13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 5,562 holding rows worth $3,390,181,936,767.
- Accession
- 0001086364-23-000015
- Filer
- CIK 1364742
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 51,316 entries on the cover page, a total value of $3,390,181,936,767 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,390,181,936,767 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBlackRock Financial Management, Inc. 028-04293
- included managerBlackRock Investment Management (Taiwan) Limited 028-14241
- included managerBlackRock Investment Management (Australia) Limited 028-13496
- included managerBlackRock Asset Management Canada Limited 028-06608
- included managerBlackRock (Singapore) Limited 028-15053
- included managerBlackRock Asset Management North Asia Ltd 028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd. 028-15558
- included managerFutureAdvisor, Inc. 028-16584
- included managerBlackRock Investment Management, LLC 028-12016
- included managerBlackRock Advisors LLC 028-04295
- included managerBlackRock Capital Management, Inc. 028-10210
- included managerBlackRock Fund Advisors 028-13359
- included managerBlackRock Institutional Trust Company, N.A. 028-03946
- included managerBlackRock Japan Co. Ltd 028-04109
- included managerBlackRock Group LTD 028-05116
- included managerBlackRock Fund Managers Limited 028-12195
- included managerBlackRock Investment Management (UK) Limited 028-12194
- included managerBlackRock (Netherlands) B.V. 028-12198
- included managerBlackRock International Limited 028-12736
- included managerBlackRock Asset Management Ireland Limited 028-14028
- included managerBlackRock Advisors (UK) Limited 028-06128
- included managerBlackRock Asset Management Deutschland AG 028-12608
- included managerBlackRock (Luxembourg) S.A. 028-13739
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen 028-14240
- included managerBlackRock Life Limited 028-14948
- included managerBlackRock Fund Management Company S.A. 028-15054
- included managerBlackRock Asset Management Schweiz AG 028-17023
- included managerTennenbaum Capital Partners, LLC 028-11240
- included managerAperio Group, LLC 028-11964
- included managerBlackRock Capital Investment Advisors, LLC 028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 415,747 | $6,805,779 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 751,573 | $6,794,221 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 1,868,963 | $6,765,645 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,712,000 | $6,747,842 | dollars as filed | principal |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 482,797 | $6,744,674 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 359,017 | $6,738,749 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 397,304 | $6,738,276 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 2,023,228 | $6,737,350 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,946,651 | $6,735,411 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 572,078 | $6,721,917 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 8,455,102 | $6,688,832 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 8,818,647 | $6,673,070 | dollars as filed | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 671,529 | $6,661,568 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 869,479 | $6,660,212 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 2,931,518 | $6,654,544 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 605,266 | $6,645,821 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 340,008 | $6,636,956 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 1,013,254 | $6,606,417 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 4,750,929 | $6,603,792 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 244,231 | $6,601,564 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 251,761 | $6,520,610 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 6,772,655 | $6,516,649 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 52,600 | $6,473,482 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 5,825,000 | $6,451,188 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 7,546,000 | $6,448,057 | dollars as filed | principal |
| GROUPON INC | 399473206 | COM NEW | 1,524,378 | $6,417,631 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 7,148,000 | $6,411,184 | dollars as filed | principal |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 489,374 | $6,361,862 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 823,787 | $6,351,397 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 417,920 | $6,344,026 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 876,165 | $6,343,435 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,002,810 | $6,327,732 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 246,954 | $6,319,553 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 720,870 | $6,307,613 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 177,424 | $6,305,649 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 317,023 | $6,292,907 | dollars as filed | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 868,239 | $6,251,321 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 5,585,000 | $6,249,559 | dollars as filed | principal |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 2,292,425 | $6,235,395 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 11,785,000 | $6,222,480 | dollars as filed | principal |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 6,441,534 | $6,176,142 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 725,786 | $6,169,182 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 4,885,409 | $6,155,616 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 6,701,000 | $6,154,265 | dollars as filed | principal |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 964,053 | $6,141,019 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 3,022,321 | $6,135,312 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 8,207,510 | $6,119,519 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,410,923 | $6,109,297 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 379,733 | $6,083,323 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 303,555 | $6,071,100 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 65,886 | $6,067,409 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 4,793,679 | $6,040,035 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 765,966 | $6,028,152 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 331,138 | $6,023,400 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 112,966 | $6,019,958 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 474,227 | $6,017,940 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 730,279 | $5,995,589 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 865,156 | $5,917,667 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 570,000 | $5,916,600 | dollars as filed | call |
| CRICUT INC | 22658D100 | COM CL A | 578,827 | $5,904,034 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,710,000 | $5,891,984 | dollars as filed | principal |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1,394,055 | $5,882,912 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,324,135 | $5,880,062 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 921,208 | $5,877,307 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 9,125,000 | $5,862,813 | dollars as filed | principal |
| SASOL LTD | 803866300 | SPONSORED ADR | 429,508 | $5,862,790 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 4,149,934 | $5,851,407 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 590,992 | $5,844,911 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,889,823 | $5,820,655 | dollars as filed | |
| ISHARES TR | 46436E270 | ENVIR AWR RL EST | 235,000 | $5,807,767 | dollars as filed | |
| INFINERA CORP | 45667GAF0 | CNV | 4,290,000 | $5,791,500 | dollars as filed | principal |
| NEW MTN FIN CORP | 647551100 | COM | 473,800 | $5,766,146 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 6,752,000 | $5,745,952 | dollars as filed | principal |
| ENERPLUS CORP | 292766102 | COM | 398,457 | $5,741,765 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 580,988 | $5,728,541 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 2,271,458 | $5,678,647 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 6,690,000 | $5,669,775 | dollars as filed | principal |
| STERLING BANCORP INC | 85917W102 | COM | 1,000,788 | $5,664,459 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 4,835,833 | $5,609,565 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 550,000 | $5,582,500 | dollars as filed | put |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 617,656 | $5,577,433 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 649,754 | $5,568,391 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 5,826,000 | $5,566,743 | dollars as filed | principal |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 3,709,578 | $5,564,368 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 6,170,000 | $5,562,255 | dollars as filed | principal |
| Matrix Service Company | 576853105 | COM | 1,021,193 | $5,514,442 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 7,924,000 | $5,483,408 | dollars as filed | principal |
| GENIE ENERGY LTD | 372284208 | CL B | 396,170 | $5,475,070 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 6,090,000 | $5,465,775 | dollars as filed | principal |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,046,663 | $5,463,581 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 1,074,106 | $5,456,458 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 1,806,146 | $5,454,561 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 403,415 | $5,450,137 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 4,681,590 | $5,430,643 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 8,475,000 | $5,422,814 | dollars as filed | principal |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 55,712 | $5,421,335 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 493,036 | $5,413,535 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 3,782,000 | $5,409,395 | dollars as filed | principal |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,306,651 | $5,396,468 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 1,160,484 | $5,396,250 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 4,211,965 | $5,391,315 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 978,616 | $5,382,389 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 2,440,000 | $5,373,856 | dollars as filed | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 1,932,655 | $5,372,781 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 681,126 | $5,360,463 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 599,412 | $5,358,742 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 278,366 | $5,358,546 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 239,083 | $5,336,332 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 1,366,092 | $5,327,759 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,435,044 | $5,322,053 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 931,495 | $5,318,837 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 1,222,002 | $5,291,269 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 5,455,000 | $5,280,440 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 6,675,000 | $5,272,449 | dollars as filed | principal |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 5,350,000 | $5,271,783 | dollars as filed | principal |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 265,000 | $5,256,726 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 6,071,000 | $5,251,415 | dollars as filed | principal |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 2,850,692 | $5,245,274 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 141,837 | $5,240,878 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 2,258,966 | $5,240,801 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 112,241 | $5,222,574 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 5,820,000 | $5,210,413 | dollars as filed | principal |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 116,774 | $5,191,772 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 547,483 | $5,173,715 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 235,000 | $5,165,300 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 5,835,000 | $5,163,975 | dollars as filed | principal |
| ISHARES TR | 46435G102 | CONV BD ETF | 70,737 | $5,136,921 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 5,828,000 | $5,131,554 | dollars as filed | principal |
| PLAYBOY INC | 72814P109 | COM | 2,580,437 | $5,109,266 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,286,343 | $5,106,782 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 781,631 | $5,104,051 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 6,692,212 | $5,100,134 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 1,846,239 | $5,095,620 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 528,908 | $5,066,937 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 2,967,772 | $5,045,212 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 1,540,895 | $5,038,726 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 891,451 | $5,027,783 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 3,351,000 | $4,991,314 | dollars as filed | principal |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 489,781 | $4,985,971 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 625,454 | $4,966,105 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 202,369 | $4,962,097 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 75,562 | $4,955,339 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 119,436 | $4,949,428 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 860,025 | $4,936,545 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 5,980,000 | $4,900,610 | dollars as filed | principal |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,411,449 | $4,897,728 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 235,751 | $4,889,475 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 830,147 | $4,881,265 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 653,319 | $4,880,293 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 215,089 | $4,867,464 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 5,825,000 | $4,807,489 | dollars as filed | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 2,053,623 | $4,784,942 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 483,429 | $4,771,444 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 67,082 | $4,744,039 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 111,652 | $4,741,861 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,546,289 | $4,710,634 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 1,178,222 | $4,701,105 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 4,354,000 | $4,700,143 | dollars as filed | principal |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 2,713,293 | $4,693,997 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,518,942 | $4,693,531 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 6,990,000 | $4,685,607 | dollars as filed | principal |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 484,997 | $4,685,071 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 235,273 | $4,663,111 | dollars as filed | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 3,116,000 | $4,654,712 | dollars as filed | principal |
| MCEWEN INC. | 58039P305 | COM NEW | 548,481 | $4,645,634 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,080,000 | $4,633,200 | dollars as filed | put |
| PFSWEB INC | 717098206 | COM | 1,092,178 | $4,630,834 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 3,144,113 | $4,590,404 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 5,622,507 | $4,582,906 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 102,526 | $4,549,079 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 5,890,000 | $4,542,898 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 2,864,000 | $4,542,304 | dollars as filed | principal |
| VINCO VENTURES INC | 927330100 | COM | 14,125,286 | $4,538,455 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 3,772,236 | $4,526,684 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 435,981 | $4,525,483 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 271,278 | $4,519,490 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,671,303 | $4,512,518 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 179,080 | $4,496,699 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 149,535 | $4,487,546 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,890,000 | $4,479,240 | dollars as filed | principal |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 1,523,069 | $4,477,823 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 1,161,116 | $4,470,297 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 74,091 | $4,410,637 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 4,518,000 | $4,405,050 | dollars as filed | principal |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,384,993 | $4,390,427 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 3,925,000 | $4,381,556 | dollars as filed | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 278,843 | $4,369,470 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 494,636 | $4,323,119 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 1,990,000 | $4,321,285 | dollars as filed | principal |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 1,439,559 | $4,318,677 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 438,517 | $4,315,006 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 9,294,690 | $4,292,288 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 285,320 | $4,291,213 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 66,921 | $4,286,959 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 376,007 | $4,286,480 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 422,665 | $4,281,596 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 6,363,457 | $4,250,789 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 318,769 | $4,249,191 | dollars as filed | |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 150,000 | $4,241,325 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 2,082,000 | $4,232,706 | dollars as filed | principal |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 50,641 | $4,231,056 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 84,495 | $4,221,370 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 3,476,354 | $4,206,388 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 111,706 | $4,202,381 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 272,697 | $4,199,534 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 1,952,593 | $4,198,075 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,001,000 | $4,190,894 | dollars as filed | principal |
| TATTOOED CHEF INC | 87663X102 | COM | 2,942,034 | $4,177,689 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 122,859 | $4,175,977 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 4,265,000 | $4,158,119 | dollars as filed | principal |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 1,838,417 | $4,154,822 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 366,366 | $4,150,927 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 9,758,193 | $4,147,232 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 729,589 | $4,136,770 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 7,247,027 | $4,114,862 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 4,560,000 | $4,112,573 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 4,460,000 | $4,105,698 | dollars as filed | principal |
| KVH INDS INC | 482738101 | COM | 360,777 | $4,105,642 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 400,000 | $4,100,001 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 84,829 | $4,099,786 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 3,511,000 | $4,092,071 | dollars as filed | principal |
| INTEVAC INC | 461148108 | COM | 558,108 | $4,090,931 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 4,260,000 | $4,064,125 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,355,000 | $4,052,240 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 5,300,000 | $4,035,314 | dollars as filed | principal |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 277,584 | $4,024,969 | dollars as filed | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 400,000 | $4,012,000 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 150,000 | $4,006,110 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 1,035,329 | $3,996,370 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 33,956 | $3,995,603 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 476,936 | $3,972,878 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 464,876 | $3,970,041 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 73,960 | $3,964,984 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 2,954,000 | $3,962,791 | dollars as filed | principal |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 690,514 | $3,935,930 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 929,238 | $3,930,677 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 287,959 | $3,924,881 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 4,606,953 | $3,912,226 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 439,135 | $3,908,303 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 393,594 | $3,900,516 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 3,535,000 | $3,894,757 | dollars as filed | principal |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 123,557 | $3,887,104 | dollars as filed | |
| ALVARIUM TIEDEMANN HLDNGS IN | 02237A108 | COM | 309,912 | $3,886,296 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 436,078 | $3,876,734 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 12,781,090 | $3,872,670 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 159,193 | $3,871,575 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 140,000 | $3,857,322 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAD7 | 2.000 03/01/30 CVT | 3,500,000 | $3,848,250 | dollars as filed | principal |
| ATAIBECKLEY INC | N0731H103 | Equity | 2,120,801 | $3,838,649 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 288,369 | $3,835,308 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 4,365,000 | $3,832,164 | dollars as filed | principal |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 67,352 | $3,810,103 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 873,307 | $3,807,618 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 178,932 | $3,805,883 | dollars as filed | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,954,000 | $3,805,415 | dollars as filed | principal |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 904,745 | $3,799,929 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 631,108 | $3,780,338 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 263,774 | $3,777,244 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 365,758 | $3,770,964 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 497,601 | $3,756,888 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 2,783,986 | $3,730,541 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 114,455 | $3,730,100 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 6,402,739 | $3,728,956 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 789,102 | $3,724,562 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 137,239 | $3,721,922 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,386,898 | $3,716,886 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 9,099,666 | $3,708,114 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 4,370,000 | $3,699,118 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 2,915,000 | $3,696,103 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 4,425,000 | $3,686,025 | dollars as filed | principal |
| ATERIAN INC | 02156U101 | COM | 4,263,425 | $3,666,972 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 222,015 | $3,647,706 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 5,520,000 | $3,642,427 | dollars as filed | principal |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 267,402 | $3,642,015 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 5,947,533 | $3,641,675 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 3,992,000 | $3,622,740 | dollars as filed | principal |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 495,746 | $3,618,946 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 3,023,221 | $3,597,633 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 2,127,709 | $3,595,828 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 160,000 | $3,593,600 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 4,675,000 | $3,585,725 | dollars as filed | principal |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 927,099 | $3,578,602 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 4,081,000 | $3,570,875 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,668,000 | $3,567,460 | dollars as filed | principal |
| VIEW INC | 92671V106 | COM | 7,106,390 | $3,553,196 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 757,085 | $3,550,728 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,563,126 | $3,548,297 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 960,155 | $3,542,972 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 300,761 | $3,542,965 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 8,178,485 | $3,536,377 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 230,167 | $3,505,446 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 4,400,000 | $3,489,200 | dollars as filed | principal |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 801,257 | $3,485,468 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 307,631 | $3,482,383 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 1,183,967 | $3,480,864 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 472,669 | $3,478,843 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 1,146,572 | $3,474,113 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 410,884 | $3,467,861 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 572,046 | $3,466,599 | dollars as filed | |
| ISHARES TR | 46436E353 | NEURO HEALT ETF | 145,000 | $3,459,135 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 996,177 | $3,456,734 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 3,775,000 | $3,453,597 | dollars as filed | principal |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,420,388 | $3,451,543 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 682,798 | $3,441,302 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 3,823,000 | $3,438,827 | dollars as filed | principal |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 199,881 | $3,403,973 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 2,455,549 | $3,388,657 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 3,603,712 | $3,379,562 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 4,662,924 | $3,373,158 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 3,300,000 | $3,372,600 | dollars as filed | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 382,132 | $3,366,583 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 2,408,113 | $3,347,277 | dollars as filed | |
| ISHARES TR | 46436E445 | ESG OPTI MIN ETF | 145,000 | $3,345,150 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 4,212,139 | $3,320,429 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 603,178 | $3,317,480 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 69,221 | $3,312,219 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 23,442 | $3,305,088 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 55,436 | $3,300,105 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 547,074 | $3,298,856 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 102,255 | $3,295,678 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,069,772 | $3,294,898 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 184,641 | $3,286,609 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 540,726 | $3,276,799 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 2,625,000 | $3,273,375 | dollars as filed | principal |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 14,791,669 | $3,258,604 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 427,571 | $3,253,815 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 177,015 | $3,253,543 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 6,844,413 | $3,249,043 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 272,080 | $3,243,194 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 534,498 | $3,239,059 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 1,845,053 | $3,228,843 | dollars as filed | |
| ISHARES TR | 46436E239 | ESG AWARE MSCI | 120,000 | $3,223,776 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 1,282,166 | $3,205,416 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,087,649 | $3,205,219 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 5,004,333 | $3,192,764 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 1,515,050 | $3,181,604 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 25,708 | $3,180,289 | dollars as filed | |
| ISHARES BREAKTHROUGH ENVIRONMENTAL SOLUTIONS ETF | 46436E197 | ETF | 120,000 | $3,168,756 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 782,987 | $3,163,267 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 177,232 | $3,151,185 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 3,026,606 | $3,147,670 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 463,122 | $3,139,965 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 242,459 | $3,139,844 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,097,098 | $3,137,700 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 1,459,181 | $3,137,238 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 379,673 | $3,120,912 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 3,239,000 | $3,117,538 | dollars as filed | principal |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 247,319 | $3,116,219 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 1,445,000 | $3,116,143 | dollars as filed | principal |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 302,179 | $3,112,444 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 6,447,763 | $3,109,113 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 431,505 | $3,102,521 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 253,272 | $3,100,049 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 250,926 | $3,093,917 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 211,985 | $3,073,784 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 2,419,333 | $3,072,554 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 72,756 | $3,071,758 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 3,412,736 | $3,067,025 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 987,095 | $3,050,125 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 180,683 | $3,040,894 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 817,492 | $3,032,895 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,407,000 | $3,020,306 | dollars as filed | principal |
| Instil Bio, Inc. | 45783C101 | Common Stock | 4,569,670 | $3,019,638 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C889 | ISHARES FINTECH | 160,000 | $3,015,744 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 305,051 | $3,010,853 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 71,923 | $2,992,715 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 725,725 | $2,989,987 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 3,405,000 | $2,957,345 | dollars as filed | principal |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 451,351 | $2,951,835 | dollars as filed | |
| ISHARES TR | 46436E395 | EMERGNT FD & AGT | 140,000 | $2,936,192 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 3,775,000 | $2,933,175 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,316,000 | $2,928,028 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,275,000 | $2,925,001 | dollars as filed | principal |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 480,017 | $2,923,303 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 1,925,000 | $2,923,113 | dollars as filed | principal |
| CRAWFORD & CO | 224633107 | COM | 380,070 | $2,915,137 | dollars as filed | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 2,440,000 | $2,910,432 | dollars as filed | principal |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 2,955,000 | $2,889,665 | dollars as filed | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 356,662 | $2,888,963 | dollars as filed | |
| ISHARES ESG AWARE MSCI VALUE ETF | 46436E221 | COM | 120,000 | $2,887,200 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 3,724,000 | $2,876,604 | dollars as filed | principal |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 1,115,433 | $2,866,663 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,989,000 | $2,858,193 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,025,000 | $2,850,552 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 3,375,000 | $2,848,500 | dollars as filed | principal |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 460,117 | $2,829,720 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 2,565,000 | $2,826,630 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 1,739,000 | $2,819,875 | dollars as filed | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 2,730,000 | $2,803,792 | dollars as filed | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 564,941 | $2,796,458 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 335,086 | $2,777,863 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 250,738 | $2,773,162 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 143,899 | $2,771,495 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,419,154 | $2,767,350 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 488,873 | $2,767,022 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 91,664 | $2,761,836 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 2,625,000 | $2,760,188 | dollars as filed | principal |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 3,125,000 | $2,751,719 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,555,000 | $2,750,458 | dollars as filed | principal |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 258,199 | $2,739,491 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 3,720,000 | $2,737,920 | dollars as filed | principal |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 2,339,507 | $2,737,224 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,610,000 | $2,735,280 | dollars as filed | principal |
| LOCAL BOUNTI CORP | 53960E106 | COM | 3,430,628 | $2,734,554 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 222,253 | $2,731,490 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 3,275,000 | $2,729,254 | dollars as filed | principal |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 671,631 | $2,726,821 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 62,227 | $2,722,432 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 1,960,000 | $2,719,500 | dollars as filed | principal |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 267,889 | $2,713,716 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,067,011 | $2,710,207 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 369,100 | $2,709,194 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 4,250,000 | $2,708,738 | dollars as filed | principal |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 70,432 | $2,705,997 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 180,712 | $2,696,224 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 579,711 | $2,678,265 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,238,858 | $2,666,487 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 643,155 | $2,662,662 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,729,000 | $2,650,989 | dollars as filed | principal |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 1,513,658 | $2,648,902 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 204,489 | $2,637,909 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 498,505 | $2,637,092 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 983,512 | $2,635,813 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 284,539 | $2,629,140 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 6,443,118 | $2,626,215 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 263,369 | $2,615,255 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 96,721 | $2,613,402 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 876,828 | $2,604,180 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 124,816 | $2,596,173 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 463,895 | $2,593,173 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 195,282 | $2,587,487 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,448,478 | $2,586,359 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 451,193 | $2,585,335 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 3,045,000 | $2,583,622 | dollars as filed | principal |
| ADECOAGRO S A | L00849106 | COM | 317,947 | $2,572,191 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 121,795 | $2,571,093 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 160,651 | $2,555,957 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 286,912 | $2,544,909 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 215,833 | $2,533,880 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 206,862 | $2,523,716 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 1,775,000 | $2,519,346 | dollars as filed | principal |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,807,041 | $2,517,635 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 85,606 | $2,516,816 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 467,598 | $2,515,678 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 744,904 | $2,510,326 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 318,043 | $2,496,637 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 433,848 | $2,494,626 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 694,778 | $2,494,253 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 1,880,342 | $2,482,052 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 54,944 | $2,473,029 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 243,734 | $2,464,151 | dollars as filed | |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 1,675,000 | $2,463,825 | dollars as filed | principal |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 247,764 | $2,462,775 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 141,292 | $2,459,894 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 114,930 | $2,458,353 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 70,975 | $2,445,088 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 2,246,030 | $2,425,713 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 343,488 | $2,425,025 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 244,304 | $2,423,496 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 242,467 | $2,419,821 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 126,886 | $2,419,716 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 246,166 | $2,414,888 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 193,369 | $2,411,311 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 423,028 | $2,411,260 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 3,655,484 | $2,405,308 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 244,115 | $2,402,091 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,385,000 | $2,401,409 | dollars as filed | principal |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 185,089 | $2,400,604 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 315,389 | $2,393,803 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 182,549 | $2,376,788 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 2,950,000 | $2,376,225 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 3,350,000 | $2,373,475 | dollars as filed | principal |
| CUE BIOPHARMA INC | 22978P106 | COM | 664,426 | $2,372,000 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 557,932 | $2,371,211 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 181,011 | $2,367,623 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 131,986 | $2,357,269 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 655,635 | $2,353,730 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 478,804 | $2,350,927 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 179,106 | $2,349,871 | dollars as filed | |
| ISHARES U S ETF TR | 46431W549 | INFLT HGD HI YLD | 92,000 | $2,344,749 | dollars as filed | |
| China Yuchai Intl Ltd | G21082105 | COM | 296,320 | $2,337,964 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,888,281 | $2,336,619 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 98,577 | $2,328,389 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 3,204,531 | $2,322,964 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 88,834 | $2,313,237 | dollars as filed | |
| ISHARES U S ETF TR | 46431W523 | INFLT HGD U S AG | 93,000 | $2,311,803 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,363,000 | $2,299,199 | dollars as filed | principal |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 509,032 | $2,295,734 | dollars as filed | |
| ISHARES U S ETF TR | 46431W531 | CMN | 90,000 | $2,292,075 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 140,000 | $2,290,400 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 750,301 | $2,288,418 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 32,341 | $2,283,921 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 2,905,000 | $2,280,396 | dollars as filed | principal |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 19,113 | $2,279,990 | dollars as filed | |
| HURCO CO | 447324104 | COM | 90,012 | $2,279,104 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 2,471,000 | $2,275,074 | dollars as filed | principal |
| JASPER THERAPEUTICS INC | 471871103 | COM | 1,256,517 | $2,274,295 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 255,635 | $2,264,926 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 3,900,000 | $2,260,050 | dollars as filed | principal |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,304,860 | $2,257,408 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-23-000015 | this filing | 2023-05-12 | acceptance time not in the bulk data set |