13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 5,519 holding rows worth $3,592,696,047,000.
- Accession
- 0001086364-21-000071
- Filer
- CIK 1364742
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 52,167 entries on the cover page, a total value of $3,592,696,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,592,696,047,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerAperio Group, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288489 | INTL DEV RE ETF | 128,200 | $3,756,000 | thousands by filing date | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 105,000 | $3,755,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 597,099 | $3,750,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 178,027 | $3,731,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 106,541 | $3,730,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 529,443 | $3,706,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 2,334,261 | $3,688,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 861,400 | $3,679,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 3,951,000 | $3,672,000 | thousands by filing date | principal |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 281,044 | $3,659,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 1,037,677 | $3,642,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 129,262 | $3,635,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,288,000 | $3,630,000 | thousands by filing date | principal |
| AQUA METALS INC | 03837J101 | COM | 1,208,643 | $3,626,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 683,339 | $3,608,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 75,000 | $3,600,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,022,115 | $3,600,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 161,073 | $3,597,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 209,685 | $3,586,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 100,856 | $3,570,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 467,084 | $3,569,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 69,900 | $3,563,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 349,743 | $3,551,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000,000 | $3,548,000 | thousands by filing date | principal |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 363,466 | $3,548,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,972,492 | $3,537,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 544,494 | $3,533,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 2,139,000 | $3,518,000 | thousands by filing date | principal |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 360,431 | $3,511,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 48,526 | $3,507,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 48,624 | $3,500,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 1,000,000 | $3,499,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 97,966 | $3,488,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 2,178,232 | $3,484,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 535,999 | $3,484,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 601,945 | $3,461,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,450,000 | $3,458,000 | thousands by filing date | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 688,200 | $3,454,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 77,582 | $3,449,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 3,250,000 | $3,449,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,360,000 | $3,438,000 | thousands by filing date | principal |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 476,841 | $3,433,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 139,984 | $3,431,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,925,000 | $3,431,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,518,000 | $3,423,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,924,000 | $3,419,000 | thousands by filing date | principal |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 88,541 | $3,411,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 236,914 | $3,410,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 294,043 | $3,395,000 | thousands by filing date | |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 165,038 | $3,382,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,305,202 | $3,368,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 140,508 | $3,352,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 381,721 | $3,347,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 388,299 | $3,340,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 2,070,000 | $3,335,000 | thousands by filing date | principal |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 241,692 | $3,318,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,025,000 | $3,302,000 | thousands by filing date | principal |
| OI SA-ADR | 670851500 | ADR | 2,206,521 | $3,289,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,837,000 | $3,288,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052W104 | COM | 387,622 | $3,287,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,858,729 | $3,287,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1,649,929 | $3,266,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 24,592 | $3,263,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 2,065,000 | $3,238,000 | thousands by filing date | principal |
| INMUNE BIO INC | 45782T105 | COM | 184,006 | $3,233,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,839,000 | $3,233,000 | thousands by filing date | principal |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 479,146 | $3,224,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 2,070,000 | $3,223,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,034,000 | $3,208,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 129,000 | $3,200,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 190,376 | $3,188,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 103,581 | $3,183,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 74,081 | $3,173,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,216,000 | $3,170,000 | thousands by filing date | principal |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 354,010 | $3,168,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 478,792 | $3,154,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 758,532 | $3,147,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,687,672 | $3,139,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 671,724 | $3,137,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 2,037,151 | $3,137,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 701,569 | $3,135,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,266,040 | $3,128,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 502,518 | $3,110,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 166,690 | $3,107,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 100,171 | $3,106,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 215,084 | $3,099,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 247,800 | $3,092,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 1,325,888 | $3,076,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,428,919 | $3,072,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 326,626 | $3,070,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 943,353 | $3,065,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 179,224 | $3,027,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,742,498 | $3,016,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 1,976,000 | $3,011,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 134,545 | $3,010,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 123,263 | $2,999,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 131,078 | $2,999,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,557,000 | $2,996,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 2,978,000 | $2,984,000 | thousands by filing date | principal |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 616,664 | $2,979,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 208,319 | $2,975,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000,000 | $2,972,000 | thousands by filing date | principal |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 233,344 | $2,968,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 675,716 | $2,966,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 127,576 | $2,964,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 1,507,000 | $2,959,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 335,000 | $2,938,000 | thousands by filing date | put |
| ATOTECH LTD | G0625A105 | COM | 115,000 | $2,936,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,925,000 | $2,930,000 | thousands by filing date | principal |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 29,952 | $2,927,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 319,532 | $2,907,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 3,050,000 | $2,907,000 | thousands by filing date | principal |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 1,030,712 | $2,906,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,420,000 | $2,894,000 | thousands by filing date | principal |
| PC TEL INC | 69325Q105 | COM | 440,281 | $2,885,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 115,149 | $2,884,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 468,768 | $2,884,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 32,772 | $2,874,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 223,112 | $2,832,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 670,035 | $2,827,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,305,000 | $2,822,000 | thousands by filing date | principal |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 185,325 | $2,815,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 252,480 | $2,803,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 28,173 | $2,800,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 16,271 | $2,787,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 416,725 | $2,783,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 147,763 | $2,783,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 172,833 | $2,782,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 296,586 | $2,779,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 272,500 | $2,771,000 | thousands by filing date | put |
| LOOP INDS INC | 543518104 | COM | 224,500 | $2,768,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 348,463 | $2,763,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 2,055,000 | $2,762,000 | thousands by filing date | principal |
| COMPUTER TASK GROUP INC | 205477102 | COM | 284,706 | $2,753,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 109,947 | $2,743,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 317,188 | $2,727,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 366,689 | $2,716,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 475,937 | $2,713,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 620,376 | $2,712,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 289,824 | $2,704,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,645,000 | $2,690,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 182,670 | $2,676,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 266,016 | $2,661,000 | thousands by filing date | |
| GLAUKOS CORP | 377322AB8 | BOND | 1,548,000 | $2,639,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 2,150,000 | $2,629,000 | thousands by filing date | principal |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 259,928 | $2,615,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,955,000 | $2,614,000 | thousands by filing date | principal |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 84,018 | $2,610,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 183,294 | $2,608,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 768,736 | $2,598,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 112,500 | $2,597,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,649,387 | $2,573,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 254,206 | $2,572,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 86,626 | $2,565,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 186,352 | $2,563,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 55,000 | $2,557,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 889,705 | $2,554,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 793,934 | $2,540,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 2,600,000 | $2,535,000 | thousands by filing date | principal |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 151,073 | $2,527,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,955,076 | $2,521,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 261,514 | $2,514,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 984,295 | $2,510,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,475,000 | $2,509,000 | thousands by filing date | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 555,262 | $2,499,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 146,279 | $2,487,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 2,386,000 | $2,487,000 | thousands by filing date | principal |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 288,750 | $2,481,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 50,000 | $2,478,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 709,620 | $2,477,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 251,900 | $2,473,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 768,492 | $2,466,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 389,323 | $2,461,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 1,016,700 | $2,450,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 44,810 | $2,447,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 1,244,000 | $2,435,000 | thousands by filing date | principal |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 115,382 | $2,431,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 822,860 | $2,428,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 847,099 | $2,423,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 483,448 | $2,423,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 1,158,733 | $2,422,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 1,917,807 | $2,418,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 328,458 | $2,418,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,071,000 | $2,418,000 | thousands by filing date | principal |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 91,191 | $2,394,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 1,925,000 | $2,389,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,488,000 | $2,386,000 | thousands by filing date | principal |
| AVINGER INC | 053734604 | COM | 1,939,424 | $2,386,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 728,457 | $2,367,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 87,471 | $2,367,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 84,837 | $2,350,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 243,562 | $2,350,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 87,067 | $2,349,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 2,125,000 | $2,347,000 | thousands by filing date | principal |
| CONTRAFECT CORP | 212326300 | COM | 533,183 | $2,347,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 77,107 | $2,346,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 689,180 | $2,342,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 2,296,000 | $2,339,000 | thousands by filing date | principal |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 12,556 | $2,326,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,780,000 | $2,326,000 | thousands by filing date | principal |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 214,157 | $2,326,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 241,404 | $2,320,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 225,449 | $2,307,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 471,929 | $2,303,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 49,641 | $2,300,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 366,639 | $2,299,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,325,000 | $2,298,000 | thousands by filing date | principal |
| WESTWATER RES INC | 961684206 | COM NEW | 482,340 | $2,296,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 82,227 | $2,294,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 36,507 | $2,286,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 105,447 | $2,282,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 627,875 | $2,279,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 211,399 | $2,269,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,085,000 | $2,269,000 | thousands by filing date | principal |
| PFSWEB INC | 717098206 | COM | 306,688 | $2,264,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 108,745 | $2,259,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 422,066 | $2,258,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 50,769 | $2,249,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 2,230,000 | $2,247,000 | thousands by filing date | principal |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 454,743 | $2,246,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 897,051 | $2,244,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 41,165 | $2,239,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 2,140,000 | $2,236,000 | thousands by filing date | principal |
| LMP Automotive Holdings | 53952P101 | COM | 131,274 | $2,232,000 | thousands by filing date | |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 1,237,497 | $2,228,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 251,063 | $2,222,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 345,998 | $2,218,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,582,415 | $2,215,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 363,917 | $2,202,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 370,811 | $2,199,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 75,000 | $2,195,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 388,177 | $2,181,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 55,175 | $2,177,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 238,985 | $2,171,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 83,341 | $2,170,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 189,727 | $2,169,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 513,014 | $2,165,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 22,742 | $2,149,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 174,115 | $2,149,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 2,250,000 | $2,143,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 2,200,000 | $2,137,000 | thousands by filing date | principal |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 748,973 | $2,135,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 622,755 | $2,123,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 731,216 | $2,120,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 237,964 | $2,111,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 2,242,000 | $2,110,000 | thousands by filing date | principal |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 1,516,948 | $2,108,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 3,010,754 | $2,102,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 2,701,511 | $2,093,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 37,034 | $2,092,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 495,717 | $2,091,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 234,146 | $2,082,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 248,819 | $2,068,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 2,100,000 | $2,067,000 | thousands by filing date | principal |
| QAD INC-B | 74727D207 | Common | 23,957 | $2,065,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,032,621 | $2,065,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 84,323 | $2,060,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 886,148 | $2,057,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 175,950 | $2,046,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 252,582 | $2,043,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,475,000 | $2,024,000 | thousands by filing date | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 44,687 | $2,021,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 1,575,000 | $2,019,000 | thousands by filing date | principal |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 116,850 | $2,018,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 86,506 | $2,009,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 133,045 | $1,999,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 348,576 | $1,997,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 649,095 | $1,986,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 288,363 | $1,984,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 276,954 | $1,980,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 345,187 | $1,974,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 111,462 | $1,971,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 365,449 | $1,970,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 65,000 | $1,967,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 2,463,084 | $1,965,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 589,134 | $1,962,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 151,876 | $1,962,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 83,348 | $1,958,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 767,359 | $1,957,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 265,364 | $1,951,000 | thousands by filing date | |
| ISHARES TR | 46436E692 | ESG AWARE 30/70 | 70,000 | $1,945,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,525,000 | $1,945,000 | thousands by filing date | principal |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 2,036,413 | $1,934,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 579,609 | $1,930,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 290,862 | $1,926,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 121,028 | $1,920,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,133,412 | $1,912,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,265,000 | $1,912,000 | thousands by filing date | principal |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 294,228 | $1,910,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 100,370 | $1,909,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 106,028 | $1,904,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 612,315 | $1,904,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,794,000 | $1,904,000 | thousands by filing date | principal |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 73,039 | $1,897,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 66,387 | $1,897,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 726,385 | $1,896,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 1,625,000 | $1,896,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,750,000 | $1,879,000 | thousands by filing date | principal |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 62,434 | $1,876,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 425,275 | $1,875,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 167,335 | $1,874,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 858,390 | $1,862,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 117,658 | $1,860,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 115,572 | $1,857,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 301,058 | $1,855,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 214,668 | $1,840,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 548,565 | $1,838,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 477,985 | $1,836,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,181,599 | $1,832,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 123,932 | $1,829,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 1,700,000 | $1,829,000 | thousands by filing date | principal |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 53,606 | $1,822,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 185,141 | $1,821,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 37,159 | $1,818,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 551,680 | $1,816,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 812,596 | $1,813,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 487,024 | $1,812,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 1,625,000 | $1,811,000 | thousands by filing date | principal |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 65,862 | $1,810,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,279,105 | $1,804,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 22,275 | $1,803,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 474,347 | $1,803,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,040,557 | $1,800,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 444,209 | $1,799,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 36,332 | $1,798,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 64,355 | $1,783,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 1,048,635 | $1,782,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 287,604 | $1,780,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 1,500,000 | $1,773,000 | thousands by filing date | principal |
| B2GOLD CORP COM | 11777Q209 | Stock | 420,932 | $1,772,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 708,420 | $1,771,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 106,188 | $1,769,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 822,690 | $1,769,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 222,532 | $1,760,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 304,586 | $1,754,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 454,144 | $1,753,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 357,611 | $1,744,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 251,397 | $1,742,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,308,650 | $1,740,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 23,982 | $1,719,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,396,206 | $1,718,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 263,290 | $1,711,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 82,217 | $1,709,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 436,147 | $1,701,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 1,725,000 | $1,699,000 | thousands by filing date | principal |
| REALNETWORKS INC | 75605L708 | COM | 726,426 | $1,693,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 363,889 | $1,685,000 | thousands by filing date | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 53,000 | $1,684,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 861,457 | $1,684,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 425,709 | $1,673,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 37,423 | $1,670,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 84,154 | $1,658,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 399,069 | $1,656,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,641,000 | $1,647,000 | thousands by filing date | principal |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 384,695 | $1,646,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 249,941 | $1,635,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 209,685 | $1,633,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 359,571 | $1,629,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 667,257 | $1,621,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,569 | $1,619,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 8,051 | $1,616,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 1,001,060 | $1,612,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 56,763 | $1,607,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 24,734 | $1,600,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 145,220 | $1,600,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 1,614,179 | $1,595,000 | thousands by filing date | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 55,000 | $1,590,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 182,781 | $1,584,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 161,307 | $1,581,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 1,775,000 | $1,579,000 | thousands by filing date | principal |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 71,896 | $1,568,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 122,971 | $1,567,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 305,043 | $1,564,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 88,897 | $1,561,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 112,981 | $1,559,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 165,704 | $1,558,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 415,694 | $1,546,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 431,370 | $1,541,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 193,612 | $1,527,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 636,826 | $1,509,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,775,000 | $1,506,000 | thousands by filing date | principal |
| SALISBURY BANCORP INC | 795226109 | COM | 29,609 | $1,503,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 86,082 | $1,501,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,400,000 | $1,500,000 | thousands by filing date | principal |
| LUMINEX CORP DEL | 55027EAA0 | NOTE 3.000% 5/1 | 1,500,000 | $1,500,000 | thousands by filing date | principal |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 32,267 | $1,497,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 155,577 | $1,495,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,100 | $1,489,000 | thousands by filing date | call |
| PHUNWARE INC | 71948P100 | COMMON | 1,063,294 | $1,478,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 602,254 | $1,469,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 1,254,564 | $1,468,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 174,735 | $1,467,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 52,867 | $1,465,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 458,490 | $1,458,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 48,802 | $1,458,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 62,831 | $1,443,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 364,101 | $1,438,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITION CORP | 242797116 | *W EXP 10/02/202 | 625,300 | $1,432,000 | thousands by filing date | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 25,000 | $1,428,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 366,962 | $1,427,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 22,500 | $1,426,000 | thousands by filing date | call |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 1,137,831 | $1,422,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 289,400 | $1,421,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 1,000,000 | $1,420,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 112,306 | $1,414,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 180,171 | $1,414,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,112,383 | $1,413,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 237,276 | $1,408,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 215,883 | $1,408,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 45,000 | $1,407,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 378,775 | $1,402,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 1,364,000 | $1,396,000 | thousands by filing date | principal |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 351,014 | $1,394,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 129,821 | $1,393,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 93,408 | $1,392,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 144,231 | $1,391,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 295,090 | $1,390,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 843,255 | $1,383,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 1,275,000 | $1,383,000 | thousands by filing date | principal |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 12,314 | $1,379,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 74,884 | $1,379,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 356,021 | $1,374,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 101,511 | $1,369,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,349,000 | $1,368,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 67,878 | $1,368,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 44,362 | $1,356,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 89,931 | $1,343,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 40,000 | $1,342,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 280,459 | $1,338,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 130,785 | $1,316,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 1,264,547 | $1,316,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 730,470 | $1,315,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 560,460 | $1,314,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 86,052 | $1,307,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 130,880 | $1,307,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 102,606 | $1,305,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 55,527 | $1,289,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 211,449 | $1,283,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 50,000 | $1,273,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 215,890 | $1,263,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 38,093 | $1,262,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 224,878 | $1,257,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 184,891 | $1,257,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1,610 | $1,255,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 49,690 | $1,253,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 54,302 | $1,248,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 147,620 | $1,237,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 372,450 | $1,233,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 1,000,000 | $1,230,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 282,823 | $1,225,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 782,451 | $1,221,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 16,658 | $1,219,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 54,384 | $1,219,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 1,270,518 | $1,216,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 509,482 | $1,212,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 1,251,772 | $1,209,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 645,405 | $1,200,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 187,090 | $1,195,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 1,636,334 | $1,195,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 297,286 | $1,192,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 23,291 | $1,188,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 853,874 | $1,187,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 183,630 | $1,181,000 | thousands by filing date | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 249,998 | $1,180,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 163,845 | $1,178,000 | thousands by filing date | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 50,000 | $1,172,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 289,977 | $1,169,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 44,925 | $1,167,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 10,943 | $1,164,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 241,372 | $1,159,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 389,933 | $1,154,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 490,813 | $1,153,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 100,752 | $1,142,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 141,051 | $1,140,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 117,797 | $1,140,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 84,646 | $1,137,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 112,337 | $1,137,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 57,926 | $1,133,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 1,876,909 | $1,131,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 28,607 | $1,129,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 396,024 | $1,127,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 63,315 | $1,117,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 53,835 | $1,114,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 141,342 | $1,112,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 10,685 | $1,107,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 78,545 | $1,104,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 138,808 | $1,102,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 107,022 | $1,100,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 1,087,493 | $1,098,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 224,877 | $1,097,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 26,796 | $1,085,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 35,697 | $1,082,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 62,592 | $1,080,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 59,932 | $1,080,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 60,310 | $1,076,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 512,110 | $1,065,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,685 | $1,062,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 93,295 | $1,062,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 166,669 | $1,060,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 176,679 | $1,057,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-21-000071 | this filing | 2021-08-11 | acceptance time not in the bulk data set |