13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-11, with 1,660 holding rows worth $15,998,718,000.
- Accession
- 0001104659-20-059286
- Filer
- CIK 902367
- Filed
- 2020-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,660 entries on the cover page, a total value of $15,998,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,998,718,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,768 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 628 | $18,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 22,000 | $18,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 557 | $18,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 54,612 | $18,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 362 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 400 | $17,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 848 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,400 | $17,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 10,482 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 586 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 697 | $17,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 72,850 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 667 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 342 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 636 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,037 | $16,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 18,000 | $16,000 | thousands by filing date | principal |
| COVIA HLDGS CORP | 22305A103 | COM | 28,687 | $16,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 17,000 | $16,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 546 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 591 | $15,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 450 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 328 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 223 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 481 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 433 | $15,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 234 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 224 | $15,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 320 | $15,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,000 | $15,000 | thousands by filing date | principal |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 186 | $14,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 220 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 671 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 810 | $14,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 487 | $14,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,000 | $14,000 | thousands by filing date | principal |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 10,000 | $14,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 800 | $14,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 25,300 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 144 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 477 | $12,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 463 | $12,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,300 | $12,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 12,000 | $12,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 580 | $12,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 591 | $12,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,000 | $12,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 301 | $11,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 710 | $11,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 10,600 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 179 | $11,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 11,000 | $11,000 | thousands by filing date | principal |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 421 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 112 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 114 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 232 | $10,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 117 | $10,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 290 | $10,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 400 | $10,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,000 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 350 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 260 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 143 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 525 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 293 | $9,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $9,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 36 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 472 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 147 | $8,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 281 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 200 | $8,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500 | $8,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 344 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 285 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 110 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 296 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 400 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 407 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,412 | $8,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 23,000 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 319 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,250 | $7,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 250 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 126 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 261 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 396 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 156 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 283 | $5,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 90 | $5,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $5,000 | thousands by filing date | principal |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,090 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 11,200 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 95 | $5,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 185 | $4,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 46 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 85 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,015 | $4,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 88 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 100 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 250 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 60 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 35 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,465 | $4,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 20,000 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 180 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 65 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 50 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 125 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 71 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 55 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 100 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 107 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 75 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 50 | $2,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 34 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 419 | $2,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 108 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 28 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 159 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 87 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 68 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 257 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 314 | $2,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4 | $1,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 10 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 5 | $1,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 55 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 13 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 12 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 28 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 69 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 43 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 112 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 130 | $1,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 2,000 | $1,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 115 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 25 | $1,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 60 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDC ENERGY INC | 69327R101 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 7,553 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-059286 | this filing | 2020-05-11 | acceptance time not in the bulk data set |