13F-HR filed by SABBY MANAGEMENT, LLC
SABBY MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 162 holding rows worth $709,306,000.
- Accession
- 0001104659-21-105785
- Filer
- CIK 1535610
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 162 entries on the cover page, a total value of $709,306,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $709,306,000 with VALUE read as thousands by filing date, 13F file number 028-15245. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMintz Hal 028-13502
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ION GEOPHYSICAL CORP | 462044AJ7 | Bond | 3,150,000 | $319,845,000 | thousands by filing date | principal |
| SPI ENERGY CO LTD | G8651P950 | PUT | 3,714 | $40,532,000 | thousands by filing date | put |
| ISHARES TR | 464287955 | PUT | 1,294 | $29,680,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 20,242 | $19,615,000 | thousands by filing date | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 434 | $18,578,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A950 | PUT | 1,284 | $17,385,000 | thousands by filing date | put |
| ATOSSA THERAPEUTICS INC | 04962H956 | COM | 25,446 | $16,082,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,197,976 | $11,608,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS | 488445956 | COM | 7,117 | $9,124,000 | thousands by filing date | put |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 6,110,657 | $7,638,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,341,663 | $6,668,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,045,987 | $6,611,000 | thousands by filing date | |
| MOGO INC | 60800C959 | PUT | 8,183 | $6,424,000 | thousands by filing date | put |
| ATERIAN INC | 02156U101 | COM | 433,000 | $6,329,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 190,600 | $5,615,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 9,267 | $5,542,000 | thousands by filing date | put |
| CBAK ENERGY TECHNOLOGY INC | 14986C952 | PUT | 11,089 | $5,223,000 | thousands by filing date | put |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 930,000 | $4,027,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 404,185 | $3,945,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 1,729,931 | $3,858,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292955 | COM | 1,019 | $3,839,000 | thousands by filing date | put |
| MOGO INC | 60800C109 | COM | 460,270 | $3,613,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 271,063 | $3,521,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155902 | CALL | 2,410 | $3,490,000 | thousands by filing date | call |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 626,095 | $3,437,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222950 | COM | 841 | $3,355,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 193 | $3,118,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 78,000 | $3,111,000 | thousands by filing date | |
| CANAAN INC | 134748952 | SPONSORED ADS | 3,742 | $3,050,000 | thousands by filing date | put |
| DIGITAL ALLY INC | 25382P958 | COM | 16,612 | $2,990,000 | thousands by filing date | put |
| ASENSUS SURGICAL INC | 04367G103 | COM | 931,414 | $2,953,000 | thousands by filing date | |
| MARA HOLDINGS INC | 565788956 | COM NEW | 912 | $2,861,000 | thousands by filing date | put |
| ATERIAN INC | 02156U951 | COM | 1,914 | $2,800,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 6,268 | $2,745,000 | thousands by filing date | call |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 700,427 | $2,718,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 117,994 | $2,656,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 400,050 | $2,656,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747R907 | CALL | 875 | $2,578,000 | thousands by filing date | call |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 765,276 | $2,525,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014954 | PUT | 8,340 | $2,477,000 | thousands by filing date | put |
| THE9 LTD | 88337K952 | SPON ADS NEW | 1,689 | $2,409,000 | thousands by filing date | put |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 500,508 | $2,407,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 63,000 | $2,373,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 1,668 | $2,365,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 340,440 | $2,342,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,368,658 | $2,313,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 1,039,458 | $2,287,000 | thousands by filing date | |
| NEWAGE INC | 650194903 | CALL | 10,113 | $2,255,000 | thousands by filing date | call |
| ZEVRA THERAPEUTICS INC | 488445906 | COM NEW | 1,735 | $2,224,000 | thousands by filing date | call |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 402,873 | $2,216,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A950 | COM | 1,558 | $2,209,000 | thousands by filing date | put |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 172,163 | $2,207,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 400,080 | $2,188,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 1,003,477 | $2,087,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 660,044 | $2,079,000 | thousands by filing date | |
| NEMAURA MED INC | 640442958 | PUT | 2,005 | $2,075,000 | thousands by filing date | put |
| 9 METERS BIOPHARMA INC | 654405959 | PUT | 18,128 | $1,994,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 1,418 | $1,897,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 436,500 | $1,886,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 6,166,711 | $1,821,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E951 | COM NEW | 4,713 | $1,791,000 | thousands by filing date | put |
| ASENSUS SURGICAL INC | 04367G953 | COM | 5,594 | $1,773,000 | thousands by filing date | put |
| ACUTUS MED INC | 005111109 | COM | 103,100 | $1,751,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U953 | PUT | 11,077 | $1,706,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058953 | COM NEW | 10,414 | $1,677,000 | thousands by filing date | put |
| CEL SCI CORP | 150837957 | PUT | 1,916 | $1,663,000 | thousands by filing date | put |
| WIMI HOLOGRAM CLOUD INC | 97264L950 | PUT | 2,941 | $1,615,000 | thousands by filing date | put |
| OCEAN PWR TECHNOLOGIES INC | 674870956 | COM NEW | 4,180 | $1,496,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 3,384 | $1,482,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 326,975 | $1,432,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025959 | PUT | 5,414 | $1,402,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 143,496 | $1,392,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,000 | $1,385,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 441,473 | $1,320,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 145,285 | $1,261,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 421,200 | $1,179,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 229,102 | $1,061,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 196,033 | $1,045,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 97,487 | $1,033,000 | thousands by filing date | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 401,246 | $1,007,000 | thousands by filing date | |
| PURPLE BIOTECH LTD | 74638P959 | PUT | 2,063 | $1,007,000 | thousands by filing date | put |
| PAINREFORM LTD | M77798102 | SHS | 347,468 | $980,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6,000 | $969,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 91,018 | $964,000 | thousands by filing date | |
| ATOSSA THERAPEUTICS INC | 04962H906 | COM | 1,517 | $959,000 | thousands by filing date | call |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 860,609 | $947,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 242,850 | $923,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC | 89620X956 | PUT | 942 | $914,000 | thousands by filing date | put |
| MARA HOLDINGS INC COM | 565788106 | Stock | 27,590 | $866,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 174,900 | $864,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 175,097 | $825,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 625,000 | $744,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 166,175 | $731,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 650,000 | $728,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G903 | Cmn | 2,418 | $723,000 | thousands by filing date | call |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 733,840 | $712,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 154,737 | $704,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q950 | PUT | 4,003 | $677,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L906 | COM | 4,321 | $622,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC | 05156V902 | COM | 469 | $608,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J950 | PUT | 1,545 | $604,000 | thousands by filing date | put |
| BIO-KEY INTL INC | 09060C958 | PUT | 1,587 | $603,000 | thousands by filing date | put |
| THE9 LTD | 88337K902 | SPON ADS NEW | 422 | $602,000 | thousands by filing date | call |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 332,375 | $598,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A956 | PUT | 5,168 | $568,000 | thousands by filing date | put |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 337,599 | $554,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265956 | PUT | 1,399 | $543,000 | thousands by filing date | put |
| THE9 LTD | 88337K302 | ADR | 36,900 | $526,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 426,561 | $508,000 | thousands by filing date | |
| POLISHED COM INC | 28252C959 | COM | 1,305 | $502,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 345,400 | $497,000 | thousands by filing date | |
| MACROGENICS INC | 556099959 | PUT | 182 | $489,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V951 | PUT | 1,160 | $486,000 | thousands by filing date | put |
| ADITX THERAPEUTICS INC | 007025109 | COM | 185,299 | $480,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 64,003 | $429,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 700,000 | $401,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 180,000 | $385,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W953 | PUT | 1,621 | $366,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314956 | PUT | 1,274 | $331,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V501 | COM | 76,892 | $322,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E959 | PUT | 488 | $320,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 19,217 | $273,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 249,033 | $264,000 | thousands by filing date | |
| MACROGENICS INC | 556099909 | COM | 92 | $247,000 | thousands by filing date | call |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 50,590 | $247,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 93,525 | $244,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 200,314 | $238,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 100,650 | $223,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897904 | CALL | 1,110 | $220,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 244,240 | $214,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 52,500 | $214,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R950 | COM NEW | 531 | $210,000 | thousands by filing date | put |
| Lixte Biotech HLDG | 539319202 | COM | 65,511 | $199,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897954 | PUT | 980 | $194,000 | thousands by filing date | put |
| NOVAN INC COM NEW | 66988N205 | Stock | 19,132 | $192,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L955 | PUT | 726 | $189,000 | thousands by filing date | put |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 272,103 | $171,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637953 | PUT | 1,225 | $165,000 | thousands by filing date | put |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 10,042 | $147,000 | thousands by filing date | |
| META MATERIALS INC | 59134N954 | COM | 182 | $136,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468903 | CALL | 170 | $117,000 | thousands by filing date | call |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 51,756 | $117,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883959 | PUT | 492 | $117,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC | 89620X906 | CALL | 121 | $117,000 | thousands by filing date | call |
| CARDIFF ONCOLOGY INC | 14147L958 | COM | 167 | $111,000 | thousands by filing date | put |
| POLISHED COM INC | 28252C109 | CMN | 28,603 | $110,000 | thousands by filing date | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 140,089 | $107,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L954 | COM | 945 | $107,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044907 | CALL | 500 | $105,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405909 | CALL | 862 | $95,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975952 | COM | 920 | $81,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A957 | COM | 1,568 | $80,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 57,766 | $78,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 47,431 | $65,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 16,995 | $65,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 146 | $63,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A906 | CALL | 553 | $61,000 | thousands by filing date | call |
| IT TECH PACKAGING INC | 46527C950 | PUT | 1,228 | $58,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 14,979 | $52,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883909 | CALL | 198 | $47,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L956 | COM | 204 | $29,000 | thousands by filing date | put |
| GROM SOCIAL ENTERPRISES INC | 39878L118 | *W EXP 06/17/202 | 29,471 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-105785 | this filing | 2021-08-16 | acceptance time not in the bulk data set |