13F-HR filed by SABBY MANAGEMENT, LLC
SABBY MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 106 holding rows worth $521,693,000.
- Accession
- 0001104659-21-023110
- Filer
- CIK 1535610
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 106 entries on the cover page, a total value of $521,693,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $521,693,000 with VALUE read as thousands by filing date, 13F file number 028-15245. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMintz Hal 028-13502
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOGEN INC | 09062X903 | CALL | 2,762 | $67,630,000 | thousands by filing date | call |
| BIOGEN INC | 09062X953 | COM | 2,024 | $49,560,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V907 | CALL | 2,282 | $40,702,000 | thousands by filing date | call |
| MODERNA INC | 60770K957 | PUT | 3,740 | $39,072,000 | thousands by filing date | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 1,000 | $37,388,000 | thousands by filing date | put |
| ISHARES TR | 464287955 | PUT | 1,638 | $32,115,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 116,970 | $28,641,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A950 | PUT | 2,017 | $28,395,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 365,000 | $18,246,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 3,492 | $17,457,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 116,000 | $12,119,000 | thousands by filing date | |
| ISHARES TR | 464287905 | CALL | 459 | $8,999,000 | thousands by filing date | call |
| MODERNA INC | 60770K907 | CALL | 716 | $7,480,000 | thousands by filing date | call |
| KANDI TECHNOLGIES INC | 483709951 | Cmn | 10,203 | $7,040,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC | 98980L951 | PUT | 200 | $6,746,000 | thousands by filing date | put |
| CEL SCI CORP | 150837957 | PUT | 5,503 | $6,417,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 731 | $6,314,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P901 | CALL | 3,726 | $6,256,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 9,164 | $6,254,000 | thousands by filing date | put |
| CARDIFF ONCOLOGY INC | 14147L958 | COM | 2,870 | $5,163,000 | thousands by filing date | put |
| CARDIFF ONCOLOGY INC | 14147L908 | COM | 2,622 | $4,717,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W950 | PUT | 300 | $4,551,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588957 | PUT | 7,471 | $4,311,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F902 | CALL | 6,262 | $4,274,000 | thousands by filing date | call |
| XWELL INC COM NEW | 98420U703 | Stock | 3,354,960 | $3,992,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 310,155 | $3,616,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 2,379 | $3,500,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 145 | $3,185,000 | thousands by filing date | call |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 358,300 | $3,133,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 3,170 | $2,805,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 5,207 | $2,546,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 285,388 | $2,526,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222900 | CALL | 428 | $2,420,000 | thousands by filing date | call |
| PULMATRIX INC COM | 74584P202 | Stock | 1,975,309 | $2,351,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 77,500 | $2,233,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 494,297 | $1,864,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 119,996 | $1,765,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 290,535 | $1,659,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 128,398 | $1,605,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,480,000 | $1,524,000 | thousands by filing date | |
| CEL SCI CORP | 150837907 | CALL | 1,271 | $1,482,000 | thousands by filing date | call |
| TRICIDA INC | 89610F101 | COM | 200,437 | $1,413,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405959 | PUT | 14,813 | $1,272,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 100,800 | $1,230,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222950 | COM | 212 | $1,199,000 | thousands by filing date | put |
| ASTROTECH CORP | 046484200 | COM NEW | 634,297 | $1,123,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 35,000 | $1,113,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E951 | COM NEW | 2,371 | $1,073,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC | 05156V952 | COM | 757 | $1,047,000 | thousands by filing date | put |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 95,050 | $1,047,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 499,030 | $1,038,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W906 | COM | 1,308 | $1,020,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 47,945 | $921,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 55,943 | $774,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 142,400 | $748,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 105,714 | $729,000 | thousands by filing date | |
| CORMEDIX INC | 21900C958 | COM | 894 | $664,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,000 | $659,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C952 | PUT | 2,938 | $629,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 260,000 | $629,000 | thousands by filing date | |
| CORMEDIX INC | 21900C908 | COM | 839 | $623,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 611,992 | $618,000 | thousands by filing date | |
| EMERALD BIOSCIENCE INC | 29102Y101 | COM | 14,480,000 | $579,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 159,500 | $563,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 2,850,634 | $527,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U953 | PUT | 4,251 | $506,000 | thousands by filing date | put |
| BIOHAVEN PHARMACTL HLDG CO L | G11196905 | CALL | 53 | $454,000 | thousands by filing date | call |
| NANOVIBRONIX INC | 63008J108 | COM | 583,415 | $446,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 991 | $420,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 68,092 | $393,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 269,836 | $345,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 151,772 | $329,000 | thousands by filing date | |
| INTRA CELLULAR THERAPIES INC | 46116X901 | CALL | 100 | $318,000 | thousands by filing date | call |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 339,542 | $306,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W956 | COM | 381 | $297,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G954 | PUT | 1,120 | $289,000 | thousands by filing date | put |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 275,695 | $283,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 61,606 | $275,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 192,382 | $254,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 185,843 | $249,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P950 | PUT | 302 | $238,000 | thousands by filing date | put |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 108,026 | $231,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 65,000 | $218,000 | thousands by filing date | |
| BIOCEPT INC | 09072V951 | PUT | 476 | $211,000 | thousands by filing date | put |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 193,012 | $208,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 300,000 | $207,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897954 | PUT | 919 | $201,000 | thousands by filing date | put |
| GEOVAX LABS INC | 373678507 | COM | 56,380 | $191,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 65,004 | $168,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 239,200 | $163,000 | thousands by filing date | |
| POLARITYTE INC | 731094958 | PUT | 2,392 | $163,000 | thousands by filing date | put |
| BIOCEPT INC | 09072V501 | COM | 31,578 | $140,000 | thousands by filing date | |
| EMAGIN CORPORATION | 29076N956 | Cmn | 829 | $137,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H901 | COM NEW | 129 | $114,000 | thousands by filing date | call |
| TINGO GROUP INC | 55328R109 | COM | 53,559 | $111,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 32,503 | $82,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W958 | PUT | 1,562 | $76,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC | 039014954 | PUT | 242 | $61,000 | thousands by filing date | put |
| INSPIREMD INC | 45779A853 | COM | 174,813 | $60,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M950 | COM | 855 | $53,000 | thousands by filing date | put |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 50,000 | $51,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T959 | PUT | 120 | $48,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 10,199 | $35,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637953 | PUT | 120 | $29,000 | thousands by filing date | put |
| BIOLASE INC | 090911207 | COM NEW | 62,748 | $26,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058953 | COM NEW | 110 | $16,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-023110 | this filing | 2021-02-16 | acceptance time not in the bulk data set |