13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 727 holding rows worth $2,066,761,000.
- Accession
- 0001103646-16-000018
- Filer
- CIK 1103646
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 727 entries on the cover page, a total value of $2,066,761,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,066,761,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,000 | $272,000 | thousands by filing date | put |
| PARKWAY PPTYS INC | 70159Q104 | COM | 16,000 | $272,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 47,134 | $271,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,200 | $271,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,400 | $271,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,083 | $270,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,700 | $269,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 25,402 | $268,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 16,829 | $268,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,091 | $267,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,817 | $265,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 20,000 | $263,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,500 | $262,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 6,000 | $261,000 | thousands by filing date | call |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 12,217 | $260,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 2,372 | $260,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,300 | $258,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 7,868 | $258,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 29,235 | $256,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 25,472 | $253,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,500 | $252,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,282 | $247,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 15,500 | $246,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 20,323 | $245,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 26,923 | $245,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,931 | $244,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,068 | $242,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 8,500 | $240,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,700 | $238,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 16,116 | $238,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,114 | $237,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,000 | $235,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,500 | $234,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 3,300 | $234,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 63,646 | $234,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,000 | $233,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 11,595 | $232,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 83,700 | $231,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 14,400 | $230,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,900 | $230,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,323 | $230,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 16,099 | $226,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 27,939 | $225,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 4,500 | $224,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,700 | $224,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,500 | $222,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 1,900 | $221,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,750 | $221,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 14,000 | $221,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 177,300 | $220,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 5,000 | $217,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 3,000 | $216,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 17,801 | $216,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 17,545 | $213,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,826 | $212,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,999 | $210,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 15,909 | $210,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,620 | $209,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,800 | $208,000 | thousands by filing date | call |
| COMMERCEHUB INC | 20084V108 | COM SER A | 13,114 | $208,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,600 | $207,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,468 | $205,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,205 | $202,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 16,717 | $202,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 4,295 | $200,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,394 | $199,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 16,232 | $195,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 16,836 | $194,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 10,320 | $189,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 2,976 | $184,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,452 | $182,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 23,037 | $182,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 14,657 | $182,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 30,637 | $181,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,050 | $181,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 929 | $180,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 27,400 | $178,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,500 | $176,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 52,300 | $174,000 | thousands by filing date | call |
| VIRTUS TOTAL | 92829A103 | COM | 36,516 | $173,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,000 | $171,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,680 | $168,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 16,000 | $168,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 24,511 | $168,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 6,400 | $165,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 5,000 | $164,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 11,797 | $162,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 18,106 | $162,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,760 | $161,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 6,258 | $161,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,000 | $160,000 | thousands by filing date | put |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,360 | $158,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,000 | $154,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 7,500 | $154,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 27,683 | $154,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 35,477 | $153,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 17,689 | $153,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,102 | $152,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,600 | $151,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,225 | $148,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8,445 | $147,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,000 | $146,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 21,000 | $146,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 17,485 | $143,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,700 | $139,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,095 | $139,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 18,510 | $138,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 12,646 | $137,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,700 | $135,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,128 | $135,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 34,300 | $135,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 12,961 | $133,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 41,587 | $132,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 15,708 | $132,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 5,400 | $131,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 24,737 | $131,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 4,900 | $130,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 5,000 | $129,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,700 | $127,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 27,100 | $126,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,771 | $125,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 12,466 | $125,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,000 | $124,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 14,500 | $124,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 13,092 | $124,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 10,900 | $124,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,800 | $123,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,500 | $123,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 20,000 | $121,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,441 | $120,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,700 | $118,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 12,701 | $117,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 13,800 | $115,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,000 | $115,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,200 | $115,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 100,000 | $113,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,000 | $112,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 37,601 | $112,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 17,100 | $110,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 6,000 | $108,000 | thousands by filing date | put |
| ASIA PAC FD INC | 044901106 | COM | 10,132 | $107,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 10,201 | $107,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 18,900 | $106,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 17,381 | $102,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 10,486 | $101,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,900 | $100,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 14,736 | $100,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,075 | $97,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 7,700 | $96,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 400 | $92,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,500 | $86,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,800 | $85,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 11,522 | $85,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 11,408 | $84,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,400 | $83,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 30,000 | $81,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 19,000 | $80,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 10,000 | $79,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 62,500 | $77,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 17,600 | $76,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,176 | $72,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,747 | $72,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 54,980 | $72,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 21,810 | $71,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 20,896 | $71,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 4,380,757 | $66,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 14,549 | $66,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 5,247 | $65,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 28,578 | $62,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,689 | $60,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 102,694 | $60,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 2,154 | $60,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 7,198 | $58,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 4,800 | $58,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 2,849 | $56,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 5,400 | $55,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 24,649 | $54,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 13,000 | $54,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,222 | $53,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 16,994 | $51,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 181 | $49,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,000 | $48,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 600 | $48,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 7,100 | $43,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 621 | $42,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 29,760 | $42,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 400 | $37,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,100 | $36,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,265 | $33,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,537 | $33,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 10,000 | $32,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 28,221 | $32,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 10,000 | $30,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 2,000 | $28,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 100 | $23,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,600 | $22,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,200 | $22,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 22,145 | $22,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 418 | $20,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 600 | $19,000 | thousands by filing date | call |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 17,278 | $18,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 19,949 | $17,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,000 | $14,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,500 | $12,000 | thousands by filing date | call |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 22,728 | $12,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 100 | $11,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 993 | $10,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100 | $10,000 | thousands by filing date | put |
| BANK OF AMERICA CORP | 060505153 | CMN | 98,039 | $10,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 205,217 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 334 | $9,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,064 | $9,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 12,139 | $9,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 757 | $7,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $5,000 | thousands by filing date | call |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 56 | $4,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 135 | $3,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11,837 | $3,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 326 | $2,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 4 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 39 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 159,104 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 5,465 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-16-000018 | this filing | 2016-11-14 | acceptance time not in the bulk data set |