13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 3,766 holding rows worth $81,214,491,000.
- Accession
- 0001104659-19-064200
- Filer
- CIK 1009207
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 4,995 entries on the cover page, a total value of $81,214,491,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,214,491,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROBERT HALF INC. COM | 770323103 | Stock | 236,533 | $13,165,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,352,374 | $13,104,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 242,906 | $13,099,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 88,253 | $13,094,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,152,369 | $13,033,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,520,956 | $13,004,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 224,700 | $12,979,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 81,044 | $12,935,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 420,200 | $12,892,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 680,302 | $12,879,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 568,700 | $12,858,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 658,286 | $12,843,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 245,000 | $12,832,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 915,880 | $12,827,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 66,200 | $12,810,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 48,600 | $12,807,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 608,644 | $12,794,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 646,400 | $12,786,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 23,100 | $12,702,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 595,877 | $12,680,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 228,775 | $12,660,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,447,632 | $12,652,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 44,100 | $12,647,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 83,304 | $12,644,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 411,131 | $12,613,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 291,986 | $12,602,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 399,209 | $12,589,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 210,900 | $12,578,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 220,308 | $12,553,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 54,251 | $12,546,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 220,688 | $12,546,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 216,633 | $12,545,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 70,185 | $12,485,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 113,500 | $12,480,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 270,834 | $12,469,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 20,000,000 | $12,460,000 | thousands by filing date | principal |
| KORN FERRY COM NEW | 500643200 | Stock | 322,153 | $12,448,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 903,767 | $12,417,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 448,484 | $12,401,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 348,192 | $12,399,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,090,133 | $12,384,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 49,400 | $12,382,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 744,861 | $12,335,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 181,600 | $12,331,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 276,775 | $12,308,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 41,300 | $12,272,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 918,589 | $12,254,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 92,127 | $12,195,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 258,480 | $12,166,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 649,280 | $12,154,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 712,871 | $12,133,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 250,136 | $12,117,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 320,535 | $12,116,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 10,000,000 | $12,111,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 113,100 | $12,092,000 | thousands by filing date | put |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 268,575 | $12,070,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 109,600 | $12,052,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 57,653 | $12,047,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 108,244 | $12,017,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 101,817 | $12,004,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 425,534 | $11,996,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 633,310 | $11,976,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 48,800 | $11,969,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 199,993 | $11,956,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 411,369 | $11,954,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 99,100 | $11,934,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,051,885 | $11,933,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 155,195 | $11,913,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 121,300 | $11,892,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 197,236 | $11,886,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 683,671 | $11,882,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 123,800 | $11,872,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 430,700 | $11,859,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 12,055,000 | $11,859,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 123,900 | $11,829,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 118,501 | $11,801,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 97,800 | $11,783,000 | thousands by filing date | put |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 25,000,000 | $11,736,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 72,300 | $11,711,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 144,200 | $11,693,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,165,334 | $11,693,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 306,500 | $11,622,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 71,300 | $11,598,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 96,200 | $11,590,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 188,841 | $11,586,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 444,445 | $11,581,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,422,371 | $11,579,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 231,262 | $11,577,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 31,700 | $11,541,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 1,152,335 | $11,511,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 996,053 | $11,504,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 662,900 | $11,488,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 70,600 | $11,483,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 222,154 | $11,456,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 102,468 | $11,449,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,303,492 | $11,447,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 222,421 | $11,434,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 794,255 | $11,397,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 44,561 | $11,272,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 123,569 | $11,242,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 50,299 | $11,189,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 556,687 | $11,167,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 383,666 | $11,096,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 394,519 | $11,094,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 362,356 | $11,034,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 850,648 | $11,016,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 45,000 | $11,007,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 70,200 | $10,972,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 101,643 | $10,962,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 206,900 | $10,949,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 1,238,979 | $10,934,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,159,829 | $10,929,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 33,100 | $10,840,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 30,300 | $10,805,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 136,708 | $10,801,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 109,600 | $10,791,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 194,700 | $10,775,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 147,255 | $10,772,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 103,890 | $10,768,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 660,989 | $10,723,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 639,374 | $10,710,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 121,300 | $10,702,000 | thousands by filing date | put |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 200,000 | $10,694,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 385,330 | $10,693,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 94,100 | $10,674,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 493,537 | $10,655,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 710,043 | $10,651,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 130,230 | $10,571,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 383,910 | $10,546,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 402,232 | $10,507,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 990,804 | $10,493,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 45,000 | $10,485,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 130,378 | $10,443,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 238,600 | $10,429,000 | thousands by filing date | put |
| ATHENE HOLDING LTD | G0684D107 | CL A | 247,786 | $10,422,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 131,100 | $10,390,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 431,400 | $10,379,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 581,632 | $10,365,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 335,098 | $10,348,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 8,373,000 | $10,294,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 94,500 | $10,274,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 135,776 | $10,256,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 46,600 | $10,248,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 1,987,102 | $10,244,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 423,862 | $10,232,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 817,316 | $10,200,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 42,400 | $10,180,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 55,611 | $10,162,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 465,000 | $10,160,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 41,400 | $10,154,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 81,800 | $10,149,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 103,224 | $10,137,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 32,500 | $10,089,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 98,300 | $10,066,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 292,022 | $10,065,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 65,900 | $10,062,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 299,129 | $10,048,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 87,812 | $10,033,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 425,990 | $10,011,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 52,000 | $10,002,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 8,500,000 | $9,998,000 | thousands by filing date | principal |
| KNOLL INC | 498904200 | COM NEW | 393,103 | $9,965,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 45,700 | $9,961,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 71,600 | $9,953,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 489,864 | $9,920,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 46,000 | $9,905,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 7,000,000 | $9,890,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 159,800 | $9,871,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 188,600 | $9,868,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 138,378 | $9,868,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 70,300 | $9,862,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 90,300 | $9,854,000 | thousands by filing date | put |
| ZYMEWORKS INC | 98985W102 | COM | 396,709 | $9,838,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 95,600 | $9,789,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 158,700 | $9,787,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000,000 | $9,775,000 | thousands by filing date | principal |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 68,869 | $9,767,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 149,794 | $9,753,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 171,100 | $9,749,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 200,329 | $9,738,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 259,576 | $9,724,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 273,618 | $9,716,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 355,860 | $9,701,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 31,200 | $9,685,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 143,101 | $9,645,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,544,510 | $9,638,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 173,900 | $9,620,000 | thousands by filing date | call |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 5,000,000 | $9,609,000 | thousands by filing date | principal |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 74,900 | $9,597,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 394,558 | $9,572,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 72,033 | $9,536,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 277,931 | $9,475,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 499,665 | $9,469,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 127,500 | $9,463,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 16,377 | $9,446,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 104,900 | $9,432,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 262,775 | $9,400,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 115,401 | $9,358,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 586,457 | $9,354,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 172,952 | $9,353,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 267,162 | $9,324,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 165,600 | $9,308,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 475,000 | $9,305,000 | thousands by filing date | put |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 6,123,000 | $9,301,000 | thousands by filing date | principal |
| O-I GLASS, INC. | 690768403 | COM | 903,999 | $9,285,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 136,518 | $9,280,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 222,486 | $9,273,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 167,600 | $9,238,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 111,300 | $9,212,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 176,700 | $9,204,000 | thousands by filing date | put |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 9,218,000 | $9,200,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 2,411,890 | $9,189,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 2,701,597 | $9,186,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 260,687 | $9,179,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 30,171 | $9,178,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 141,265 | $9,172,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 258,356 | $9,164,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 842,016 | $9,161,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 8,556,000 | $9,160,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 325,835 | $9,159,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 36,500 | $9,149,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 200,838 | $9,114,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 150,000 | $9,066,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 130,300 | $9,058,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 858,613 | $9,041,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 72,700 | $9,020,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 161,700 | $9,007,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 21,300,000 | $9,005,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 9,000,000 | $8,999,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 10,000,000 | $8,997,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 38,800 | $8,967,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 86,500 | $8,962,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 71,000 | $8,953,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 3,217,702 | $8,913,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 55,800 | $8,897,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 244,558 | $8,887,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 121,212 | $8,885,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 975,015 | $8,863,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 211,900 | $8,862,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 95,200 | $8,818,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 1,196,085 | $8,803,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 201,300 | $8,799,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 917,587 | $8,782,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 55,516 | $8,780,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 678,000 | $8,780,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 8,443,000 | $8,768,000 | thousands by filing date | principal |
| CALIX INC | 13100M509 | COM | 1,371,038 | $8,761,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 35,964 | $8,738,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 255,767 | $8,729,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 422,351 | $8,722,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 643,442 | $8,718,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 336,500 | $8,675,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 224,590 | $8,674,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 73,300 | $8,670,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 161,600 | $8,668,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 99,196 | $8,657,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 173,900 | $8,636,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 227,734 | $8,629,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 118,807 | $8,617,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 257,715 | $8,588,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 95,378 | $8,579,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 68,628 | $8,570,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 594,800 | $8,568,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 34,400 | $8,546,000 | thousands by filing date | call |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,995,883 | $8,542,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 23,454 | $8,539,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 142,890 | $8,522,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 548,665 | $8,510,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 620,943 | $8,510,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,541,213 | $8,507,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 264,838 | $8,505,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 101,500 | $8,493,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 180,669 | $8,468,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 573,900 | $8,448,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 60,960 | $8,439,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 150,983 | $8,437,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 108,025 | $8,414,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 149,400 | $8,401,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 182,709 | $8,394,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 464,042 | $8,390,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 129,775 | $8,388,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 49,200 | $8,384,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 79,348 | $8,362,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 213,300 | $8,359,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 46,500 | $8,354,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 20,000 | $8,351,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 92,700 | $8,338,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 300,113 | $8,337,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 390,701 | $8,323,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,427,281 | $8,321,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 110,600 | $8,311,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 160,000 | $8,298,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 160,572 | $8,276,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 9,035,000 | $8,264,000 | thousands by filing date | principal |
| VISTA OUTDOOR INC | 928377100 | COM | 1,332,823 | $8,250,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 96,450 | $8,244,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 145,209 | $8,241,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 266,100 | $8,236,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 342,764 | $8,236,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 296,592 | $8,214,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 611,796 | $8,198,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 470,000 | $8,159,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 65,000 | $8,154,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 110,931 | $8,150,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 271,286 | $8,148,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 62,755 | $8,146,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 195,254 | $8,146,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 381,425 | $8,140,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 8,097,000 | $8,099,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 158,893 | $8,089,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 349,733 | $8,089,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 188,383 | $8,059,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 105,913 | $8,059,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 645,000 | $8,050,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 281,373 | $8,031,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 68,073 | $8,023,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,021,911 | $7,992,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 237,000 | $7,980,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 36,600 | $7,978,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 10,000 | $7,978,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 86,800 | $7,970,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 53,100 | $7,968,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 273,203 | $7,958,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 802,911 | $7,948,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 492,400 | $7,942,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 286,023 | $7,940,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 387,040 | $7,938,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 180,486 | $7,931,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 119,800 | $7,907,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 127,800 | $7,881,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 628,494 | $7,837,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 55,800 | $7,835,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 477,583 | $7,828,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 67,900 | $7,811,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 232,811 | $7,806,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 123,103 | $7,802,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 97,949 | $7,777,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 61,869 | $7,755,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 166,677 | $7,751,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 240,000 | $7,733,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,690,709 | $7,727,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 849,479 | $7,722,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 6,000,000 | $7,711,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 739,565 | $7,706,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 408,189 | $7,690,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 68,500 | $7,680,000 | thousands by filing date | put |
| GREENSKY INC | 39572G100 | CL A | 1,118,835 | $7,659,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 377,865 | $7,656,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 36,722 | $7,654,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 8,604,245 | $7,648,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 378,077 | $7,645,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 95,009 | $7,632,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 860,000 | $7,620,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 6,435,000 | $7,607,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 25,000 | $7,606,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 292,342 | $7,592,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 342,496 | $7,576,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 312,023 | $7,551,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 248,682 | $7,548,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 88,451 | $7,545,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 53,500 | $7,526,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 55,000 | $7,509,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 59,700 | $7,508,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 165,343 | $7,505,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 190,692 | $7,503,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 494,327 | $7,435,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 730,000 | $7,431,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 82,200 | $7,428,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 47,500 | $7,424,000 | thousands by filing date | put |
| APERGY CORP | 03755L104 | COM | 274,150 | $7,416,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 239,326 | $7,407,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 54,147 | $7,400,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 242,477 | $7,386,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 136,700 | $7,383,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 67,400 | $7,380,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 34,100 | $7,376,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 30,100 | $7,362,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 84,445 | $7,309,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 180,677 | $7,294,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 94,959 | $7,282,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 362,400 | $7,273,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 140,000 | $7,260,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 45,700 | $7,237,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 36,500 | $7,228,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 280,116 | $7,221,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 346,949 | $7,188,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 42,808 | $7,187,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 49,700 | $7,177,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,000,000 | $7,176,000 | thousands by filing date | principal |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 25,000 | $7,170,000 | thousands by filing date | put |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 402,525 | $7,145,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 78,800 | $7,143,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 298,285 | $7,126,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 604,824 | $7,113,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 491,109 | $7,092,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 21,700 | $7,088,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 21,233 | $7,065,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 43,200 | $7,064,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 70,700 | $7,057,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 54,400 | $7,049,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 36,400 | $7,042,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 2,091,152 | $7,027,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 616,602 | $7,011,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 7,147,000 | $7,011,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,023,879 | $7,003,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 450,030 | $6,993,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 320,000 | $6,992,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 441,578 | $6,990,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 97,970 | $6,986,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 135,140 | $6,984,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 186,968 | $6,984,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 329,982 | $6,962,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 49,500 | $6,951,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 230,793 | $6,936,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,762,514 | $6,927,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 645,484 | $6,926,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 7,500,000 | $6,917,000 | thousands by filing date | principal |
| M & T BK CORP COM | 55261F104 | Stock | 43,700 | $6,903,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 6,118,000 | $6,853,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 55,600 | $6,850,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 172,521 | $6,808,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 38,244 | $6,781,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 30,800 | $6,773,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 520,300 | $6,738,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 71,900 | $6,736,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 66,100 | $6,730,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 60,000 | $6,710,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 258,339 | $6,688,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 412,707 | $6,686,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 58,459 | $6,664,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 84,626 | $6,654,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 254,061 | $6,652,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 86,700 | $6,648,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 257,700 | $6,644,000 | thousands by filing date | call |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 325,252 | $6,632,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 56,800 | $6,631,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 334,246 | $6,621,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 48,790 | $6,613,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 295,768 | $6,607,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 48,700 | $6,604,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 282,700 | $6,576,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 240,618 | $6,569,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 688,739 | $6,543,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 560,000 | $6,530,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 165,183 | $6,520,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 333,542 | $6,511,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 456,100 | $6,495,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 43,616 | $6,490,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 146,427 | $6,477,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 83,500 | $6,446,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S100 | COM | 1,673,321 | $6,442,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 259,086 | $6,415,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $6,410,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 770,733 | $6,409,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 51,000 | $6,397,000 | thousands by filing date | call |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 600,000 | $6,390,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 50,649 | $6,387,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 26,577 | $6,381,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 385,833 | $6,378,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 215,078 | $6,375,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 390,633 | $6,371,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 106,878 | $6,370,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 66,915 | $6,367,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 238,984 | $6,364,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 28,600 | $6,362,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 246,291 | $6,347,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 105,000 | $6,338,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 80,115 | $6,337,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 114,400 | $6,327,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 55,000 | $6,323,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 511,623 | $6,303,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 80,847 | $6,302,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 113,272 | $6,281,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 154,500 | $6,280,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 145,649 | $6,256,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 172,092 | $6,230,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 54,285 | $6,214,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 17,391 | $6,202,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 365,492 | $6,188,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 66,287 | $6,186,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 167,241 | $6,165,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,011,993 | $6,163,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 241,969 | $6,151,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 45,000 | $6,150,000 | thousands by filing date | put |
| MARKELGROUPINC | 570535104 | STOK | 5,200 | $6,146,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 90,093 | $6,136,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 127,800 | $6,127,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 198,989 | $6,125,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 33,302 | $6,112,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 73,319 | $6,111,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 497,574 | $6,111,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 6,200,000 | $6,107,000 | thousands by filing date | principal |
| MATCH GROUP INC | 57665R106 | COM | 85,300 | $6,094,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 1,394,286 | $6,093,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 61,000 | $6,075,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 639,806 | $6,071,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 53,200 | $6,065,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 203,683 | $6,065,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 29,000 | $6,060,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 76,283 | $6,054,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-064200 | this filing | 2019-11-14 | acceptance time not in the bulk data set |