13F-HR filed by Knott David M
Knott David M filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 147 holding rows worth $281,340,000.
- Accession
- 0001104659-21-104658
- Filer
- CIK 808722
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 195 entries on the cover page, a total value of $281,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $281,343,000 with VALUE read as thousands by filing date, 13F file number 028-03121. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDORSET MANAGEMENT CORP 028-10281
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 3,153,300 | $21,663,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 300,000 | $18,660,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 497,700 | $16,698,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 1,485,000 | $14,672,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,600 | $14,035,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 300,000 | $12,351,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 75,000 | $9,839,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 395,175 | $8,500,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 165,000 | $6,470,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 275,000 | $6,259,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 100,000 | $5,924,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 463,500 | $5,330,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 1,361,900 | $5,256,000 | thousands by filing date | put |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 526,963 | $5,215,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 200,000 | $5,010,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 515,000 | $4,970,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 500,000 | $4,815,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 119,900 | $4,695,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 210,000 | $4,173,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 200,000 | $4,114,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126103 | COM CL A | 360,152 | $3,529,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6,000 | $3,351,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 345,463 | $3,351,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 838,190 | $3,244,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 91,909 | $3,107,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 32,000 | $2,996,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 43,409 | $2,901,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 250,000 | $2,875,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,170 | $2,826,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 15,300 | $2,745,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 140,551 | $2,617,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 107,500 | $2,576,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 286,554 | $2,441,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 50,500 | $2,351,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 124,688 | $2,155,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 164,840 | $2,136,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 210,100 | $2,090,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 304,922 | $2,052,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 171,666 | $1,975,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 50,373 | $1,954,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 200,000 | $1,944,000 | thousands by filing date | |
| Medicus Science Acquistion Corp | G59605108 | Common | 200,000 | $1,930,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 198,699 | $1,927,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 146,528 | $1,685,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 478,186 | $1,578,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 81,166 | $1,456,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 46,766 | $1,440,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 99,655 | $1,378,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 125,000 | $1,351,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 100,000 | $1,275,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 208,102 | $1,247,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 100,000 | $1,150,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,481 | $1,066,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 97,294 | $1,028,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,080 | $1,002,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,900 | $994,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,711 | $992,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q102 | COM | 100,000 | $987,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 12,400 | $980,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F118 | *W EXP 99/99/999 | 83,333 | $958,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 12,118 | $938,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,000 | $901,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 415,308 | $839,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 72,030 | $828,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 22,285 | $808,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,000 | $803,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 80,000 | $794,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 12,118 | $767,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,400 | $725,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 58,986 | $678,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 45,760 | $663,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 68,000 | $657,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 47,798 | $641,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,284 | $628,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 63,900 | $626,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,050 | $577,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 12,033 | $534,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,150 | $503,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 6,000 | $448,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 13,736 | $398,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,400 | $379,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $364,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,631 | $359,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 36,164 | $352,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 38,226 | $348,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 36,000 | $348,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 990 | $344,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,000 | $324,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 9,800 | $297,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 29,566 | $296,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,100 | $288,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 25,000 | $288,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S124 | *W EXP 02/12/202 | 22,222 | $256,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,577 | $255,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 25,000 | $242,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,915 | $225,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 80,000 | $218,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 18,000 | $207,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 6,000 | $192,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 72,367 | $191,000 | thousands by filing date | |
| ALX Oncology Holdings Inc | 01166B105 | Common | 3,200 | $175,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,082 | $171,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,480 | $168,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,901 | $159,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 13,833 | $155,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 9,000 | $153,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 60,000 | $150,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 12,780 | $147,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 12,500 | $144,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,000 | $138,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,050 | $130,000 | thousands by filing date | |
| HERITAGE NOLA BANCORP ORD (PNK) | 42727P108 | COM | 9,000 | $128,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 3,357 | $123,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,460 | $112,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 8,905 | $110,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 800 | $108,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,300 | $101,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 700 | $101,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 12,466 | $99,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A101 | CLASS A ORD SHS | 9,500 | $93,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 1,700 | $87,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 10,000 | $81,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,387 | $75,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 3,700 | $75,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 300 | $69,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,000 | $57,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,480 | $47,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 3,800 | $45,000 | thousands by filing date | |
| APEXIGEN INC | 11374E104 | COM | 4,000 | $40,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 4,000 | $39,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 228 | $32,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 920 | $32,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 400 | $26,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,500 | $26,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 2,000 | $23,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 1,900 | $22,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,375 | $16,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 794 | $11,000 | thousands by filing date | |
| Arc Resources Ltd. | 00208D408 | COM | 1,348 | $11,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 400 | $10,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 370 | $8,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 200 | $5,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 130 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 120 | $4,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 17 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 16 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-104658 | this filing | 2021-08-13 | acceptance time not in the bulk data set |