13F-HR filed by SABBY MANAGEMENT, LLC
SABBY MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 132 holding rows worth $669,857,000.
- Accession
- 0001104659-20-125496
- Filer
- CIK 1535610
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 132 entries on the cover page, a total value of $669,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $669,857,000 with VALUE read as thousands by filing date, 13F file number 028-15245. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMintz Hal 028-13502
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOGEN INC | 09062X903 | CALL | 3,354 | $95,146,000 | thousands by filing date | call |
| BIOGEN INC | 09062X953 | COM | 2,359 | $66,920,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 4,634 | $48,879,000 | thousands by filing date | put |
| TESLA INC | 88160R901 | CALL | 850 | $36,466,000 | thousands by filing date | call |
| ISHARES TR | 464287955 | PUT | 2,188 | $32,774,000 | thousands by filing date | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 931 | $31,178,000 | thousands by filing date | put |
| MODERNA INC | 60770K957 | PUT | 4,172 | $29,517,000 | thousands by filing date | put |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 867 | $29,035,000 | thousands by filing date | call |
| TESLA INC | 88160R951 | PUT | 435 | $21,402,000 | thousands by filing date | put |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 3,075 | $16,851,000 | thousands by filing date | put |
| ISHARES TR | 464287905 | CALL | 1,050 | $15,728,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A950 | PUT | 1,337 | $14,898,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 44,536 | $12,634,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 923 | $12,498,000 | thousands by filing date | put |
| CEL SCI CORP | 150837957 | PUT | 7,773 | $9,911,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 834 | $8,797,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 121,975 | $8,630,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 147,945 | $8,107,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 7,143 | $7,964,000 | thousands by filing date | put |
| MODERNA INC | 60770K907 | CALL | 1,092 | $7,726,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E951 | COM NEW | 4,444 | $7,519,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 606,298 | $6,760,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 1,817 | $6,668,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R950 | COM NEW | 5,984 | $6,301,000 | thousands by filing date | put |
| CEL SCI CORP | 150837907 | CALL | 4,605 | $5,871,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q958 | PUT | 1,418 | $5,831,000 | thousands by filing date | put |
| CARDIFF ONCOLOGY INC | 14147L958 | COM | 3,887 | $5,516,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P901 | CALL | 1,976 | $4,920,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 50,000 | $4,252,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 99,921 | $4,122,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588957 | PUT | 6,801 | $4,040,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 3,595,415 | $3,847,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 425,762 | $3,065,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 115,000 | $2,951,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 521 | $2,855,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 2,426 | $2,814,000 | thousands by filing date | put |
| Cinedigm Corp CL A | 172406209 | COM NEW | 4,875,949 | $2,755,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC | 89620X906 | CALL | 1,860 | $2,643,000 | thousands by filing date | call |
| ISHARES TR | 464287906 | CALL | 189 | $2,559,000 | thousands by filing date | call |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 931,240 | $2,496,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 100,000 | $2,490,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,667,293 | $2,480,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 5,349,284 | $2,443,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,191,233 | $2,347,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 613,765 | $2,179,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 1,009,406 | $2,160,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 1,740,663 | $2,071,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B902 | COM NEW | 1,392 | $2,064,000 | thousands by filing date | call |
| PAINREFORM LTD | M77798102 | SHS | 444,941 | $2,047,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222900 | CALL | 428 | $2,031,000 | thousands by filing date | call |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 880,400 | $1,999,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 122,406 | $1,928,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 608,720 | $1,899,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 182,275 | $1,724,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,372 | $1,540,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 49,656 | $1,480,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 124,884 | $1,449,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,179,600 | $1,380,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 107,878 | $1,375,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 29,654 | $1,219,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 311,010 | $1,166,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,480,000 | $1,125,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 76 | $1,067,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 78,278 | $1,051,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC | 05156V902 | COM | 704 | $1,037,000 | thousands by filing date | call |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 182,543 | $1,026,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222950 | COM | 212 | $1,006,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H950 | COM NEW | 761 | $1,005,000 | thousands by filing date | put |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 419,836 | $978,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V907 | CALL | 2,262 | $826,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 4,856,723 | $803,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 275,123 | $770,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 240,654 | $768,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 312,666 | $716,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G954 | PUT | 1,519 | $712,000 | thousands by filing date | put |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 299,913 | $675,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 721,887 | $652,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 5,083 | $643,000 | thousands by filing date | call |
| EMERALD BIOSCIENCE INC | 29102Y101 | COM | 14,936,716 | $633,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 59,730 | $629,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 443,469 | $625,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607900 | COM | 44 | $618,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P956 | PUT | 891 | $552,000 | thousands by filing date | put |
| POLARITYTE INC | 731094958 | PUT | 4,816 | $501,000 | thousands by filing date | put |
| XPRESSPA GROUP INC | 98420U953 | PUT | 2,522 | $497,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079956 | PUT | 354 | $475,000 | thousands by filing date | put |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 125,578 | $458,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L908 | COM | 317 | $450,000 | thousands by filing date | call |
| ADITX THERAPEUTICS INC | 007025109 | COM | 224,971 | $439,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,000 | $422,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 436,973 | $364,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W905 | COM NEW | 157 | $340,000 | thousands by filing date | call |
| BIG SKY INDL INC | 911805307 | COM | 66,504 | $333,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 42,407 | $316,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 134,585 | $297,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058953 | COM NEW | 1,630 | $293,000 | thousands by filing date | put |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 79,470 | $279,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427901 | COM NEW | 1,032 | $236,000 | thousands by filing date | call |
| SENECA BIOPHARMA INC | 81689B103 | COM | 393,411 | $229,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 13,544 | $200,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897954 | PUT | 591 | $184,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H200 | COM NEW | 13,800 | $182,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 57,309 | $178,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 96,001 | $173,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P906 | CALL | 277 | $171,000 | thousands by filing date | call |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 191,657 | $169,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W957 | COM | 164 | $159,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 26,039 | $155,000 | thousands by filing date | |
| EMAGIN CORPORATION | 29076N956 | Cmn | 1,172 | $149,000 | thousands by filing date | put |
| 9 METERS BIOPHARMA INC | 654405959 | PUT | 1,773 | $145,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 268,109 | $143,000 | thousands by filing date | |
| CORMEDIX INC | 21900C908 | COM | 236 | $142,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X904 | CALL | 941 | $133,000 | thousands by filing date | call |
| CURIS INC | 231269900 | CALL | 1,131 | $132,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W958 | PUT | 1,565 | $122,000 | thousands by filing date | put |
| BAUDAX BIO INC | 07160F957 | PUT | 410 | $114,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G104 | COM | 22,382 | $105,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 147,304 | $97,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 544,940 | $93,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 88,711 | $92,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 333,458 | $92,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T959 | PUT | 120 | $82,000 | thousands by filing date | put |
| INSPIREMD INC | 45779A853 | COM | 243,900 | $77,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 11,863 | $75,000 | thousands by filing date | |
| CORMEDIX INC | 21900C958 | COM | 109 | $66,000 | thousands by filing date | put |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 470,548 | $52,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637955 | SHS | 958 | $51,000 | thousands by filing date | put |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 50,000 | $48,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 100,000 | $44,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M950 | COM | 794 | $28,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X954 | PUT | 150 | $21,000 | thousands by filing date | put |
| PARETEUM CORP | 69946T957 | PUT | 299 | $20,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-125496 | this filing | 2020-11-16 | acceptance time not in the bulk data set |