 99/99/999 | 1,237,500 | $148,500 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 11,348 | $146,957 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 30,070 | $146,441 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 15,300 | $145,656 | dollars as filed | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 604,873 | $145,170 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 59,658 | $144,969 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 41,000 | $144,946 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 26,261 | $144,436 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 147,521 | $143,627 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,584 | $141,959 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 12,650 | $141,933 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 18,632 | $138,622 | dollars as filed | |
| ZALATORIS ACQUISITION CORP | 89301B112 | *W EXP 99/99/999 | 742,500 | $138,356 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 10,280 | $137,135 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 56,883 | $135,950 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 67,071 | $135,483 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 21,057 | $135,186 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 1,637,194 | $130,812 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 34,836 | $129,242 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 20,618 | $129,069 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,043 | $128,378 | dollars as filed | |
| SAGALIAM ACQUISITION CORP | 78661R114 | RIGHT 05/31/2028 | 990,000 | $128,007 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 27,616 | $126,481 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 742,500 | $126,225 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 24,454 | $124,715 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 106,572 | $124,689 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 146,137 | $123,851 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 40,000 | $122,400 | dollars as filed | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 15,106 | $120,546 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 990,000 | $118,800 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 12,000 | $118,560 | dollars as filed | put |
| GRAPHITE BIO INC | 38870X104 | COM | 47,426 | $117,616 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 15,597 | $112,922 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 10,598 | $111,703 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 15,200 | $110,352 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 52,675 | $109,037 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 10,000 | $109,000 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,547 | $108,879 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 18,002 | $106,572 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 131,297 | $105,038 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 21,011 | $104,425 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 27,675 | $102,398 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 110,319 | $101,493 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,210 | $98,016 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 51,738 | $97,267 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 120,000 | $96,120 | dollars as filed | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 73,494 | $94,807 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 24,986 | $94,697 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,852 | $94,360 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 817,475 | $94,091 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,200 | $93,632 | dollars as filed | call |
| GARRETT MOTION INC | 366505105 | COM | 11,853 | $93,402 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 18,239 | $93,019 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 11,400 | $91,770 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 230,468 | $91,450 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 67,971 | $91,081 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 32,727 | $90,654 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 76,829 | $89,890 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 18,419 | $89,332 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 18,450 | $89,298 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 296,800 | $89,040 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 42,132 | $88,477 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 67,782 | $86,083 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 390,303 | $85,906 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 15,725 | $85,701 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 13,230 | $85,334 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 13,970 | $83,680 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 18,630 | $81,599 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 25,162 | $78,505 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 55,810 | $78,134 | dollars as filed | |
| STEM INC | 85859N102 | COM | 17,700 | $75,048 | dollars as filed | call |
| CELLECTIS ADS | 15117K103 | COM | 47,154 | $74,503 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 172,604 | $73,875 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,378 | $73,044 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 350,000 | $71,750 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 255,000 | $71,400 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 22,931 | $70,169 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 30,515 | $69,574 | dollars as filed | |
| Bitcoin Depot Inc | 09174P105 | Common Stock | 26,270 | $69,090 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 575,000 | $69,000 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 625,000 | $68,750 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 222,985 | $68,679 | dollars as filed | |
| Bynordic Acquisition Corp | 124420118 | Warrant | 742,500 | $68,533 | dollars as filed | |
| ABLE VIEW GLOBAL INC | G1149B108 | CL B ORD SHS | 20,000 | $67,800 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077114 | WARR | 375,000 | $67,500 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 10,203 | $66,115 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 117,840 | $65,979 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 15,032 | $65,239 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 900,000 | $63,090 | dollars as filed | |
| MERCATO PARTNERS ACQUISITION | 58759A116 | *W EXP 10/29/202 | 300,000 | $63,000 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 847,500 | $61,274 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 30,049 | $60,699 | dollars as filed | |
| OCULIS HOLDING AG | H5870P110 | *W EXP 03/06/202 | 37,216 | $60,662 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 91,666 | $60,509 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 51,220 | $60,440 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 349,000 | $59,330 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 19,478 | $58,434 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 45,398 | $58,109 | dollars as filed | |
| ENGENE THERAPEUTICS INC WT EXP 103128 | G3619H110 | Stock | 104,722 | $57,597 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,664 | $57,158 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 139,025 | $55,610 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 11,568 | $54,601 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 1,347,439 | $54,032 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 260,100 | $52,956 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 154,954 | $52,886 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 375,000 | $52,500 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 43,675 | $51,973 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 10,058 | $51,598 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 250,000 | $49,950 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 46,390 | $49,173 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 447,342 | $48,873 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 19,081 | $48,657 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 300,000 | $48,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 723,004 | $47,863 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 96,770 | $47,417 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 224,999 | $47,250 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 240,900 | $45,771 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 35,531 | $44,414 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 274,999 | $44,000 | dollars as filed | |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 220,646 | $43,909 | dollars as filed | |
| NOCO NOCO INC | G7243P109 | COM | 37,125 | $43,808 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415117 | RIGHT 12/22/2026 | 325,000 | $42,250 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 150,000 | $42,000 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 300,000 | $42,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 252,481 | $40,397 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V121 | RIGHT 09/29/2027 | 247,500 | $40,095 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 124,999 | $39,425 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,155 | $39,382 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 29,900 | $38,272 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 199,999 | $38,000 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 250,000 | $37,500 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 199,999 | $36,300 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 450,000 | $35,415 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 107,225 | $35,384 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 247,500 | $34,675 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 45,653 | $34,372 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 35,000 | $34,220 | dollars as filed | |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 950,000 | $34,200 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 27,394 | $33,147 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 50,000 | $33,050 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 199,999 | $33,000 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 11,109 | $32,772 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S114 | RIGHT 12/09/2026 | 225,000 | $30,938 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 275,000 | $29,783 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 742,500 | $29,700 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 14,527 | $29,199 | dollars as filed | |
| WALDENCAST PLC | G9503X111 | *W EXP 07/27/202 | 30,799 | $28,138 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 375,000 | $28,125 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 11,740 | $27,706 | dollars as filed | |
| AESTHER HC -CW23 EQUITY | 67644C112 | COM | 182,154 | $27,578 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B114 | *W EXP 10/07/202 | 228,943 | $27,473 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 12,364 | $27,324 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 225,000 | $26,955 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 375,000 | $26,250 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 44,211 | $26,084 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 21,944 | $25,674 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 150,000 | $25,500 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 262,422 | $25,402 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 87,500 | $25,375 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 250,000 | $25,100 | dollars as filed | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 395,000 | $25,083 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 11,155 | $24,764 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 375,000 | $24,675 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 175,766 | $24,625 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 213,502 | $23,805 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 62,500 | $23,431 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 250,000 | $23,175 | dollars as filed | |
| AEON BIOPHARMA INC | 00791X118 | *W EXP 07/21/202 | 154,432 | $23,165 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 300,000 | $21,990 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 159,816 | $21,831 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 465,000 | $21,576 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C119 | RIGHT 03/30/2025 | 50,000 | $21,500 | dollars as filed | |
| TRADEUP ACQUISITION CORP | 89268A115 | *W EXP 07/19/202 | 87,500 | $21,009 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 375,000 | $20,775 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 137,500 | $20,625 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 495,000 | $20,394 | dollars as filed | |
| TMT ACQUISITION CORP | G89229135 | RIGHT 03/27/2028 | 75,000 | $20,250 | dollars as filed | |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 80,000 | $20,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 16,749 | $19,764 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 50,000 | $19,735 | dollars as filed | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 20,329 | $19,719 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 900,000 | $19,710 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 400,000 | $19,600 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 51,441 | $19,599 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 150,000 | $19,515 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 10,777 | $19,506 | dollars as filed | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T128 | RIGHT 06/01/2029 | 150,000 | $19,155 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 21,265 | $19,056 | dollars as filed | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 420,000 | $18,900 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 111,504 | $18,733 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 70,000 | $18,550 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 200,000 | $18,200 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-118137 | this filing | 2023-11-14 | acceptance time not in the bulk data set |