13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 5,519 holding rows worth $3,592,696,047,000.
- Accession
- 0001086364-21-000071
- Filer
- CIK 1364742
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 52,167 entries on the cover page, a total value of $3,592,696,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,592,696,047,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerAperio Group, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 47,958 | $120,000 | thousands by filing date | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 8,543 | $119,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 12,293 | $119,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 91,020 | $118,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 7,480 | $118,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,282 | $117,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 9,865 | $117,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 29,935 | $117,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 11,659 | $116,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 488 | $115,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 12,195 | $115,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 31,231 | $114,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 93,818 | $114,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,009 | $113,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,759 | $113,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 10,250 | $112,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,366 | $111,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 6,519 | $111,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 10,844 | $111,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 21,769 | $111,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 11,350 | $111,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 4,992 | $110,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 10,430 | $110,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 5,000 | $109,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 9,769 | $109,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 7,576 | $109,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,691 | $108,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 16,215 | $108,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 24,022 | $108,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 26,785 | $107,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 109,282 | $107,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 10,812 | $106,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 26,635 | $106,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 6,774 | $106,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 38,296 | $105,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 65,861 | $105,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 29,153 | $104,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 19,007 | $104,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 22,160 | $103,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 5,000 | $102,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 13,590 | $102,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 438 | $101,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 17,379 | $101,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 5,156 | $101,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 23,896 | $101,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 4,599 | $101,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 24,707 | $101,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 15,057 | $100,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 16,295 | $100,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 6,147 | $100,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 44,180 | $99,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 5,950 | $99,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 4,372 | $99,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F109 | CL A SHS | 10,245 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 400 | $98,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 54,361 | $98,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 43,325 | $98,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 17,307 | $98,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,500 | $96,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 45,265 | $96,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 37,677 | $96,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 18,477 | $96,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 36,137 | $94,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 9,131 | $94,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 15,153 | $94,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 29,932 | $94,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 6,163 | $93,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 13,860 | $93,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 6,228 | $93,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 7,559 | $93,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 6,220 | $93,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 4,846 | $92,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 1,944 | $92,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 18,318 | $92,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 40,695 | $92,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 626 | $91,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 9,314 | $91,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 15,529 | $91,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 31,479 | $90,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 24,399 | $90,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 4,357 | $90,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 18,318 | $89,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 2,096 | $89,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 20,668 | $89,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 7,287 | $89,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 15,046 | $89,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 10,392 | $88,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 5,821 | $88,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 32,763 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 550 | $87,000 | thousands by filing date | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 5,569 | $86,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 27,442 | $86,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 6,073 | $86,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 33,484 | $86,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 2,933 | $86,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,564 | $85,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 31,203 | $85,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 3,631 | $84,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 4,795 | $84,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 113,404 | $84,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 6,191 | $84,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 59,779 | $84,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 7,194 | $83,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 41,586 | $82,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 13,506 | $81,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,503 | $80,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 20,294 | $80,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 6,063 | $80,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 21,269 | $80,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 9,341 | $80,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 881 | $79,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 17,728 | $79,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 835 | $77,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 18,145 | $77,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 16,673 | $77,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 8,298 | $76,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 10,148 | $76,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 18,202 | $76,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 13,928 | $76,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 47,798 | $76,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 20,981 | $76,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 485 | $75,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 80,735 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,224 | $74,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 40,422 | $74,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 24,886 | $74,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 3,105 | $73,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 25,035 | $73,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 684 | $72,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 5,949 | $72,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 29,171 | $72,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 4,239 | $71,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 9,439 | $70,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 48,471 | $70,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 60,785 | $69,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 4,957 | $69,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 14,246 | $68,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 13,747 | $68,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 24,020 | $68,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,116 | $67,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 3,000 | $67,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,148 | $66,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 4,838 | $66,000 | thousands by filing date | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 6,556 | $65,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 3,396 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,053 | $64,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 12,769 | $64,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 12,098 | $64,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 5,066 | $64,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 17,572 | $64,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 703 | $63,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 14,749 | $63,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 155 | $62,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,214 | $62,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 9,134 | $62,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 9,653 | $61,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,454 | $60,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 7,019 | $60,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 25,190 | $60,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 18,938 | $59,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 4,962 | $59,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 199 | $58,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 39,749 | $57,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 2,932 | $57,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 20,163 | $57,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 401 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 1,081 | $56,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 518 | $55,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 840 | $55,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 16,710 | $55,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 4,919 | $55,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 5,609 | $55,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 19,809 | $54,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,205 | $54,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 10,056 | $53,000 | thousands by filing date | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 7,773 | $53,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 450 | $52,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 7,309 | $52,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 849 | $51,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 61,601 | $51,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 3,958 | $51,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 345 | $50,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 1,360 | $50,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 82,094 | $50,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 19,625 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 564 | $49,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,459 | $49,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 23,874 | $49,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 9,012 | $49,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 853 | $48,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 3,819 | $48,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 4,386 | $48,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 8,859 | $48,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 20,416 | $48,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 11,453 | $48,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 10,767 | $48,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 1,075 | $47,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 603 | $46,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 9,627 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 503 | $45,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,349 | $44,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 4,431 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 779 | $43,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 7,915 | $43,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 29,261 | $43,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 3,494 | $43,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 9,190 | $42,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 7,351 | $42,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 4,320 | $42,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 19,342 | $42,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 396 | $41,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 12,959 | $41,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 21,343 | $41,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 8,383 | $41,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 11,073 | $40,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 4,602 | $40,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 2,846 | $40,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 147 | $39,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 835 | $39,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,601 | $39,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 13,825 | $39,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 7,991 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 745 | $38,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 22,961 | $38,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 38,929 | $38,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 13,571 | $38,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 7,304 | $37,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 200 | $36,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 4,150 | $36,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 37,559 | $36,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 106 | $35,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 5,913 | $35,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 11,574 | $35,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,741 | $34,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 15,463 | $33,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 7,221 | $33,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 8,933 | $33,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,922 | $33,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 517 | $32,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,707 | $32,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,112 | $32,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,061 | $31,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 469 | $31,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 5,750 | $31,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 2,067 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 554 | $30,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 2,913 | $30,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 9,774 | $29,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,422 | $29,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 2,769 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 143 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 150 | $28,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 934 | $28,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,585 | $28,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 12,241 | $28,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 9,116 | $28,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 3,091 | $28,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,660 | $28,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 421 | $27,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,358 | $27,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 997 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 151 | $26,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,833 | $26,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 6,677 | $26,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 1,541 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 380 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 662 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 450 | $25,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 1,848 | $25,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 481 | $25,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 8,849 | $25,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 2,462 | $25,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 2,381 | $25,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 416 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 400 | $24,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 1,976 | $24,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841114 | *W EXP 04/30/202 | 9,317 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 261 | $23,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 7,419 | $22,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 32,304 | $22,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 18,478 | $22,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 39,997 | $22,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 533 | $22,000 | thousands by filing date | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,000 | $21,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 2,622 | $21,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 2,875 | $21,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 7,505 | $21,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,026 | $20,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 11,393 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 491 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 225 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 663 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 339 | $19,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 16,350 | $19,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 7,313 | $19,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 170 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 435 | $18,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 129 | $18,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 1,586 | $18,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 962 | $18,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 1,471 | $18,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 2,209 | $17,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 7,040 | $17,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 249 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 395 | $16,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,857 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 213 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 274 | $16,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 756 | $16,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 1,964 | $16,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 13,395 | $16,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 286 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 209 | $15,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 3,044 | $15,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 1,611 | $15,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 7,591 | $15,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 1,432 | $15,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,562 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 113 | $14,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 4,599 | $14,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 2,628 | $13,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 1,308 | $13,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 5,883 | $13,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,307 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 485 | $13,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 5,050 | $13,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 136 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 247 | $12,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 1,156 | $12,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 1,918 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 265 | $11,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 167 | $11,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 541 | $11,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 3,683 | $11,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 4,311 | $11,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 101 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 171 | $10,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 3,604 | $10,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 726 | $10,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 156 | $9,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 608 | $9,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 5,393 | $9,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 1,268 | $9,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 2,730 | $9,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 280 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 372 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 277 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 103 | $8,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 237 | $8,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 593 | $8,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,001 | $8,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 610 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 192 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 190 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 37 | $7,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 268 | $7,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 165 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 250 | $7,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 7,975 | $7,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 582 | $7,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 187 | $7,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 63 | $6,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,096 | $6,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 60 | $6,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 126 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 111 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 148 | $6,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 148 | $6,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 117 | $6,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,180 | $6,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 2,346 | $6,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 74 | $5,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 24 | $5,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 20 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 163 | $5,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 190 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 39 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 138 | $5,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 622 | $5,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 689 | $5,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 237 | $5,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 804 | $5,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 36 | $4,000 | thousands by filing date | |
| MGC | 921910873 | COM | 28 | $4,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 52 | $4,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 20 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 55 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 32 | $4,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 209 | $4,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 553 | $4,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 800 | $4,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 994 | $4,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 145 | $4,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 1,258 | $4,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 3,613 | $4,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 4,705 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 99 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 333 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 63 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 49 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 15 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 57 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 52 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 29 | $3,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 327 | $3,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 246 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 63 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 45 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 85 | $3,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 229 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 126 | $3,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 257 | $3,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 619 | $3,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 498 | $3,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 249 | $3,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 1,933 | $3,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 3,073 | $3,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 482 | $3,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 1,008 | $3,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 23 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 36 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 150 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 27 | $2,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 12 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 45 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 84 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 14 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 22 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 98 | $2,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 311 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 11 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 44 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 709 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 68 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 833 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 49 | $2,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 517 | $2,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 303 | $2,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1,174 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 2,320 | $2,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 520 | $2,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11 | $1,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7 | $1,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 15 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 22 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 11 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 20 | $1,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 7 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 23 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 13 | $1,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 19 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 75 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 12 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 9 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 79 | $1,000 | thousands by filing date | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 14 | $1,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 15 | $1,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 173 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 15 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 16 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 30 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 38 | $1,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 127 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 33 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 20 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 10 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 304 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 17 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 222 | $1,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 108 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 302 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 237 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 243 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 113 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 511 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 788 | $1,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 8,317 | $1,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Energy ETF | 92204A306 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mexico Fund Inc/The | 592835102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 802 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-21-000071 | this filing | 2021-08-11 | acceptance time not in the bulk data set |