13F-HR filed by McCarthy Asset Management, Inc.
McCarthy Asset Management, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 350 holding rows worth $133,072,000.
- Accession
- 0001095449-21-000101
- Filer
- CIK 1843169
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 36 entries on the cover page, a total value of $133,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,072,000 with VALUE read as thousands by filing date, 13F file number 028-20499. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHD | 808524797 | COM | 298,174 | $22,136,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 139,482 | $21,425,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 370,126 | $18,773,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 151,862 | $10,608,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 44,388 | $6,573,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 87,830 | $5,556,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 223,029 | $5,553,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,312 | $5,421,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 52,934 | $4,058,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 14,029 | $3,845,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 137,513 | $3,559,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 31,469 | $3,268,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,542 | $1,971,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,633 | $1,263,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,886 | $1,230,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 452 | $1,205,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 444 | $1,187,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,950 | $955,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 11,428 | $936,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 281 | $667,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,909 | $648,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,126 | $563,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,387 | $532,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,853 | $522,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,142 | $468,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 133 | $437,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,740 | $319,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,828 | $309,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 664 | $251,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 411 | $251,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 888 | $219,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,732 | $202,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,561 | $201,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 720 | $197,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,932 | $196,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,229 | $195,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,152 | $186,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 789 | $182,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 344 | $155,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 591 | $155,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 9,112 | $152,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 575 | $135,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 9,814 | $135,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 3,966 | $133,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,238 | $132,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,001 | $129,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 274 | $128,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 762 | $125,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 505 | $120,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 708 | $116,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 556 | $115,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 337 | $111,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,590 | $107,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 170 | $106,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 15,000 | $106,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,172 | $105,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 212 | $103,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 285 | $103,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,250 | $96,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 891 | $92,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,086 | $90,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,674 | $89,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 64 | $88,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 964 | $82,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,499 | $81,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 597 | $75,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,613 | $74,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 300 | $71,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,000 | $70,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 642 | $69,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,211 | $64,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,419 | $60,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,647 | $60,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 617 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 193 | $58,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 450 | $56,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 586 | $56,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 393 | $55,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 454 | $54,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,312 | $52,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 329 | $51,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 292 | $51,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 229 | $50,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 125 | $49,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 171 | $46,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 370 | $46,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 382 | $44,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 128 | $43,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 280 | $42,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 372 | $42,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 267 | $42,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 3,080 | $42,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 790 | $41,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 752 | $41,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 393 | $40,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 654 | $39,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 136 | $39,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 210 | $38,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 503 | $38,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 808 | $38,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 1,129 | $36,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 145 | $35,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 180 | $35,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,044 | $35,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 175 | $34,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 131 | $34,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,894 | $34,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 573 | $33,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,934 | $32,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 302 | $31,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 76 | $31,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 186 | $31,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 400 | $30,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 887 | $30,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 67 | $29,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 35 | $29,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,600 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 510 | $29,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 316 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1,095 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 289 | $28,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 494 | $27,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 426 | $27,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 360 | $27,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 258 | $26,000 | thousands by filing date | |
| VTI | 922908769 | COM | 117 | $26,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,300 | $26,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 198 | $26,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 915 | $25,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 170 | $25,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 442 | $25,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 59 | $24,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 53 | $23,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 170 | $23,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 600 | $23,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 324 | $23,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 136 | $23,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 73 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 567 | $22,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 275 | $22,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 465 | $22,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 200 | $21,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 389 | $20,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 272 | $19,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 147 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 429 | $19,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 400 | $18,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 53 | $18,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 261 | $16,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 552 | $16,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 300 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 59 | $16,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 107 | $14,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 163 | $14,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 100 | $14,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 400 | $14,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 77 | $13,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 585 | $13,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 260 | $13,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 81 | $12,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $12,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 165 | $11,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 99 | $11,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 101 | $11,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,110 | $11,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 817 | $11,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 785 | $11,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 167 | $10,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 46 | $10,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 50 | $10,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 269 | $10,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 23 | $9,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 108 | $9,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 367 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 117 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 111 | $8,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 133 | $8,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 80 | $8,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 128 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,067 | $8,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,027 | $8,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 380 | $7,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 26 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 62 | $7,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 637 | $7,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 42 | $6,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 110 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 33 | $6,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 18 | $6,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 45 | $6,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 267 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 88 | $5,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 300 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 310 | $5,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 239 | $5,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 125 | $5,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 515 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 51 | $5,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 350 | $5,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 309 | $5,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 104 | $5,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 260 | $5,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 850 | $5,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,000 | $4,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10 | $4,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 37 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 21 | $4,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 100 | $4,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 170 | $4,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 70 | $4,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 500 | $4,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 55 | $4,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 24 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 110 | $4,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $4,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 200 | $4,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 758 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 125 | $4,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 250 | $4,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 366 | $4,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 258 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 100 | $4,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 400 | $4,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 60 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 850 | $4,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 45 | $3,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 55 | $3,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 25 | $3,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 20 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 75 | $3,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 50 | $3,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 15 | $3,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 41 | $3,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 68 | $3,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100 | $3,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 21 | $3,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 40 | $3,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 92 | $3,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 100 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 160 | $3,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 37 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200 | $3,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 450 | $3,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 50 | $3,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 50 | $3,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 320 | $3,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 250 | $3,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 139 | $3,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 500 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 100 | $3,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 200 | $3,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 37 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 300 | $3,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 375 | $3,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 655 | $3,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 600 | $3,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 6 | $2,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 10 | $2,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 35 | $2,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 100 | $2,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 187 | $2,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 53 | $2,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 55 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 20 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 110 | $2,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 325 | $2,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 80 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 25 | $2,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 38 | $2,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 150 | $2,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 35 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 200 | $2,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 100 | $2,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 25 | $2,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 67 | $2,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 100 | $2,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 115 | $2,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 24 | $2,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 10 | $2,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 100 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 65 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 53 | $2,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 40 | $2,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 13 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 170 | $2,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 25 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 25 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 21 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 37 | $2,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 150 | $2,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 100 | $2,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 160 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 85 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 14 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 17 | $2,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 68 | $2,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 41 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 40 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 125 | $2,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 200 | $2,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 150 | $2,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 500 | $2,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 700 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 20 | $1,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 6 | $1,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 40 | $1,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 97 | $1,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 60 | $1,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 200 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 150 | $1,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 225 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 30 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 150 | $1,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 50 | $1,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 160 | $1,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 50 | $1,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 25 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 20 | $1,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 19 | $1,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 150 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 200 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 98 | $1,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 100 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 50 | $1,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 40 | $1,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAGERDUTY INC COM | 69553P100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBLOX CORP CL A | 771049103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORSAIR GAMING INC | 22041X102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAPLAN INC | 03272L108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANNOVIS BIO INC | 03615A108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-21-000101 | this filing | 2021-11-12 | acceptance time not in the bulk data set |