13F-HR filed by SABBY MANAGEMENT, LLC
SABBY MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 156 holding rows worth $513,902,000.
- Accession
- 0001104659-21-067027
- Filer
- CIK 1535610
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 156 entries on the cover page, a total value of $513,902,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $513,902,000 with VALUE read as thousands by filing date, 13F file number 028-15245. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMintz Hal 028-13502
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPI ENERGY CO LTD | G8651P950 | PUT | 5,568 | $70,355,000 | thousands by filing date | put |
| ISHARES TR | 464287955 | PUT | 2,104 | $46,486,000 | thousands by filing date | put |
| BIOGEN INC | 09062X903 | CALL | 1,518 | $42,466,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A950 | PUT | 2,449 | $33,221,000 | thousands by filing date | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 834 | $33,054,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P901 | CALL | 14,336 | $16,343,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V907 | CALL | 966 | $15,452,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 18,306 | $15,139,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,064,933 | $8,807,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 731 | $7,664,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 922,193 | $7,608,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 2,301,061 | $7,478,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 2,364,694 | $6,763,000 | thousands by filing date | |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 10,737 | $6,711,000 | thousands by filing date | put |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 980,786 | $6,473,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 525,000 | $5,985,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C952 | PUT | 11,632 | $5,932,000 | thousands by filing date | put |
| MOGO INC | 60800C959 | PUT | 6,302 | $5,357,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292955 | COM | 900 | $4,794,000 | thousands by filing date | put |
| ZEVRA THERAPEUTICS | 488445956 | COM | 5,023 | $4,621,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 631,287 | $4,621,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 40,399 | $4,235,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC | 488445906 | COM NEW | 4,193 | $3,858,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC | 462222950 | COM | 830 | $3,732,000 | thousands by filing date | put |
| VAXCYTE INC COM | 92243G108 | Stock | 178,992 | $3,535,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 1,350,870 | $3,458,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 561,088 | $3,451,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 5,533 | $3,436,000 | thousands by filing date | call |
| NUZEE INC | 67073S208 | COM NEW | 965,139 | $3,368,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 336,211 | $3,345,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,291,893 | $3,126,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405959 | PUT | 26,197 | $3,065,000 | thousands by filing date | put |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 525,230 | $3,010,000 | thousands by filing date | |
| BIOGEN INC | 09062X953 | COM | 100 | $2,798,000 | thousands by filing date | put |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 817,165 | $2,738,000 | thousands by filing date | |
| CEL SCI CORP | 150837907 | CALL | 1,760 | $2,677,000 | thousands by filing date | call |
| ATOSSA THERAPEUTICS INC | 04962H956 | COM | 12,673 | $2,674,000 | thousands by filing date | put |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 423,360 | $2,612,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 478,941 | $2,514,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 145 | $2,484,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 54,688 | $2,459,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 418,437 | $2,402,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U953 | PUT | 12,967 | $2,386,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058953 | COM NEW | 11,954 | $2,307,000 | thousands by filing date | put |
| ASENSUS SURGICAL INC | 04367G953 | COM | 6,959 | $2,262,000 | thousands by filing date | put |
| MOGO INC | 60800C109 | COM | 265,828 | $2,260,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 1,448 | $2,202,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 634,728 | $2,171,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 199,569 | $2,143,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G903 | OPTION | 6,556 | $2,131,000 | thousands by filing date | call |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 1,994,783 | $2,114,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A950 | COM | 1,230 | $2,018,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC | 462222900 | CALL | 428 | $1,924,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J950 | PUT | 3,775 | $1,914,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 354,755 | $1,877,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 132,522 | $1,772,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 1,686 | $1,713,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 530,000 | $1,712,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E951 | COM NEW | 4,424 | $1,694,000 | thousands by filing date | put |
| DIGITAL ALLY INC | 25382P958 | COM | 10,220 | $1,666,000 | thousands by filing date | put |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 750,000 | $1,635,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 82,948 | $1,601,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 966 | $1,585,000 | thousands by filing date | call |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 342,425 | $1,500,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 330,000 | $1,459,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 8,500 | $1,456,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 118,736 | $1,437,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025959 | PUT | 5,423 | $1,383,000 | thousands by filing date | put |
| OCEAN PWR TECHNOLOGIES INC | 674870956 | COM NEW | 4,153 | $1,375,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q954 | PUT | 114 | $1,367,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J958 | COM | 166 | $1,243,000 | thousands by filing date | put |
| WIMI HOLOGRAM CLOUD INC | 97264L950 | PUT | 1,838 | $1,213,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,735 | $1,185,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 92,345 | $1,182,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 692,350 | $1,129,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 85,625 | $1,112,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 800,000 | $1,072,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014954 | PUT | 3,820 | $1,052,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 169,136 | $1,050,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 131,898 | $989,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 18,000 | $959,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 200,000 | $942,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 484,970 | $936,000 | thousands by filing date | |
| MACROGENICS INC | 556099909 | COM | 288 | $917,000 | thousands by filing date | call |
| CURIS INC | 231269900 | CALL | 985 | $912,000 | thousands by filing date | call |
| REWALK ROBOTICS LTD | M8216Q950 | PUT | 3,449 | $835,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R950 | COM NEW | 1,739 | $830,000 | thousands by filing date | put |
| PURPLE BIOTECH LTD | 74638P959 | PUT | 1,948 | $805,000 | thousands by filing date | put |
| CONTRAFECT CORP | 212326300 | COM | 166,175 | $798,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 67,974 | $717,000 | thousands by filing date | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 291,000 | $695,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC | 89620X906 | CALL | 646 | $694,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 598,442 | $682,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155902 | CALL | 397 | $668,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 564,527 | $661,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E959 | PUT | 592 | $649,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 389,061 | $626,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC | 89620X956 | PUT | 582 | $625,000 | thousands by filing date | put |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 160,182 | $618,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC | 05156V902 | COM | 469 | $609,000 | thousands by filing date | call |
| MACROGENICS INC | 556099959 | PUT | 182 | $580,000 | thousands by filing date | put |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 306,338 | $564,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 314,000 | $559,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 33,047 | $556,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C958 | PUT | 1,566 | $547,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V951 | PUT | 1,037 | $528,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,372 | $524,000 | thousands by filing date | |
| THE9 LTD | 88337K902 | SPON ADS NEW | 168 | $524,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 136,610 | $523,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 242,237 | $511,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 71,920 | $505,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 53,695 | $501,000 | thousands by filing date | |
| THE9 LTD | 88337K952 | SPON ADS NEW | 156 | $487,000 | thousands by filing date | put |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 301,575 | $473,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588957 | PUT | 620 | $454,000 | thousands by filing date | put |
| PHIO PHARMACEUTICALS CORP | 71880W953 | PUT | 1,591 | $427,000 | thousands by filing date | put |
| ADITX THERAPEUTICS INC | 007025109 | COM | 166,363 | $424,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 266,955 | $395,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 128,564 | $386,000 | thousands by filing date | |
| NEMAURA MED INC | 640442958 | PUT | 501 | $383,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314956 | PUT | 1,263 | $376,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V501 | COM | 61,464 | $313,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W958 | PUT | 3,034 | $285,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 164,007 | $272,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 21,342 | $266,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 79,735 | $262,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 8,293 | $259,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L908 | COM | 275 | $255,000 | thousands by filing date | call |
| HEPION PHARMACEUTICALS INC | 426897954 | PUT | 1,382 | $254,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 50,822 | $242,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 210,562 | $234,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOGIES LTD SHS NEW | 19516R107 | Stock | 17,045 | $229,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975952 | COM | 1,994 | $227,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G903 | Cmn | 679 | $219,000 | thousands by filing date | call |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 322 | $200,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 67,136 | $185,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 141,136 | $183,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C950 | PUT | 2,684 | $177,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883959 | PUT | 825 | $165,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 37,501 | $164,000 | thousands by filing date | |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 350,000 | $161,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L958 | COM | 169 | $156,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 9,250 | $152,000 | thousands by filing date | |
| POLARITYTE INC | 731094958 | PUT | 1,355 | $150,000 | thousands by filing date | put |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 157,374 | $128,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 33,487 | $117,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A957 | COM | 1,515 | $89,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 10,815 | $79,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 18,847 | $78,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637953 | PUT | 463 | $77,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W956 | COM | 100 | $76,000 | thousands by filing date | put |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 23,007 | $62,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975902 | COM | 462 | $53,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 15,000 | $52,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P908 | COM NEW | 309 | $50,000 | thousands by filing date | call |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 25,000 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-067027 | this filing | 2021-05-17 | acceptance time not in the bulk data set |