13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 5,562 holding rows worth $3,390,181,936,767.
- Accession
- 0001086364-23-000015
- Filer
- CIK 1364742
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 51,316 entries on the cover page, a total value of $3,390,181,936,767 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,390,181,936,767 with VALUE read as dollars as filed, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- reports for this filerRUSSELL FRANK CO
- included managerBlackRock Financial Management, Inc. 028-04293
- included managerBlackRock Investment Management (Taiwan) Limited 028-14241
- included managerBlackRock Investment Management (Australia) Limited 028-13496
- included managerBlackRock Asset Management Canada Limited 028-06608
- included managerBlackRock (Singapore) Limited 028-15053
- included managerBlackRock Asset Management North Asia Ltd 028-15566
- included managerBlackRock Brasil Gestora de Investimentos Ltd. 028-15558
- included managerFutureAdvisor, Inc. 028-16584
- included managerBlackRock Investment Management, LLC 028-12016
- included managerBlackRock Advisors LLC 028-04295
- included managerBlackRock Capital Management, Inc. 028-10210
- included managerBlackRock Fund Advisors 028-13359
- included managerBlackRock Institutional Trust Company, N.A. 028-03946
- included managerBlackRock Japan Co. Ltd 028-04109
- included managerBlackRock Group LTD 028-05116
- included managerBlackRock Fund Managers Limited 028-12195
- included managerBlackRock Investment Management (UK) Limited 028-12194
- included managerBlackRock (Netherlands) B.V. 028-12198
- included managerBlackRock International Limited 028-12736
- included managerBlackRock Asset Management Ireland Limited 028-14028
- included managerBlackRock Advisors (UK) Limited 028-06128
- included managerBlackRock Asset Management Deutschland AG 028-12608
- included managerBlackRock (Luxembourg) S.A. 028-13739
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen 028-14240
- included managerBlackRock Life Limited 028-14948
- included managerBlackRock Fund Management Company S.A. 028-15054
- included managerBlackRock Asset Management Schweiz AG 028-17023
- included managerTennenbaum Capital Partners, LLC 028-11240
- included managerAperio Group, LLC 028-11964
- included managerBlackRock Capital Investment Advisors, LLC 028-19078
- included managerGlobal Energy & Power Infrastructure II Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KURA SUSHI USA INC | 501270102 | CL A COM | 289,514 | $19,061,603 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 23,220,858 | $19,041,101 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 1,249,572 | $19,030,983 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 24,739,000 | $18,925,335 | dollars as filed | principal |
| SEER INC | 81578P106 | COM CL A | 4,902,002 | $18,921,729 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 199,037 | $18,862,738 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 2,693,881 | $18,830,228 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 1,179,702 | $18,828,044 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 1,081,818 | $18,812,814 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 42,171,825 | $18,800,201 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 594,228 | $18,795,432 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 14,122,161 | $18,641,254 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 225,000 | $18,636,750 | dollars as filed | call |
| PRIME MEDICINE INC | 74168J101 | COM | 1,514,123 | $18,623,714 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 11,197,771 | $18,588,300 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 364,429 | $18,574,958 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 3,735,882 | $18,567,334 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 479,373 | $18,522,973 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 934,435 | $18,427,059 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 3,185,891 | $18,382,592 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 3,193,996 | $18,365,480 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 18,489,000 | $18,351,811 | dollars as filed | principal |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 1,457,260 | $18,317,760 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,084,302 | $18,303,018 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 22,005,000 | $18,209,138 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 21,415,000 | $18,149,427 | dollars as filed | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 991,413 | $18,113,115 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,415,988 | $18,110,486 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 14,913,101 | $18,044,853 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 1,338,866 | $18,007,748 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,660,292 | $17,997,566 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 578,905 | $17,963,423 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 520,452 | $17,934,776 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,427,433 | $17,891,201 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 330,000 | $17,859,600 | dollars as filed | put |
| KINROSS GOLD CORP | 496902404 | COM | 3,780,158 | $17,804,542 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 686,700 | $17,778,663 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 3,704,693 | $17,745,480 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 3,050,855 | $17,603,432 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 1,663,382 | $17,598,581 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,873,375 | $17,590,992 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 1,933,657 | $17,576,942 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 121,515 | $17,573,499 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 15,075,000 | $17,554,839 | dollars as filed | principal |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 443,310 | $17,444,249 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 820,744 | $17,334,113 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 1,137,666 | $17,315,276 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 297,522 | $17,274,127 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,596,516 | $17,181,304 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 11,676,849 | $17,164,967 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 761,770 | $17,162,678 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,615,539 | $17,157,936 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 1,037,847 | $17,155,612 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 5,914,583 | $17,093,144 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 432,367 | $17,061,202 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 294,983 | $16,937,924 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 4,106,142 | $16,753,060 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,197,380 | $16,751,346 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463302 | CONV | 363,000 | $16,741,560 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 1,754,243 | $16,700,394 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 18,126,000 | $16,679,545 | dollars as filed | principal |
| JOINT CORP | 47973J102 | COM | 988,802 | $16,641,538 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 845,743 | $16,618,850 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 312,542 | $16,614,732 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 654,760 | $16,532,700 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 765,028 | $16,524,603 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 702,914 | $16,518,480 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,017,996 | $16,473,784 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 3,978,053 | $16,469,138 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 22,510,000 | $16,382,102 | dollars as filed | principal |
| ENFUSION INC | 292812104 | CL A | 1,559,237 | $16,371,990 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 871,732 | $16,336,259 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 1,017,281 | $16,327,359 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 5,224,615 | $16,300,798 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,586,794 | $16,217,036 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 1,715,510 | $16,211,569 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 5,371,849 | $16,169,265 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 19,289,840 | $16,139,808 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 6,998,356 | $16,096,218 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,084,876 | $16,072,884 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 517,990 | $16,068,050 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 112,530 | $16,063,659 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 586,079 | $16,046,844 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 105,670 | $15,956,242 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 2,319,798 | $15,937,011 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 728,903 | $15,780,751 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 350,000 | $15,715,000 | dollars as filed | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 401,551 | $15,700,645 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 562,216 | $15,668,960 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,009,864 | $15,652,893 | dollars as filed | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 248,907 | $15,606,469 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 4,224,476 | $15,588,316 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 728,363 | $15,543,267 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,105,846 | $15,520,085 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 1,541,934 | $15,419,340 | dollars as filed | |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 704,945 | $15,417,146 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,845,495 | $15,372,972 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 334,335 | $15,369,380 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 738,615 | $15,326,263 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,041,738 | $15,240,628 | dollars as filed | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 1,500,000 | $15,180,000 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 544,054 | $15,162,785 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 1,200,000 | $15,120,000 | dollars as filed | put |
| CHUBB LIMITED | H1467J904 | CALL | 77,700 | $15,087,786 | dollars as filed | call |
| FULL HSE RESORTS INC | 359678109 | COM | 2,082,689 | $15,057,842 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 3,632,298 | $14,965,068 | dollars as filed | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 580,976 | $14,960,190 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,024,770 | $14,942,803 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 12,042,652 | $14,932,888 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 12,650,000 | $14,882,725 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 16,660,000 | $14,876,713 | dollars as filed | principal |
| BLACKROCK ETF TRUST II | 092528405 | ISHA FLOA LN ETF | 287,000 | $14,840,770 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 1,695,902 | $14,822,183 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,428,823 | $14,820,687 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 3,446,364 | $14,819,367 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,415,793 | $14,795,034 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 253,065 | $14,781,551 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 1,210,109 | $14,714,925 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 64,000 | $14,648,960 | dollars as filed | call |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 171,797 | $14,617,777 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 2,536,802 | $14,611,981 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,837,690 | $14,583,223 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 447,693 | $14,572,408 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 347,150 | $14,566,414 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 499,622 | $14,563,980 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 1,693,070 | $14,560,403 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 703,009 | $14,545,257 | dollars as filed | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,188,758 | $14,490,961 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 318,376 | $14,473,373 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 202,996 | $14,461,435 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 359,257 | $14,445,725 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 814,830 | $14,438,787 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 214,647 | $14,411,398 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 584,532 | $14,344,416 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 790,492 | $14,323,707 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 1,420,348 | $14,274,497 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 15,675,000 | $14,240,738 | dollars as filed | principal |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 422,978 | $14,237,441 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 2,277,109 | $14,231,934 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 5,114,122 | $14,217,260 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 715,124 | $14,202,364 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,401,084 | $14,195,634 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,072,502 | $14,071,227 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,804,919 | $14,040,151 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,522,459 | $14,021,846 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 4,090,303 | $13,988,837 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 3,538,912 | $13,978,703 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 4,457,990 | $13,953,509 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 187,700 | $13,947,987 | dollars as filed | call |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 3,410,690 | $13,915,615 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 12,605,000 | $13,859,197 | dollars as filed | principal |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 494,791 | $13,809,630 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 704,675 | $13,790,491 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 416,892 | $13,769,942 | dollars as filed | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 698,000 | $13,764,560 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 5,932,799 | $13,764,093 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 1,972,937 | $13,751,371 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 5,656,927 | $13,746,332 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 1,134,645 | $13,729,205 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 8,413,180 | $13,713,483 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 901,952 | $13,709,670 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 663,810 | $13,701,038 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,549,762 | $13,653,402 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,029,166 | $13,636,452 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 839,413 | $13,480,972 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 583,637 | $13,432,406 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 2,143,477 | $13,396,731 | dollars as filed | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 447,229 | $13,376,626 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 1,516,380 | $13,283,489 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 802,449 | $13,280,532 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,539,554 | $13,255,559 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 166,541 | $13,251,667 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 3,213,752 | $13,240,656 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 1,368,824 | $13,181,776 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 458,457 | $13,125,624 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 967,387 | $13,117,771 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 77,020 | $13,109,496 | dollars as filed | |
| CONNS INC | 208242107 | COM | 2,162,915 | $13,107,265 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 834,836 | $13,048,492 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 1,779,949 | $13,047,025 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,340,193 | $13,013,274 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 1,535,901 | $13,009,083 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 594,795 | $12,990,323 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 21,877,355 | $12,977,648 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,810,717 | $12,940,362 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 1,215,837 | $12,900,030 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15,111,920 | $12,891,978 | dollars as filed | |
| Deere & Company | 244199105 | COM | 31,000 | $12,799,280 | dollars as filed | call |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 24,375,000 | $12,752,269 | dollars as filed | principal |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 252,156 | $12,702,989 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 12,250,000 | $12,700,678 | dollars as filed | principal |
| TUCOWS INC | 898697206 | COM NEW | 652,709 | $12,695,190 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 121,800 | $12,683,034 | dollars as filed | call |
| IMMUNITYBIO INC | 45256X103 | COM | 6,965,519 | $12,677,245 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,479,000 | $12,662,133 | dollars as filed | principal |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 147,400 | $12,618,811 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 440,000 | $12,584,000 | dollars as filed | call |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 17,130,000 | $12,479,205 | dollars as filed | principal |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 187,064 | $12,458,462 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 3,674,093 | $12,418,434 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 34,931,058 | $12,369,088 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 1,331,100 | $12,352,607 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 540,500 | $12,307,185 | dollars as filed | put |
| VERITONE INC | 92347M100 | COM | 2,105,237 | $12,273,531 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,558,134 | $12,246,934 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 254,511 | $12,244,525 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 18,750,337 | $12,236,471 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 619,196 | $12,198,162 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,206,792 | $12,188,599 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 639,076 | $12,155,226 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,453,705 | $12,152,975 | dollars as filed | |
| iShares AAA CLO Active ETF | 092528504 | COM | 240,000 | $12,124,800 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 529,728 | $12,120,176 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 526,886 | $12,118,378 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 599,999 | $12,101,981 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 769,816 | $12,093,810 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 6,635,942 | $12,077,414 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 987,150 | $12,072,844 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 11,915,846 | $12,035,005 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 344,222 | $12,034,001 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,702,268 | $12,025,093 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,552,920 | $11,988,543 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,719,093 | $11,964,888 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,868,772 | $11,962,781 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 2,465,287 | $11,956,642 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 4,183,738 | $11,923,654 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,715,054 | $11,902,475 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 11,891,034 | $11,845,848 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 2,361,093 | $11,829,077 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 2,181,751 | $11,825,091 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 112,667 | $11,793,981 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,821,153 | $11,769,150 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 3,803,240 | $11,752,011 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 749,689 | $11,740,130 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 1,320,785 | $11,675,739 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 1,513,942 | $11,672,493 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,632,910 | $11,658,979 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 682,535 | $11,657,698 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 508,933 | $11,624,030 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 744,055 | $11,622,139 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 3,696,742 | $11,607,771 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 9,357,000 | $11,605,113 | dollars as filed | principal |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,136,190 | $11,600,499 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 2,769,640 | $11,577,096 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 77,700 | $11,456,865 | dollars as filed | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,408,248 | $11,449,056 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 11,985,000 | $11,445,675 | dollars as filed | principal |
| NKARTA INC | 65487U108 | COMMON STOCK | 3,221,996 | $11,438,085 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 5,788,041 | $11,402,441 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 5,324,000 | $11,366,740 | dollars as filed | principal |
| ALLAKOS INC | 01671P100 | COM | 2,551,452 | $11,353,962 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 3,648,952 | $11,348,241 | dollars as filed | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 128,981 | $11,312,459 | dollars as filed | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,200,004 | $11,286,038 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 601,726 | $11,071,757 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 452,220 | $11,034,169 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 8,108,188 | $11,027,137 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 1,178,494 | $11,018,918 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 2,125,052 | $10,986,520 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 758,069 | $10,984,420 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 6,613,757 | $10,978,837 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 835,140 | $10,965,388 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,523,336 | $10,952,786 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 1,410,270 | $10,943,695 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 6,956,864 | $10,922,276 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 9,502,000 | $10,909,531 | dollars as filed | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,415,325 | $10,883,850 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,147,887 | $10,881,969 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 2,647,367 | $10,880,677 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 10,253,805 | $10,869,034 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 1,420,112 | $10,835,454 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 615,613 | $10,834,788 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,060,675 | $10,818,884 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 1,474,120 | $10,775,817 | dollars as filed | |
| ISHARES ESG ADV INV GXXXPENDING POSSIBLE FUTURE EFF: | 46436E437 | ETF | 131,000 | $10,764,440 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 2,774,276 | $10,764,191 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 650,581 | $10,754,104 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,073,059 | $10,752,875 | dollars as filed | |
| AXT INC | 00246W103 | COM | 2,693,769 | $10,721,202 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 666,885 | $10,716,843 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 12,335,000 | $10,711,837 | dollars as filed | principal |
| QUANTUM SI INC | 74765K105 | COM CL A | 6,083,825 | $10,707,532 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 828,201 | $10,675,512 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 9,380,000 | $10,655,680 | dollars as filed | principal |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 275,949 | $10,654,412 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 252,249 | $10,644,908 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 11,583,000 | $10,644,777 | dollars as filed | principal |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,750,564 | $10,617,176 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 2,018,233 | $10,615,906 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 3,966,264 | $10,589,926 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 770,596 | $10,587,989 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 2,456,965 | $10,564,951 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 2,673,481 | $10,533,516 | dollars as filed | |
| ALICO INC | 016230104 | COM | 434,622 | $10,517,852 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 1,385,241 | $10,513,980 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 281,100 | $10,507,518 | dollars as filed | call |
| HARROW INC | 415858109 | COM | 495,576 | $10,486,388 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 13,251,000 | $10,455,039 | dollars as filed | principal |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 230,989 | $10,433,770 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 4,874,850 | $10,432,178 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 2,879,173 | $10,422,607 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 11,424,778 | $10,396,547 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,036,838 | $10,389,117 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,295,353 | $10,362,824 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 485,555 | $10,322,907 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 5,157,690 | $10,315,380 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 4,075,707 | $10,311,538 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 98,566 | $10,297,190 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 284,470 | $10,260,833 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 9,983,000 | $10,257,533 | dollars as filed | principal |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,279,475 | $10,210,211 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 314,732 | $10,197,315 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 998,115 | $10,180,773 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 730,626 | $10,177,620 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 9,581,884 | $10,156,795 | dollars as filed | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 107,629 | $10,148,339 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 66,681 | $10,119,440 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 1,396,967 | $10,100,073 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 436,833 | $10,077,749 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 148,666 | $10,070,636 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 7,229,473 | $10,048,968 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 438,955 | $9,990,615 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 6,859,797 | $9,946,706 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 3,345,572 | $9,936,347 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,950,744 | $9,929,286 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,099,452 | $9,918,247 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 305,000 | $9,909,450 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 556,348 | $9,891,868 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 1,223,100 | $9,882,648 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 390,114 | $9,869,885 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 3,080,328 | $9,826,246 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 1,488,213 | $9,822,203 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,038,498 | $9,813,806 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 1,258,448 | $9,803,308 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 984,982 | $9,780,872 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 1,232,494 | $9,724,377 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 2,345,618 | $9,687,402 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 73,710,135 | $9,678,140 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 580,757 | $9,669,603 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 515,321 | $9,615,890 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 4,488,613 | $9,560,748 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 437,693 | $9,532,953 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 400,000 | $9,516,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,398,290 | $9,508,372 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 101,700 | $9,475,389 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,410,815 | $9,413,848 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 3,710,348 | $9,387,181 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 374,309 | $9,353,982 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 960,358 | $9,334,678 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,253,802 | $9,328,286 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,149,135 | $9,307,994 | dollars as filed | |
| TREAN INS GROUP INC | 89457R101 | COM | 1,513,410 | $9,262,069 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 54,610 | $9,240,011 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 982,259 | $9,184,123 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,115,041 | $9,154,487 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 3,301,396 | $9,144,867 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 640,048 | $9,114,284 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 249,497 | $9,109,143 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 252,667 | $9,108,645 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 242,247 | $9,103,643 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 1,264,905 | $9,082,018 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,669,641 | $9,049,454 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 321,945 | $9,014,460 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 1,752,443 | $9,007,557 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 17,483,000 | $9,003,745 | dollars as filed | principal |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 5,694,117 | $8,996,704 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 3,996,772 | $8,992,738 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 8,593,000 | $8,962,585 | dollars as filed | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 717,962 | $8,952,986 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,665,038 | $8,891,303 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 19,371 | $8,879,727 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300,000 | $8,859,000 | dollars as filed | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 325,543 | $8,831,981 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 700,000 | $8,827,000 | dollars as filed | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,054,826 | $8,815,203 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,336,642 | $8,795,103 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 825,772 | $8,794,472 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 8,067,428 | $8,793,496 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 281,193 | $8,792,890 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 596,832 | $8,791,336 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 1,322,927 | $8,784,234 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 2,587,138 | $8,783,334 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 2,975,992 | $8,779,177 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 384,750 | $8,776,147 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,556,344 | $8,768,260 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 3,914,066 | $8,767,508 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 10,355,000 | $8,744,798 | dollars as filed | principal |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 350,084 | $8,741,597 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,216,605 | $8,689,091 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 1,745,627 | $8,675,766 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 1,062,688 | $8,660,908 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 6,689,000 | $8,642,188 | dollars as filed | principal |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,285,987 | $8,641,832 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 435,858 | $8,629,989 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 103,734 | $8,608,886 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 843,325 | $8,551,315 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 10,130,000 | $8,546,581 | dollars as filed | principal |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 353,068 | $8,540,715 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 220,626 | $8,538,226 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 128,374 | $8,529,168 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 10,757,000 | $8,504,807 | dollars as filed | principal |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 467,241 | $8,494,442 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 3,715,753 | $8,434,758 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 7,078,749 | $8,423,712 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 5,615,371 | $8,423,057 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 3,067,331 | $8,404,486 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 13,265,485 | $8,394,399 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 324,059 | $8,373,674 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 6,019,068 | $8,366,505 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 336,124 | $8,356,042 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 11,900,000 | $8,347,850 | dollars as filed | principal |
| XPENG INC ADS | 98422D105 | ADR | 750,711 | $8,340,400 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3,075,742 | $8,304,503 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 700,667 | $8,295,898 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 498,104 | $8,288,451 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 810,824 | $8,278,512 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 7,507,383 | $8,258,121 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 10,835,000 | $8,226,582 | dollars as filed | principal |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,366,256 | $8,224,860 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 22,519,750 | $8,219,709 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,653,041 | $8,192,188 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,795,698 | $8,188,383 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 4,350,212 | $8,178,398 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 2,074,358 | $8,172,970 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 6,794,795 | $8,153,754 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 996,545 | $8,151,737 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 617,685 | $8,147,265 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,278,207 | $8,142,179 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 653,226 | $8,119,599 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 709,881 | $8,078,447 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 2,232,714 | $8,060,097 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,514,609 | $8,042,572 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,710,857 | $8,023,919 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 510,135 | $7,993,815 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,852,825 | $7,967,148 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 6,318,242 | $7,960,985 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 4,211,757 | $7,960,221 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 7,305,000 | $7,947,840 | dollars as filed | principal |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 2,785,487 | $7,938,638 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,580,684 | $7,922,700 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 271,633 | $7,861,059 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 883,462 | $7,845,142 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 109,137 | $7,842,585 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 2,600,000 | $7,841,600 | dollars as filed | principal |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 11,822,797 | $7,839,697 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,062,485 | $7,837,442 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 956,826 | $7,817,268 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 1,269,933 | $7,797,388 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 1,128,413 | $7,786,049 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 10,050,000 | $7,783,725 | dollars as filed | principal |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 2,724,268 | $7,764,164 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 1,017,718 | $7,744,834 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 59,814 | $7,725,576 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 2,700,120 | $7,722,345 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 1,242,520 | $7,703,624 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 4,279,579 | $7,703,241 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,823,188 | $7,668,869 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 5,347,188 | $7,646,479 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 10,049,568 | $7,608,528 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 1,310,363 | $7,600,105 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 334,709 | $7,591,200 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 7,045,000 | $7,546,322 | dollars as filed | principal |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,668,624 | $7,542,180 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 2,345,872 | $7,530,250 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 9,550,000 | $7,481,470 | dollars as filed | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,758,616 | $7,475,849 | dollars as filed | |
| IVLU | 46435G409 | COM | 299,652 | $7,428,373 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 500,000 | $7,375,000 | dollars as filed | put |
| TASKUS INC | 87652V109 | CLASS A COM | 510,444 | $7,370,812 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 537,851 | $7,341,666 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 410,834 | $7,312,845 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 3,262,270 | $7,307,485 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 1,118,565 | $7,281,859 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 586,046 | $7,243,528 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,891,750 | $7,229,377 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 416,941 | $7,225,587 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 2,057,187 | $7,200,156 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,898,495 | $7,166,819 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 81,100 | $7,120,580 | dollars as filed | call |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 4,765,000 | $7,116,528 | dollars as filed | principal |
| WEWORK INC | 96209A104 | COM | 9,134,543 | $7,100,280 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 146,307 | $7,100,279 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 422,470 | $7,093,271 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 6,707,000 | $7,072,532 | dollars as filed | principal |
| EMPIRE PETE CORP | 292034303 | COM | 566,356 | $7,028,477 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 656,133 | $7,014,063 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 375,000 | $7,012,500 | dollars as filed | put |
| BAKKT HOLDINGS INC | 05759B107 | COM | 4,073,480 | $7,006,384 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,157,553 | $6,990,473 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 264,029 | $6,983,567 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 347,226 | $6,972,298 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 3,952,863 | $6,917,512 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 942,914 | $6,883,273 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 961,972 | $6,878,099 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 8,750,000 | $6,871,025 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 9,660,000 | $6,869,806 | dollars as filed | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 536,823 | $6,855,229 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 2,675,967 | $6,850,476 | dollars as filed | |
| iShares iBonds 2028 Term HY & Inc ETF | 46436E387 | SHS | 300,000 | $6,828,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 5,895,000 | $6,811,673 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-23-000015 | this filing | 2023-05-12 | acceptance time not in the bulk data set |