13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-11, with 1,660 holding rows worth $15,998,718,000.
- Accession
- 0001104659-20-059286
- Filer
- CIK 902367
- Filed
- 2020-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,660 entries on the cover page, a total value of $15,998,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,998,718,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 28,426 | $314,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 13,459 | $314,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 4,910 | $313,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 7,663 | $312,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,196 | $312,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 11,225 | $312,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,450 | $310,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,227 | $307,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 72,818 | $307,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,268 | $306,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,648 | $304,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,261 | $302,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,980 | $302,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 12,591 | $301,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 19,173 | $301,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 158,033 | $299,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,359 | $298,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,508 | $298,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,029 | $297,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 7,701 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,373 | $295,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 6,035 | $294,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,458 | $290,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,145 | $290,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 10,838 | $290,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,894 | $290,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 227 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 30,013 | $289,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,862 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,859 | $286,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,912 | $285,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 978 | $284,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 11,895 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,806 | $282,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 6,284 | $281,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 57,206 | $281,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,066 | $281,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 9,185 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,424 | $278,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,650 | $277,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 17,620 | $277,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 18,700 | $277,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 23,206 | $276,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,363 | $276,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,075 | $276,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 8,640 | $276,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,742 | $274,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 12,758 | $274,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,225 | $273,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,166 | $271,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,555 | $271,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,832 | $271,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 21,155 | $270,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 20,000 | $270,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 28,533 | $270,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,926 | $269,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,773 | $268,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,186 | $267,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,960 | $267,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,252 | $266,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,839 | $266,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 26,622 | $265,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,481 | $264,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,633 | $264,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 52,664 | $263,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,774 | $262,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,140 | $260,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 9,576 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,048 | $258,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 4,270 | $257,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 18,320 | $257,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 9,000 | $256,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,966 | $255,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 19,000 | $255,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,472 | $252,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,463 | $252,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 11,248 | $252,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,011 | $252,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,815 | $251,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 8,832 | $251,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 21,629 | $250,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 5,233 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,727 | $247,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,379 | $246,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 9,021 | $246,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 10,880 | $244,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 17,077 | $244,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 180,000 | $243,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,704 | $242,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 9,021 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,800 | $240,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 3,533 | $240,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 7,500 | $239,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 42,175 | $239,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 132,490 | $238,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,553 | $235,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 6,761 | $235,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,905 | $234,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 32,647 | $233,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 20,254 | $233,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 5,520 | $233,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,966 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,924 | $232,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 17,773 | $232,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 12,778 | $231,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 21,945 | $231,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,049 | $231,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 16,244 | $231,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,177 | $230,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 13,135 | $230,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,704 | $229,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,179 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,667 | $228,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 73,300 | $228,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,446 | $227,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 28,195 | $227,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,002 | $226,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 6,445 | $225,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,843 | $224,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,002 | $224,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 6,526 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,267 | $224,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,443 | $224,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 20,000 | $224,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 18,283 | $223,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,100 | $223,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 17,362 | $222,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 5,185 | $222,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 180,000 | $222,000 | thousands by filing date | principal |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 11,315 | $221,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,390 | $220,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,276 | $219,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,347 | $219,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,115 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,614 | $217,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,468 | $217,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 34,249 | $216,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,634 | $215,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 19,763 | $215,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,926 | $214,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 19,816 | $214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,357 | $214,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 17,945 | $214,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 14,012 | $213,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,309 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,566 | $213,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 14,146 | $213,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,146 | $212,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,650 | $211,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,447 | $210,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,628 | $209,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,732 | $208,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,217 | $208,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,575 | $207,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,881 | $207,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,531 | $207,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,365 | $207,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 20,000 | $207,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 15,743 | $206,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 4,150 | $204,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,534 | $203,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,907 | $203,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 7,861 | $202,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,575 | $202,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 5,591 | $201,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,005 | $201,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 17,322 | $201,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,350 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 13,752 | $200,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 29,552 | $199,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,425 | $197,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,823 | $197,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 38,082 | $197,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 65,000 | $194,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 46,784 | $193,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 24,924 | $191,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 250,000 | $191,000 | thousands by filing date | principal |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 12,849 | $191,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,333 | $190,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 200,000 | $190,000 | thousands by filing date | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 27,139 | $188,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 6,036 | $187,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 4,875 | $187,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 6,601 | $187,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 200,000 | $186,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,060 | $185,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 14,760 | $185,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 975 | $184,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 200,000 | $184,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 7,642 | $183,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 35,672 | $183,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 36,382 | $182,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,000 | $182,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 17,448 | $182,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 7,935 | $180,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 16,760 | $176,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 11,410 | $175,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 4,757 | $175,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,152 | $173,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 180,000 | $173,000 | thousands by filing date | principal |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 5,641 | $172,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K114 | W EXP 11/25/202 | 22,863 | $171,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,480 | $169,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 200,000 | $169,000 | thousands by filing date | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 8,495 | $168,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 10,160 | $168,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,025 | $168,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 20,668 | $168,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,387 | $167,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,000 | $167,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,209 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 6,413 | $165,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,650 | $165,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 6,984 | $165,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 180,000 | $165,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 200,000 | $165,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 200,000 | $163,000 | thousands by filing date | principal |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 3,145 | $161,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 875 | $160,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,375 | $159,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 2,700 | $158,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 11,796 | $158,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 200,000 | $158,000 | thousands by filing date | principal |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,500 | $156,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 22,006 | $156,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 47,323 | $156,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 160,000 | $156,000 | thousands by filing date | principal |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 10,715 | $155,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 13,633 | $155,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 5,000 | $154,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,942 | $154,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,629 | $153,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 20,365 | $152,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 4,005 | $152,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 25,100 | $151,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 18,453 | $149,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 49,320 | $148,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 20,000 | $147,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,745 | $146,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,305 | $146,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,849 | $146,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 13,100 | $146,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 5,524 | $146,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,705 | $146,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 14,375 | $146,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 6,400 | $145,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 221,255 | $144,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 175,000 | $143,000 | thousands by filing date | principal |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,780 | $142,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 25,000 | $142,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 914 | $141,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 57,626 | $141,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 140,000 | $141,000 | thousands by filing date | principal |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,806 | $139,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 4,387 | $139,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 200,000 | $139,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,914 | $137,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 2,714 | $136,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,234 | $136,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 10,467 | $136,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 210,000 | $136,000 | thousands by filing date | principal |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,753 | $135,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,675 | $135,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 17,000 | $135,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1,463 | $134,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 6,111 | $134,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 5,230 | $134,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,326 | $131,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 10,000 | $131,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,953 | $130,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 6,217 | $129,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 10,267 | $128,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 22,502 | $128,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,200 | $128,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 13,339 | $127,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 27,204 | $127,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,635 | $126,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 5,153 | $123,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,241 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,573 | $122,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 15,000 | $121,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,650 | $121,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 140,000 | $121,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 25,600 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,223 | $118,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 19,625 | $114,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,506 | $111,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,176 | $110,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 2,245 | $109,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 23,000 | $109,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 312,000 | $109,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,769 | $108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,261 | $108,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 20,000 | $106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,346 | $105,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 2,840 | $105,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,000 | $105,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,030 | $105,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 127,000 | $105,000 | thousands by filing date | principal |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 32,035 | $104,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,715 | $104,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,200 | $103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 6,044 | $102,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,187 | $102,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,487 | $101,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 303,944 | $101,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 23,794 | $100,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,700 | $99,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 140,000 | $99,000 | thousands by filing date | principal |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,566 | $98,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 84,893 | $98,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,000 | $98,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 2,642 | $98,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 38,102 | $97,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 22,200 | $96,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 28,330 | $96,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,520 | $96,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 15,200 | $96,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 120,000 | $96,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 4,616 | $94,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,866 | $94,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 2,726 | $92,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 90,000 | $92,000 | thousands by filing date | principal |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 908 | $91,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,843 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,891 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 992 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,823 | $89,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,000 | $89,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,520 | $87,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 12,411 | $87,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,180 | $87,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,566 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 3,750 | $86,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 898 | $85,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 13,337 | $84,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,953 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 3,260 | $83,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,917 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,131 | $82,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 11,751 | $82,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,325 | $82,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,360 | $82,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,932 | $81,000 | thousands by filing date | |
| COWEN GROUP INC | 223622AE1 | BOND | 90,000 | $79,000 | thousands by filing date | principal |
| Vanguard Utilities ETF | 92204A876 | SHS | 640 | $78,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,170 | $78,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,535 | $78,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 8,258 | $76,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 891 | $75,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 75,000 | $75,000 | thousands by filing date | principal |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,125 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,647 | $72,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,669 | $71,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 4,278 | $71,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 76,211 | $70,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,458 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,049 | $68,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 4,048 | $67,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 11,934 | $67,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 30,000 | $67,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,601 | $66,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 3,872 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,141 | $65,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,428 | $63,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 491 | $63,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1,238 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 640 | $58,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 9,500 | $58,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 17,000 | $58,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 3,475 | $57,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 13,600 | $57,000 | thousands by filing date | |
| MGC | 921910873 | COM | 619 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1,123 | $56,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 18,100 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 4,800 | $54,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 551 | $54,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 35,000 | $54,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,332 | $54,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,181 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,064 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 2,368 | $53,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,565 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 702 | $52,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 22,175 | $52,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,396 | $52,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,341 | $51,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,524 | $50,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 982 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,507 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 400 | $50,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,380 | $50,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 11,750 | $50,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 29,035 | $49,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 50,000 | $49,000 | thousands by filing date | principal |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 20,000 | $48,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,065 | $47,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,084 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,939 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,000 | $47,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,482 | $46,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 715 | $46,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,500 | $44,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 2,142 | $43,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,737 | $43,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,200 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,180 | $42,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 801 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,563 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,700 | $41,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,000 | $41,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 772 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,365 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,368 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,702 | $40,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,603 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 900 | $39,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 362 | $39,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 920 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 226 | $38,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,857 | $38,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 775 | $38,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,467 | $38,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,255 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 615 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,124 | $37,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 13,000 | $37,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,100 | $36,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 50,000 | $36,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,697 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 266 | $35,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 942 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 850 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 647 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 270 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 351 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,443 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 914 | $31,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,000 | $31,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 45,600 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 2,933 | $31,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 167,254 | $31,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,000 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 707 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 665 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 713 | $29,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 900 | $28,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 690 | $28,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 10,000 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,039 | $27,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,387 | $27,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 2,000 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 253 | $26,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 433 | $26,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,097 | $26,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 25 | $26,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 425 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 930 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 966 | $25,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 438 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $25,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 12,715 | $25,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 12,165 | $25,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,773 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 549 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 675 | $24,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 14,000 | $24,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 700 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 811 | $24,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 32,985 | $24,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 563 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 895 | $23,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 20,425 | $23,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,000 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 653 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 760 | $22,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,139 | $22,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 22,000 | $22,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 447 | $22,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 25,475 | $22,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 23,000 | $22,000 | thousands by filing date | principal |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 251 | $21,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,756 | $21,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 800 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 880 | $21,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 120 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 447 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 550 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 215 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 355 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 370 | $20,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 825 | $20,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 800 | $20,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 26,900 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 918 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 140 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 532 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,200 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 400 | $19,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 11,928 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-059286 | this filing | 2020-05-11 | acceptance time not in the bulk data set |