13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 727 holding rows worth $2,066,761,000.
- Accession
- 0001103646-16-000018
- Filer
- CIK 1103646
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 727 entries on the cover page, a total value of $2,066,761,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,066,761,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Procter & Gamble Co | 742718109 | COM | 2,649,454 | $237,789,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,280,800 | $204,704,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,510,568 | $91,912,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 27,320,000 | $80,549,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 1,245,994 | $53,702,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 25,216,000 | $40,537,000 | thousands by filing date | principal |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,070,092 | $36,071,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 29,500,000 | $32,559,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 155,200 | $31,666,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,080,000 | $26,480,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 866,300 | $20,358,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 318,195 | $20,288,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 4,959,929 | $19,732,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 589,414 | $18,684,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 3,461,604 | $18,347,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 120,055 | $18,049,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 14,850,000 | $17,728,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 11,160,000 | $15,976,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 10,500,000 | $15,951,000 | thousands by filing date | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 620,938 | $15,530,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 81,200 | $15,519,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 205,500 | $15,172,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 9,500,000 | $14,877,000 | thousands by filing date | principal |
| INCONTACT INC | 45336EAB5 | Bond | 11,500,000 | $13,904,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 13,355,000 | $13,862,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 10,546,000 | $12,816,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 346,154 | $12,697,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 13,000,000 | $12,680,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 8,000,000 | $12,640,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951106 | COM | 234,920 | $11,962,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 84,347 | $10,668,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 144,306 | $10,654,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 116,946 | $9,807,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 8,330,000 | $9,616,000 | thousands by filing date | principal |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 295,229 | $9,545,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,830,000 | $9,416,000 | thousands by filing date | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 374,500 | $9,366,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 7,575,000 | $9,320,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 355,200 | $9,246,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 897,000 | $9,184,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 4,000,000 | $8,914,000 | thousands by filing date | principal |
| ININ 1.25 6/20 | 45841VAB5 | Bond 30/360P2 U | 7,000,000 | $8,078,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 90,500 | $7,897,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 615,075 | $7,867,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 107,000 | $7,803,000 | thousands by filing date | call |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 113,312 | $7,798,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 162,700 | $7,576,000 | thousands by filing date | put |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 7,546,000 | $7,565,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 69,400 | $7,240,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 7,585,000 | $7,180,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,990,000 | $7,112,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 6,112,000 | $7,046,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 7,062,000 | $6,998,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 5,382,000 | $6,956,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 67,400 | $6,936,000 | thousands by filing date | put |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 4,500,000 | $6,822,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 6,782,000 | $6,753,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 7,948 | $6,524,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 278,193 | $6,434,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,500,000 | $6,235,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 179,799 | $6,109,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 5,263,000 | $5,965,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,750,000 | $5,861,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 4,500,000 | $5,813,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 5,723,000 | $5,766,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 54,200 | $5,735,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 677,749 | $5,680,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 5,000,000 | $5,643,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,000,000 | $5,442,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 6,000,000 | $5,416,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,966,000 | $5,406,000 | thousands by filing date | principal |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,611,329 | $5,366,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,500,000 | $5,363,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 4,013,000 | $5,308,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 116,300 | $5,130,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 3,500,000 | $5,128,000 | thousands by filing date | principal |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 383,091 | $5,046,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AU6 | DBCV 1.250% 6/0 | 7,500,000 | $4,938,000 | thousands by filing date | principal |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 200,926 | $4,901,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 4,000,000 | $4,883,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 317,849 | $4,841,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 243,047 | $4,732,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 128,000 | $4,684,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 2,465,000 | $4,682,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 139,460 | $4,659,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 72,500 | $4,494,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 189,717 | $4,456,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 4,000,000 | $4,453,000 | thousands by filing date | principal |
| LINKEDIN CORP | 53578A108 | COM | 23,000 | $4,395,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 82,900 | $4,394,000 | thousands by filing date | put |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 3,700,000 | $4,370,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 3,000,000 | $4,361,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 2,200,000 | $4,263,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 61,711 | $4,228,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 41,017 | $4,184,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 281,400 | $4,108,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 725,296 | $3,956,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 55,900 | $3,830,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 42,100 | $3,671,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572108 | CL B | 22,310 | $3,626,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,500,000 | $3,523,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 40,300 | $3,518,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 50,107 | $3,516,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,500,000 | $3,469,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,500,000 | $3,453,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 14,100 | $3,380,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,000,000 | $3,361,000 | thousands by filing date | principal |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 225,282 | $3,359,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 64,627 | $3,350,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 53,900 | $3,342,000 | thousands by filing date | call |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 49,712 | $3,317,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 42,100 | $3,311,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 32,000 | $3,270,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 41,560 | $3,268,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 233,326 | $3,257,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 50,400 | $3,219,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100,000 | $3,177,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 33,500 | $3,159,000 | thousands by filing date | call |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 95,832 | $3,155,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,600,000 | $3,123,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 34,700 | $3,115,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 30,000 | $3,088,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 1,431,379 | $3,063,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,000,000 | $3,052,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 131,500 | $3,041,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 162,432 | $2,971,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 32,100 | $2,969,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 80,200 | $2,935,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 509,968 | $2,902,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387AX0 | DEBT | 4,000,000 | $2,902,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 132,620 | $2,891,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 180,400 | $2,851,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 215,600 | $2,759,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,975,000 | $2,734,000 | thousands by filing date | principal |
| MONSANTO CO NEW | 61166W101 | COM | 26,000 | $2,657,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 279,554 | $2,622,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 27,600 | $2,614,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 415,300 | $2,605,000 | thousands by filing date | put |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,500,000 | $2,565,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 37,600 | $2,530,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 191,026 | $2,518,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,500,000 | $2,516,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 2,250,000 | $2,514,000 | thousands by filing date | principal |
| LINKEDIN CORP | 53578A108 | COM | 13,000 | $2,485,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 66,778 | $2,484,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,074,000 | $2,459,000 | thousands by filing date | principal |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 54,890 | $2,429,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 154,364 | $2,416,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 80,800 | $2,393,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 21,100 | $2,385,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 42,000 | $2,384,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 12,500 | $2,312,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 49,100 | $2,286,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 175,500 | $2,245,000 | thousands by filing date | put |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 1,500,000 | $2,245,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 114,400 | $2,240,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 58,124 | $2,232,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 2,256,000 | $2,217,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 2,180,000 | $2,172,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 2,000,000 | $2,121,000 | thousands by filing date | principal |
| LENNAR CORP CL B | 526057302 | Stock | 63,082 | $2,117,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 1,920,000 | $2,108,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 143,500 | $2,105,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 26,400 | $2,101,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 31,456 | $2,095,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 423,363 | $2,083,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8,686 | $2,082,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,000 | $2,058,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 48,000 | $2,029,000 | thousands by filing date | put |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 2,000,000 | $2,026,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 128,110 | $2,011,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,500 | $1,994,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 142,429 | $1,971,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,529 | $1,966,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 43,600 | $1,957,000 | thousands by filing date | put |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 216,281 | $1,951,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 55,604 | $1,949,000 | thousands by filing date | |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 1,950,000 | $1,947,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 70,000 | $1,926,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 23,500 | $1,893,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 31,796 | $1,887,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 63,737 | $1,856,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 3,051,000 | $1,853,000 | thousands by filing date | principal |
| Knight Capital Group, Inc. | 48244B100 | common stock | 114,229 | $1,774,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 19,863 | $1,753,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 70,600 | $1,730,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 44,000 | $1,729,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 32,500 | $1,689,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 117,043 | $1,677,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 42,565 | $1,675,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 20,966 | $1,672,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15,000 | $1,646,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 257,000 | $1,645,000 | thousands by filing date | call |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 1,250,000 | $1,620,000 | thousands by filing date | principal |
| CROWN CASTLE INC COM | 22822V101 | REIT | 17,179 | $1,618,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 122,100 | $1,599,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 132,909 | $1,587,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 25,000 | $1,584,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 87,131 | $1,576,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 24,699 | $1,565,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 90,097 | $1,565,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 204,654 | $1,562,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 67,500 | $1,555,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 34,300 | $1,513,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 81,559 | $1,500,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 29,550 | $1,491,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 30,100 | $1,478,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 31,000 | $1,475,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 228,200 | $1,460,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 102,700 | $1,436,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 980,000 | $1,416,000 | thousands by filing date | principal |
| HUMANA INC COM | 444859102 | Stock | 8,000 | $1,415,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 77,294 | $1,414,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 23,500 | $1,413,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 61,092 | $1,390,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 96,700 | $1,386,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,157,000 | $1,383,000 | thousands by filing date | principal |
| MV OIL TR | 553859109 | TR UNITS | 237,912 | $1,361,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 28,601 | $1,351,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 3,500,000 | $1,350,000 | thousands by filing date | principal |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 77,100 | $1,346,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,500 | $1,335,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 25,600 | $1,304,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 56,500 | $1,302,000 | thousands by filing date | put |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,000,000 | $1,298,000 | thousands by filing date | principal |
| ZWEIG FUND INC. | 989834205 | COM | 99,153 | $1,284,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 263,700 | $1,273,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 95,954 | $1,269,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,150 | $1,265,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 83,656 | $1,262,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 28,986 | $1,260,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 31,093 | $1,246,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 1,000,000 | $1,238,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 1,753,000 | $1,170,000 | thousands by filing date | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 46,000 | $1,150,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16,075 | $1,149,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,000,000 | $1,148,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387102 | COM | 131,200 | $1,147,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 22,500 | $1,136,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 35,200 | $1,128,000 | thousands by filing date | call |
| STARZ | 85571Q201 | COM | 34,662 | $1,121,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,115 | $1,111,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,772 | $1,099,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000,000 | $1,087,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 17,098 | $1,079,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 20,722 | $1,077,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,105,000 | $1,076,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 20,000 | $1,072,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,140 | $1,067,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 33,972 | $1,060,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,333 | $1,059,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 52,510 | $1,056,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 29,800 | $1,051,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 145,598 | $1,045,000 | thousands by filing date | |
| WEIBO CORP | 948596951 | SPONSORED ADR | 20,550 | $1,031,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 74,400 | $1,029,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 34,585 | $1,025,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 40,920 | $1,017,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 58,022 | $1,004,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,416 | $1,000,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 87,144 | $999,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 48,434 | $999,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,300 | $980,000 | thousands by filing date | put |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 78,704 | $963,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,650 | $961,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 19,797 | $947,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 15,600 | $938,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 21,300 | $921,000 | thousands by filing date | put |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 353,977 | $906,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 26,074 | $899,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 1,500,000 | $894,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 62,990 | $891,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 32,000 | $884,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 88,759 | $883,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 13,100 | $882,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 20,357 | $881,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 58,999 | $874,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 20,000 | $869,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 16,688 | $868,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 16,526 | $859,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 27,600 | $856,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 10,500 | $831,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 10,000 | $827,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 20,800 | $827,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 20,000 | $819,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 17,173 | $817,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,000 | $816,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 74,854 | $800,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 42,803 | $794,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 46,800 | $786,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,660 | $785,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 57,400 | $785,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 33,867 | $784,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 11,700 | $784,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,900 | $781,000 | thousands by filing date | call |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 1,000,000 | $779,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 20,000 | $777,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 19,466 | $776,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 9,728 | $774,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 19,577 | $759,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,309 | $746,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 40,960 | $743,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 46,211 | $741,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 70,955 | $739,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,433 | $738,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,654 | $735,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 55,100 | $727,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 149,815 | $724,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 37,166 | $717,000 | thousands by filing date | put |
| XLF 260717P00050000 | 81369y955 | PUT | 37,166 | $717,000 | thousands by filing date | put |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 30,750 | $711,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,636,356 | $710,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,400 | $706,000 | thousands by filing date | call |
| CENTRAL SECURITIES CORP | 155123102 | COM | 32,937 | $700,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 47,509 | $681,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 207,900 | $675,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,908 | $663,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 500,000 | $661,000 | thousands by filing date | principal |
| ADAM NAT RES FD INC | 00548F105 | COM | 33,112 | $660,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 30,000 | $654,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 82,175 | $648,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 180,257 | $644,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12,500 | $642,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 143,000 | $639,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 8,325 | $625,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 7,300 | $622,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,509 | $620,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 68,041 | $617,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 54,866 | $615,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 35,471 | $612,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,000 | $609,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 43,840 | $607,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 43,800 | $606,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,600 | $602,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 16,809 | $601,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 21,800 | $600,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 86,391 | $598,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 102,100 | $597,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 102,100 | $597,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 32,800 | $595,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3,500 | $593,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 10,280 | $592,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,143 | $592,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 30,200 | $591,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 8,000 | $586,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,000 | $579,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 45,745 | $578,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 327,885 | $577,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 10,000 | $577,000 | thousands by filing date | call |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 50,342 | $575,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 60,964 | $571,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 3,400 | $567,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 11,200 | $565,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 8,100 | $555,000 | thousands by filing date | call |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 40,426 | $554,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 38,531 | $553,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 18,100 | $550,000 | thousands by filing date | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 34,765 | $546,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 41,502 | $545,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,849 | $543,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 43,730 | $541,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 32,774 | $539,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 40,567 | $537,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 227,545 | $537,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 10,000 | $533,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 15,500 | $532,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,000 | $529,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,663 | $528,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10,500 | $527,000 | thousands by filing date | put |
| WATSCO INC | 942622101 | CL B CONV | 3,671 | $524,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 78,528 | $521,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 26,956 | $518,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 7,150 | $510,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 15,410 | $509,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 30,000 | $504,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,967 | $500,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 19,900 | $497,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 10,000 | $497,000 | thousands by filing date | put |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 24,602 | $496,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 20,000 | $494,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,343 | $490,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 20,000 | $490,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 51,152 | $487,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,878 | $482,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 27,101 | $480,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,000 | $479,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 7,500 | $479,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 5,000 | $471,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 116,300 | $463,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 60,100 | $462,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 50,000 | $461,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 25,000 | $460,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 14,100 | $460,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,000 | $458,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,983 | $454,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 24,567 | $454,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 18,600 | $453,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,200 | $450,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,475 | $446,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 10,000 | $446,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 10,166 | $439,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,000 | $438,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 38,283 | $432,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,293 | $426,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 48,981 | $425,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 28,020 | $420,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 8,704 | $419,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 93,836 | $419,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,000 | $416,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,800 | $415,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 141,825 | $414,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 51,000 | $414,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 4,500 | $412,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 37,700 | $412,000 | thousands by filing date | put |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 56,199 | $411,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 60,200 | $407,000 | thousands by filing date | put |
| SHIRE PLC-ADR | 82481R956 | COM | 2,100 | $407,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 9,800 | $405,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 20,872 | $403,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 20,872 | $403,000 | thousands by filing date | call |
| THAI FUND INC | 882904105 | CMN | 49,306 | $403,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 23,832 | $400,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,220 | $396,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 17,449 | $388,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 7,662 | $388,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 26,200 | $387,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,000 | $384,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 7,137 | $383,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 16,700 | $381,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,100 | $379,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 24,000 | $377,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 44,978 | $376,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,865 | $375,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,300 | $374,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 233,586 | $374,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 10,800 | $373,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,000 | $367,000 | thousands by filing date | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 34,510 | $358,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 28,183 | $357,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,850 | $357,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 19,500 | $357,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 35,557 | $357,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 28,730 | $354,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 25,700 | $352,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,151 | $350,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 12,150 | $348,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 21,354 | $348,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 10,000 | $346,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871106 | COM | 84,361 | $344,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,000 | $343,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 21,103 | $343,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 60,000 | $337,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 12,600 | $335,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 188,900 | $333,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 30,000 | $331,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 7,600 | $330,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,500 | $329,000 | thousands by filing date | put |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 19,098 | $329,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,473 | $328,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,200 | $324,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 22,271 | $324,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 15,697 | $323,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 13,748 | $321,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 20,000 | $320,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 30,144 | $319,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 9,194 | $319,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,843 | $318,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,300 | $315,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 10,338 | $315,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 104,410 | $314,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,100 | $311,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 3,200 | $309,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 18,000 | $309,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 23,000 | $307,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 28,437 | $307,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,858 | $305,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 34,903 | $304,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 8,000 | $302,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,416 | $301,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 35,140 | $301,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 18,200 | $300,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 5,000 | $300,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 18,768 | $297,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,213 | $297,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 18,800 | $297,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,100 | $296,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 33,100 | $292,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 9,770 | $291,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 220 | $287,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 16,072 | $287,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,300 | $286,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,644 | $284,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,200 | $281,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 32,763 | $280,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 6,995 | $278,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,200 | $276,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 14,053 | $276,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,500 | $274,000 | thousands by filing date | call |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 8,932 | $273,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 7,113 | $272,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103646-16-000018 | this filing | 2016-11-14 | acceptance time not in the bulk data set |