13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 3,766 holding rows worth $81,214,491,000.
- Accession
- 0001104659-19-064200
- Filer
- CIK 1009207
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 4,995 entries on the cover page, a total value of $81,214,491,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,214,491,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MCDERMOTT INTL INC COM | 580037703 | Stock | 137,400 | $278,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 4,000 | $277,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,886 | $276,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,017 | $276,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,123 | $275,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 70,000 | $275,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 98,753 | $273,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 40,163 | $271,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,700 | $270,000 | thousands by filing date | call |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 31,576 | $270,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 13,019 | $269,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,100 | $268,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 11,065 | $267,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 20,464 | $267,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,863 | $266,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,000 | $266,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 24,305 | $266,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 11,629 | $265,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,000 | $264,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,982 | $262,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 27,238 | $262,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,100 | $261,000 | thousands by filing date | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 18,807 | $261,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 18,686 | $261,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 14,831 | $260,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,674 | $258,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 53,600 | $258,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 4,776 | $256,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 19,674 | $256,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 6,500 | $255,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 23,200 | $253,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 34,188 | $253,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,419 | $253,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 8,659 | $252,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 30,000 | $252,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,347 | $251,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 16,342 | $251,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 4,995 | $251,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 66,414 | $251,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,359 | $250,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,000 | $250,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 6,206 | $250,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 32,100 | $249,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,926 | $247,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,868 | $247,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 170,840 | $246,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 6,845 | $246,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 16,351 | $245,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 6,710 | $244,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,301 | $244,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,098 | $244,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 107,300 | $244,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 1,265 | $243,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,700 | $243,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 14,200 | $241,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 2,617 | $240,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,939 | $239,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 12,200 | $239,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 22,960 | $239,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,148 | $239,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 154,931 | $239,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 27,369 | $238,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 12,275 | $237,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 195,612 | $237,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,013 | $237,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 40,077 | $236,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,419 | $235,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 43,635 | $235,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 8,300 | $234,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 6,528 | $234,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 181,725 | $234,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,800 | $233,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 77,046 | $233,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 194,560 | $232,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 49,670 | $232,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,777 | $231,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,931 | $230,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 19,000 | $230,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 52,798 | $230,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,609 | $229,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,092 | $228,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 54,702 | $228,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 3,223 | $227,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 6,954 | $227,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,000 | $227,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 9,510 | $226,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 8,200 | $225,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 52,639 | $225,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20,000 | $224,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 52,833 | $224,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 24,264 | $223,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 4,855 | $223,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,900 | $223,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 27,532 | $223,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,715 | $220,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 39,448 | $219,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 29,900 | $217,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 15,000 | $217,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 4,100 | $216,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,021 | $215,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 4,100 | $215,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 13,661 | $214,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,000 | $213,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 81,057 | $213,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 49,202 | $212,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,933 | $211,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,041 | $206,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,594 | $206,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 17,235 | $206,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 7,648 | $206,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,700 | $205,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,362 | $205,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 17,700 | $204,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 53,400 | $204,000 | thousands by filing date | put |
| CLARUS CORP NEW | 18270P109 | COM | 17,423 | $204,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 28,817 | $204,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 193,186 | $204,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 20,852 | $203,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,400 | $203,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 14,274 | $203,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 5,745 | $203,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,096 | $202,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 6,200 | $201,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 15,524 | $201,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 46,769 | $201,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 475,293 | $197,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 26,077 | $195,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 15,494 | $192,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 58,853 | $191,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 36,558 | $189,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 16,389 | $189,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,000 | $188,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 11,900 | $186,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 10,200 | $186,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 59,735 | $186,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 216,666 | $186,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 20,000 | $185,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,969 | $182,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 161,400 | $182,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,000 | $181,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 11,986 | $180,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50,000 | $180,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 243,858 | $180,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 13,575 | $178,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 67,154 | $178,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 38,770 | $177,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,000 | $176,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,538 | $175,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 10,774 | $173,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 25,094 | $171,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,200 | $171,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 27,907 | $170,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,227 | $168,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 18,425 | $167,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 50,000 | $167,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 91,594 | $165,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 72,900 | $165,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 72,971 | $156,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 51,771 | $154,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 18,110 | $153,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,503 | $151,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,852 | $151,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 12,125 | $151,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 17,761 | $149,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 14,452 | $148,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 18,300 | $147,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 33,400 | $147,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,800 | $144,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 45,218 | $142,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 24,055 | $139,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 15,900 | $137,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 25,992 | $136,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 21,517 | $134,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 85,200 | $133,000 | thousands by filing date | call |
| NOVAVAX INC | 670002401 | COM NEW | 26,530 | $133,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,320 | $131,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 11,038 | $130,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 67,000 | $129,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,295 | $126,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 23,732 | $125,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,034 | $123,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 12,412 | $121,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17,764 | $119,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 27,445 | $119,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 95,887 | $116,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,397 | $115,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 10,459 | $112,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 23,100 | $111,000 | thousands by filing date | call |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 13,137 | $110,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 30,160 | $108,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 22,204 | $106,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,566 | $105,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,000 | $105,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 31,373 | $104,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 26,500 | $101,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 25,000 | $101,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 50,000 | $101,000 | thousands by filing date | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 18,785 | $98,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 20,270 | $98,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 14,433 | $97,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 34,103 | $96,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 18,111 | $95,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 10,000 | $95,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 21,623 | $94,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 125,791 | $94,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 16,287 | $86,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 38,717 | $86,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 32,269 | $85,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 19,200 | $83,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 18,020 | $78,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 114,660 | $76,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 16,951 | $74,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,126 | $70,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 36,552 | $70,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,639 | $66,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 25,177 | $65,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 81,454 | $65,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 214,190 | $57,000 | thousands by filing date | |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 450,000 | $54,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 11,079 | $53,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,198 | $52,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,766 | $52,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 83,681 | $52,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,000 | $51,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 29,845 | $51,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 38,300 | $50,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 23,349 | $50,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,862 | $48,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,927 | $47,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,678 | $46,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 28,051 | $46,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 29,587 | $46,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 574,288 | $46,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 12,079 | $43,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 19,540 | $43,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 26,579 | $40,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 19,840 | $40,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 44,600 | $39,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 21,544 | $38,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 29,683 | $38,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 36,692 | $37,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 16,719 | $36,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 12,184 | $36,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 13,215 | $33,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 64,959 | $31,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 10,747 | $31,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 15,706 | $30,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 14,735 | $30,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 11,408 | $29,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 11,599 | $28,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 18,653 | $28,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 22,564 | $27,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 10,913 | $26,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 12,409 | $25,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,594 | $24,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 93,252 | $24,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 22,838 | $22,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 21,396 | $18,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,371 | $15,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,734 | $14,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 48,957 | $13,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 16,907 | $12,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 12,800 | $12,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10,872 | $11,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 10,354 | $10,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,329 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-064200 | this filing | 2019-11-14 | acceptance time not in the bulk data set |