13F-HR filed by Fosun International Ltd
Fosun International Ltd filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 227 holding rows worth $902,121,000.
- Accession
- 0001104659-19-062266
- Filer
- CIK 1447884
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 241 entries on the cover page, a total value of $902,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $902,121,000 with VALUE read as thousands by filing date, 13F file number 028-15992. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFidelidade-Companhia de Seguros, S.A.028-16288
- included managerShanghai Fosun Pharmaceutical (Group) Co., Ltd.028-18303
- included managerHauck & Aufhaeuser Fund Services S.A.028-18996
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 90,730,000 | $85,279,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,935,332 | $75,845,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 21,521,301 | $62,412,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 49,992,000 | $51,402,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 57,083,000 | $51,392,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 16,471,258 | $47,767,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 40,000,000 | $39,646,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 38,819,000 | $39,379,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 6,634,021 | $35,028,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 31,000,000 | $32,085,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,854,607 | $23,665,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 339,003 | $21,458,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 20,000,000 | $19,649,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 12,600,000 | $12,324,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 791,412 | $11,681,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 120,000 | $8,348,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 2,115,228 | $8,249,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 3,286,208 | $7,296,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 125,000 | $6,744,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 873,000 | $6,621,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 3,280 | $6,377,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 472,532 | $6,143,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,319 | $5,295,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 95,530 | $5,145,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,859 | $4,933,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 482,014 | $4,897,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 25,700 | $4,472,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 323,400 | $4,418,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 186,867 | $4,240,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 15,550 | $4,185,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,110 | $4,093,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 768,142 | $3,933,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 35,800 | $3,842,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,265 | $3,755,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,740 | $3,613,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 79,220 | $3,605,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 472,101 | $3,579,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 178,707 | $3,353,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,130 | $3,311,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 178,923 | $3,239,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,422,923 | $3,221,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 32,900 | $3,219,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 16,170 | $3,128,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 14,510 | $3,123,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,000 | $3,112,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 77,230 | $3,099,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 53,040 | $3,090,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 65,260 | $3,060,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 79,093 | $3,037,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,325 | $2,848,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 735,073 | $2,720,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 7,453,857 | $2,669,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 44,850 | $2,635,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 69,057 | $2,344,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 137,783 | $2,291,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,795 | $2,288,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 25,000 | $2,120,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,657 | $2,078,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 12,831 | $2,060,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 179,640 | $2,014,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,030 | $2,005,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 23,925 | $1,958,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 38,510 | $1,934,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,440 | $1,888,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,067 | $1,760,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 62,000 | $1,729,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 22,300 | $1,709,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 20,800 | $1,701,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,510 | $1,687,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,508 | $1,626,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 6,000 | $1,597,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 660,608 | $1,585,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 63,540 | $1,522,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 19,560 | $1,452,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 72,150 | $1,413,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 43,000 | $1,347,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,850 | $1,346,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 11,055 | $1,311,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,891 | $1,287,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,246,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,000 | $1,239,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,600 | $1,232,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,760 | $1,228,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,000 | $1,202,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 20,947 | $1,196,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 28,400 | $1,176,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,780 | $1,143,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 7,100 | $1,125,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,700 | $1,081,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,900 | $1,071,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 10,960 | $1,049,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,640 | $1,042,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10,000 | $1,026,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 11,800 | $1,012,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 13,000 | $1,008,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,500 | $1,005,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,900 | $1,004,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 16,400 | $992,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 219,716 | $982,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,350 | $978,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 87,485 | $977,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 35,000 | $973,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 11,400 | $967,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,840 | $953,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 18,200 | $952,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 9,600 | $949,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 23,600 | $945,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 11,200 | $930,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 6,300 | $925,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11,800 | $918,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 15,400 | $914,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 39,500 | $907,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 100,000 | $904,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 15,400 | $900,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,795 | $876,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 36,500 | $870,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,825 | $868,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,500 | $864,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 25,000 | $858,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,210 | $857,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,915 | $847,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 12,330 | $840,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,000 | $836,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,650 | $813,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 7,200 | $799,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,170 | $778,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,160 | $776,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 40,000 | $772,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,400 | $758,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,795 | $750,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,400 | $739,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,445 | $728,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 33,000 | $727,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 28,000 | $720,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 100,000 | $713,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,900 | $709,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 17,560 | $702,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,000 | $695,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 27,000 | $667,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 15,000 | $662,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,000 | $645,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 90,000 | $622,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,700 | $621,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 47,500 | $612,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,170 | $597,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,400 | $587,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,370 | $548,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 150,000 | $548,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,667 | $542,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 53,000 | $530,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,500 | $513,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 100,000 | $509,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 500,000 | $505,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 50,000 | $482,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,612 | $473,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,000 | $465,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,605 | $459,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,200 | $423,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 80,000 | $417,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,300 | $411,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,790 | $411,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,424 | $407,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 350,000 | $405,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,021 | $400,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,000 | $395,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 30,000 | $390,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,800 | $378,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,325 | $376,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 7,610 | $372,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 48,000 | $356,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,000 | $355,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,120 | $353,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 166,609 | $350,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 900 | $345,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,000 | $342,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,665 | $339,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 25,000 | $332,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 100,000 | $327,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,500 | $326,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,361 | $319,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,220 | $318,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,000 | $318,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,000 | $309,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,100 | $305,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,387 | $304,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,600 | $300,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,000 | $297,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,165 | $294,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,500 | $294,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 8,250 | $294,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,063 | $288,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,500 | $285,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,070 | $276,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,942 | $274,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,720 | $271,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 250,000 | $267,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 9,815 | $263,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 55,000 | $261,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 660 | $256,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 200,000 | $254,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 226,425 | $251,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,120 | $250,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,420 | $245,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30,000 | $243,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,885 | $242,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 50,000 | $240,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 225,000 | $240,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 127,559 | $240,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 70,000 | $232,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 553 | $225,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,200 | $220,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,000 | $218,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 30,000 | $215,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 42,844 | $212,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,295 | $208,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,000 | $201,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 100,000 | $120,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 100,000 | $117,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 100,000 | $113,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 100,000 | $110,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 100,000 | $110,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,000 | $80,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 24,000 | $62,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 30,000 | $57,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,000 | $56,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E120 | *W EXP 02/28/202 | 333,333 | $7,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 22,498 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-062266 | this filing | 2019-11-12 | acceptance time not in the bulk data set |