13F-HR filed by PIER 88 INVESTMENT PARTNERS LLC
PIER 88 INVESTMENT PARTNERS LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 96 holding rows worth $252,664,000.
- Accession
- 0001104659-20-021534
- Filer
- CIK 1697366
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 96 entries on the cover page, a total value of $252,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,664,000 with VALUE read as thousands by filing date, 13F file number 028-17645. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 244,489 | $13,178,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 122,914 | $13,151,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,072,384 | $12,903,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 228,909 | $12,391,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,249,557 | $11,394,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,466,034 | $10,850,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 98,595 | $10,760,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6,662,131 | $10,336,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,555 | $9,505,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 6,497 | $9,414,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 6,432,958 | $8,946,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 126,733 | $8,296,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 7,994,325 | $8,094,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 157,777 | $8,091,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 5,891 | $6,939,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 5,466,920 | $5,355,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 3,691,730 | $5,261,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 4,400 | $5,188,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 3,900 | $4,999,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 99,602 | $4,855,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,640,000 | $4,821,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 3,886,709 | $4,793,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 4,228,882 | $4,603,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 3,025,844 | $4,032,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,554,557 | $3,431,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,506,401 | $3,114,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 25,841 | $2,816,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 2,629,114 | $2,758,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,689,536 | $2,687,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 3,027,806 | $2,614,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 2,599,768 | $2,611,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 1,723,460 | $1,826,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 37,745 | $1,324,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 971,253 | $1,077,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 19,285 | $1,029,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 20,955 | $1,021,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 39,310 | $982,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 13,305 | $944,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 965,000 | $940,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 5,105 | $874,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 22,079 | $864,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 32,441 | $857,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 14,013 | $820,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4,298 | $765,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7,625 | $763,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 555,000 | $739,000 | thousands by filing date | principal |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 42,000 | $732,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 16,830 | $730,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 9,750 | $721,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,565 | $719,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 12,070 | $719,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,700 | $678,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 28,870 | $678,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,400 | $651,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 14,665 | $626,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 5,090 | $623,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 7,202 | $615,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,000 | $599,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 335,000 | $583,000 | thousands by filing date | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 85,175 | $577,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,685 | $552,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 3,290 | $521,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 20,140 | $517,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,310 | $505,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 6,587 | $505,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 14,555 | $492,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 7,935 | $449,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,655 | $438,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 11,930 | $432,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,530 | $428,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,931 | $355,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,540 | $340,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 19,870 | $328,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 19,385 | $316,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,700 | $310,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 215,000 | $294,000 | thousands by filing date | principal |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,150 | $277,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,445 | $266,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 6,455 | $245,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,990 | $236,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,021 | $234,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 10,800 | $229,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 2,930 | $217,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 4,440 | $216,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 205,190 | $211,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 4,581 | $203,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,840 | $187,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,115 | $168,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 9,585 | $165,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 920 | $155,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,930 | $143,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 138,460 | $134,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 159,979 | $124,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,540 | $94,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,389 | $70,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 2,100 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-021534 | this filing | 2020-02-14 | acceptance time not in the bulk data set |