13F-HR filed by SABBY MANAGEMENT, LLC
SABBY MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-15, with 93 holding rows worth $185,573,000.
- Accession
- 0001104659-19-064391
- Filer
- CIK 1535610
- Filed
- 2019-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 93 entries on the cover page, a total value of $185,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,573,000 with VALUE read as thousands by filing date, 13F file number 028-15245. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMintz Hal 028-13502
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 998 | $29,618,000 | thousands by filing date | put |
| ISHARES TR | 464287955 | PUT | 1,578 | $23,881,000 | thousands by filing date | put |
| ISHARES TR | 464287905 | CALL | 1,563 | $23,654,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V907 | CALL | 2,428 | $21,446,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC | 462222900 | CALL | 3,038 | $18,201,000 | thousands by filing date | call |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 505 | $14,987,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A950 | PUT | 507 | $3,866,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 2,297 | $3,482,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 1,916 | $2,905,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 2,248,578 | $2,901,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 92,854 | $2,417,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 8,797,509 | $2,023,000 | thousands by filing date | |
| BIOHAVEN PHARMACTL HLDG CO L | G11196955 | PUT | 412 | $1,719,000 | thousands by filing date | put |
| CORMEDIX INC COM | 21900C308 | Stock | 249,198 | $1,590,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 1,325,299 | $1,590,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 477,351 | $1,384,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 1,248,814 | $1,336,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 685,661 | $1,330,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 124,843 | $1,282,000 | thousands by filing date | |
| CORMEDIX INC | 21900C958 | COM | 1,936 | $1,235,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E951 | COM NEW | 2,606 | $1,016,000 | thousands by filing date | put |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 1,365,615 | $971,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 2,964,629 | $949,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC | 05156V902 | COM | 1,677 | $896,000 | thousands by filing date | call |
| PULMATRIX INC COM | 74584P202 | Stock | 1,058,682 | $866,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 467,819 | $865,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 19,850 | $828,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 855 | $764,000 | thousands by filing date | put |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 802,846 | $682,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 845,432 | $640,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 185,800 | $593,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 288,408 | $587,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 1,210,099 | $583,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 204,227 | $572,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 951,454 | $526,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 124,788 | $520,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588959 | COM | 5,895 | $498,000 | thousands by filing date | put |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 404,550 | $484,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,990 | $470,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 577,323 | $462,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 167,500 | $461,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 491,237 | $451,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 83,333 | $442,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 1,197,710 | $430,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427901 | COM NEW | 1,481 | $429,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 876,157 | $413,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 313,572 | $408,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 1,521,982 | $403,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 113,600 | $389,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 835,459 | $379,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 197,119 | $369,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 549,900 | $368,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P903 | COM NEW | 1,120 | $357,000 | thousands by filing date | call |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 115,000 | $352,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R500 | COM | 204,823 | $342,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 618,822 | $334,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N956 | COM | 114 | $321,000 | thousands by filing date | put |
| NEUROMETRIX INC | 641255708 | COM PAR | 934,212 | $299,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 115,000 | $278,000 | thousands by filing date | |
| INPIXON | 45790J503 | COM PAR | 2,360,220 | $275,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 150,000 | $269,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 266,789 | $258,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 156,100 | $240,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 729,450 | $237,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 50,000 | $234,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 110,000 | $210,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 312,642 | $178,000 | thousands by filing date | |
| CEL SCI CORP | 150837907 | CALL | 187 | $167,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 119,681 | $162,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 185,171 | $141,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 37,191 | $139,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J906 | CALL | 200 | $138,000 | thousands by filing date | call |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 917,337 | $138,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 183,359 | $129,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 1,008,444 | $101,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 41,758 | $81,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 72,076 | $74,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R950 | COM NEW | 179 | $67,000 | thousands by filing date | put |
| EYENOVIA INC | 30234E104 | COM | 17,900 | $66,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 115,314 | $61,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 48,294 | $49,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 41,085 | $44,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 42,007 | $44,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 135 | $43,000 | thousands by filing date | put |
| SESEN BIO INC | 817763955 | PUT | 365 | $43,000 | thousands by filing date | put |
| CELSION CORP | 15117N903 | CALL | 260 | $40,000 | thousands by filing date | call |
| CELSION CORP | 15117N953 | PUT | 184 | $28,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H950 | COM NEW | 134 | $26,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 83,218 | $22,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 631,812 | $13,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W958 | PUT | 114 | $8,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314957 | PUT | 106 | $3,000 | thousands by filing date | put |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 51,449 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-064391 | this filing | 2019-11-15 | acceptance time not in the bulk data set |