13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-05, with 5,076 holding rows worth $3,134,881,697,000.
- Accession
- 0001086364-21-000004
- Filer
- CIK 1364742
- Filed
- 2021-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 46,148 entries on the cover page, a total value of $3,134,881,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,134,881,697,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| USA TRUCK INC | 902925106 | COM | 249,576 | $2,229,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 467,884 | $2,218,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 602,436 | $2,211,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 576,343 | $2,202,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,618,913 | $2,201,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 1,850,000 | $2,191,000 | thousands by filing date | principal |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 34,774 | $2,185,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 273,367 | $2,185,000 | thousands by filing date | |
| ISHARES TR | 46436E676 | ESG AWARE 60/40 | 75,000 | $2,183,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 419,086 | $2,180,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 620,257 | $2,177,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 28,402 | $2,170,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 2,197,000 | $2,166,000 | thousands by filing date | principal |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 59,296 | $2,162,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,110,545 | $2,154,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 361,486 | $2,150,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 2,030,000 | $2,143,000 | thousands by filing date | principal |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 58,168 | $2,132,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 356,863 | $2,131,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,010,081 | $2,131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 59,146 | $2,130,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 51,552 | $2,128,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 179,448 | $2,119,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,950,000 | $2,115,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 23,548 | $2,110,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 457,481 | $2,109,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 679,801 | $2,107,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 314,617 | $2,098,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 765,166 | $2,097,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 2,025,000 | $2,095,000 | thousands by filing date | principal |
| AQUA METALS INC | 03837J101 | COM | 696,609 | $2,090,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 2,196,000 | $2,087,000 | thousands by filing date | principal |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,177,238 | $2,083,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 1,490,000 | $2,083,000 | thousands by filing date | principal |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 75,000 | $2,082,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 60,000 | $2,079,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 976,446 | $2,071,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 338,077 | $2,069,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 204,807 | $2,067,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,650,000 | $2,062,000 | thousands by filing date | principal |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 2,030,000 | $2,060,000 | thousands by filing date | principal |
| RED LION HOTELS CORP | 756764106 | COM | 594,345 | $2,056,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 186,092 | $2,045,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 962,074 | $2,040,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 490,082 | $2,039,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,625,000 | $2,029,000 | thousands by filing date | principal |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 114,275 | $2,028,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,875,000 | $2,026,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,050,000 | $2,012,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,691,000 | $2,007,000 | thousands by filing date | principal |
| FUEL TECH INC | 359523107 | COM | 512,511 | $1,989,000 | thousands by filing date | |
| FS DEV CORP | 303020101 | COM CL A | 180,041 | $1,981,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 278,786 | $1,979,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 150,199 | $1,972,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 18,832 | $1,967,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 464,393 | $1,952,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 8,456,067 | $1,950,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 659,412 | $1,945,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 88,944 | $1,926,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 163,391 | $1,917,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 1,810,000 | $1,904,000 | thousands by filing date | principal |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 214,768 | $1,903,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 706,997 | $1,902,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,282,313 | $1,898,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,000,000 | $1,882,000 | thousands by filing date | principal |
| U S GLOBAL INVS INC | 902952100 | CL A | 344,909 | $1,880,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 60,545 | $1,860,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 40,961 | $1,850,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 76,000 | $1,849,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 343,724 | $1,842,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 460,895 | $1,839,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 306,813 | $1,836,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 59,246 | $1,835,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,370,000 | $1,827,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 1,436,000 | $1,824,000 | thousands by filing date | principal |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,347,184 | $1,806,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 124,896 | $1,778,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,275,000 | $1,777,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,155,000 | $1,769,000 | thousands by filing date | principal |
| MARCHEX INC | 56624R108 | CMN | 899,377 | $1,764,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 58,287 | $1,761,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,024,421 | $1,744,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 251,931 | $1,736,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,400,000 | $1,736,000 | thousands by filing date | principal |
| SCPHARMACEUTICALS INC | 810648105 | COM | 322,303 | $1,705,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,710,000 | $1,701,000 | thousands by filing date | principal |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 358,740 | $1,690,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 308,568 | $1,682,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 343,022 | $1,682,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 213,528 | $1,676,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 110,328 | $1,676,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302118 | *W EXP 08/18/202 | 390,390 | $1,671,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 473,998 | $1,659,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 1,073,827 | $1,643,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,225,000 | $1,638,000 | thousands by filing date | principal |
| WPP PLC NEW ADR | 92937A102 | ADR | 30,245 | $1,635,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 35,000 | $1,628,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 263,068 | $1,626,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 43,169 | $1,625,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 65,000 | $1,622,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 60,903 | $1,614,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,465,000 | $1,606,000 | thousands by filing date | principal |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 225,245 | $1,599,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 146,548 | $1,594,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 106,297 | $1,588,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 912,330 | $1,579,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 165,833 | $1,565,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 199,654 | $1,556,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 114,430 | $1,547,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 252,887 | $1,538,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 142,821 | $1,529,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 116,351 | $1,523,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,525,000 | $1,522,000 | thousands by filing date | principal |
| ISHARES TR | 46429B408 | CMN | 46,508 | $1,521,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 378,445 | $1,510,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 1,106,970 | $1,505,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,125,000 | $1,502,000 | thousands by filing date | principal |
| BRIDGFORD FOODS CORP | 108763103 | COM | 82,241 | $1,498,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 111,686 | $1,496,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 34,946 | $1,483,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 1,370,000 | $1,480,000 | thousands by filing date | principal |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 709,909 | $1,476,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 433,470 | $1,470,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 513,574 | $1,458,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 120,000 | $1,442,000 | thousands by filing date | put |
| AMERICANRLTYINVSINC | 029174109 | STOK | 132,221 | $1,441,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 207,237 | $1,441,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,390,000 | $1,425,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,430,000 | $1,423,000 | thousands by filing date | principal |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 332,666 | $1,421,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 909,222 | $1,418,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 779,637 | $1,403,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,190,000 | $1,400,000 | thousands by filing date | principal |
| ASCENT INDUSTRIES CO | 871565107 | COM | 178,717 | $1,394,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 69,649 | $1,394,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 101,663 | $1,384,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 246,873 | $1,382,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 366,195 | $1,380,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 308,698 | $1,374,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,200,000 | $1,361,000 | thousands by filing date | principal |
| BIODESIX INC | 09075X108 | COM | 67,316 | $1,357,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 488,127 | $1,352,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 72,596 | $1,351,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 55,934 | $1,348,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 456,888 | $1,347,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 495,160 | $1,342,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 405,918 | $1,339,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 236,913 | $1,338,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 227,004 | $1,337,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 191,801 | $1,322,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 50,000 | $1,315,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,301,000 | $1,315,000 | thousands by filing date | principal |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 469,245 | $1,310,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 158,379 | $1,306,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 18,064 | $1,304,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,260 | $1,302,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,865,451 | $1,289,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 223,993 | $1,279,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,069,634 | $1,273,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 216,006 | $1,258,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 257,632 | $1,257,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 93,086 | $1,247,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 227,450 | $1,247,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 39,000 | $1,236,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 45,449 | $1,233,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,235,000 | $1,232,000 | thousands by filing date | principal |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 50,000 | $1,224,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 310,554 | $1,218,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 1,325,000 | $1,215,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,350,000 | $1,207,000 | thousands by filing date | principal |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 417,828 | $1,203,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 68,384 | $1,199,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 315,171 | $1,198,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 50,000 | $1,185,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,992 | $1,182,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 343,011 | $1,176,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,672 | $1,172,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 50,455 | $1,166,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 1,037,626 | $1,162,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 147,906 | $1,161,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 740,978 | $1,156,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 219,989 | $1,154,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 287,263 | $1,152,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,000,000 | $1,148,000 | thousands by filing date | principal |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 38,093 | $1,147,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,200,000 | $1,143,000 | thousands by filing date | principal |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 170,928 | $1,136,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 599,102 | $1,114,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 76,632 | $1,108,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 147,273 | $1,102,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 94,854 | $1,101,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 83,879 | $1,099,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 215,212 | $1,087,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 87,785 | $1,079,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 24,851 | $1,073,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 362,411 | $1,070,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 122,220 | $1,066,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 186,807 | $1,061,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 80,068 | $1,060,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 34,568 | $1,058,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 164,506 | $1,050,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 40,000 | $1,049,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 182,008 | $1,048,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 210,034 | $1,046,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 74,958 | $1,046,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 110,378 | $1,040,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 451,574 | $1,039,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 599,784 | $1,031,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413118 | *W EXP 07/16/202 | 249,998 | $1,025,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 55,483 | $1,024,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 161,784 | $1,015,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 205,576 | $1,013,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 94,714 | $1,009,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,246 | $1,001,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1,471,654 | $993,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 180,000 | $986,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 140,064 | $979,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 26,323 | $961,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 37,868 | $958,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 317,818 | $957,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 22,013 | $946,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 308,931 | $946,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 205,515 | $945,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 142,979 | $941,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 209,494 | $940,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 1,074,953 | $938,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 90,000 | $934,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 363,725 | $927,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 54,469 | $926,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 77,512 | $922,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 258,615 | $921,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 114,319 | $918,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 510,796 | $914,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 1,775,000 | $910,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 900,000 | $908,000 | thousands by filing date | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 772,764 | $905,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 360,624 | $905,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 160,046 | $895,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 410,417 | $886,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 403,085 | $886,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 40,140 | $885,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 554,700 | $876,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 875,000 | $876,000 | thousands by filing date | principal |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 148,999 | $871,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 33,694 | $870,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 185,923 | $870,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,102,667 | $867,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 99,340 | $862,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 141,088 | $856,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 314,044 | $855,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 23,829 | $853,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 800,000 | $853,000 | thousands by filing date | principal |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 535,911 | $852,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 191,630 | $851,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 126,961 | $846,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 1,000,000 | $840,000 | thousands by filing date | principal |
| AH BELO CORP | 001282102 | COMMON STOCK | 554,465 | $837,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 40,437 | $832,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 456,112 | $830,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 168,035 | $825,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 440,339 | $818,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 164,192 | $817,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 219,388 | $816,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,175,000 | $815,000 | thousands by filing date | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 92,333 | $808,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 79,482 | $794,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 9,667 | $793,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 800,000 | $793,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,196,111 | $790,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 30,000 | $786,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9,032 | $783,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 716,186 | $781,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,172,877 | $774,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 339,410 | $770,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 45,416 | $767,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 48,065 | $763,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,093,359 | $756,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102118 | *W EXP 07/07/202 | 233,328 | $747,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 27,457 | $725,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 16,694 | $721,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,281 | $716,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 134,501 | $714,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 233,772 | $713,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 86,092 | $711,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 34,289 | $703,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 108,743 | $703,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 66,386 | $697,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 446,686 | $697,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 26,954 | $696,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 71,752 | $695,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 140,412 | $688,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 153,613 | $682,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 107,968 | $679,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 38,467 | $678,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 20,000 | $678,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 341,094 | $672,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 18,841 | $669,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 39,104 | $666,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 295,915 | $663,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 100,631 | $662,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 830,471 | $660,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 96,560 | $652,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 48,086 | $651,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 226,628 | $650,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,333,552 | $647,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 196,770 | $644,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 302,809 | $629,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 13,475 | $628,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 199,477 | $624,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 470,583 | $617,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 25,508 | $614,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 284,096 | $611,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 112,500 | $611,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 485,253 | $611,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 259,914 | $608,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 132,502 | $606,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 858,877 | $601,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 800,000 | $598,000 | thousands by filing date | principal |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 20,180 | $594,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 245,329 | $592,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 34,181 | $588,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 22,893 | $583,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 100,424 | $583,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 1,106,134 | $583,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 106,282 | $580,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 152,717 | $578,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 113,878 | $572,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 194,797 | $571,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 74,587 | $570,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 121,503 | $569,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 93,889 | $567,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 55,781 | $566,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 28,869 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,791 | $563,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 39,421 | $555,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 246,555 | $550,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 33,125 | $541,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,750 | $528,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 1,477,339 | $528,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITION CORP | 242797116 | *W EXP 10/02/202 | 287,000 | $528,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 50,642 | $524,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 211,136 | $521,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,155,662 | $520,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 81,649 | $519,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 101,325 | $516,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E202 | COM NEW | 30,887 | $508,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 55,168 | $505,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 207,861 | $505,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 709,245 | $504,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 80,645 | $494,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 28,671 | $493,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 71,105 | $491,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 253,616 | $487,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 44,397 | $483,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 39,121 | $482,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,626 | $473,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 101,816 | $473,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 58,264 | $466,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,438 | $464,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 15,146 | $462,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 95,582 | $457,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 50,262 | $455,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 701,416 | $452,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 49,603 | $449,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 51,167 | $449,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 199,164 | $448,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 28,858 | $447,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 87,319 | $445,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 44,820 | $443,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 291,464 | $443,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 113,689 | $439,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,422 | $433,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 29,933 | $431,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 938,581 | $425,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 30,644 | $418,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 206,169 | $411,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 874,802 | $407,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 26,549 | $404,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 24,668 | $398,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 76,653 | $396,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 468,953 | $394,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 60,526 | $391,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 55,968 | $387,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 168,455 | $386,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 23,031 | $380,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 35,848 | $378,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 30,701 | $377,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 603,911 | $377,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 69,153 | $370,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 117,154 | $368,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 21,243 | $366,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 103,450 | $366,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 14,587 | $363,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 12,002 | $362,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 139,474 | $360,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 5,467 | $357,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 336,701 | $351,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 205,684 | $350,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 259,750 | $343,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 191,662 | $340,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 91,181 | $337,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 137,259 | $332,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 88,693 | $331,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 20,154 | $328,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 35,756 | $327,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 25,755 | $325,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 21,073 | $324,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 10,000 | $324,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 87,967 | $323,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 705,824 | $317,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 21,888 | $313,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 362,913 | $310,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 23,639 | $310,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 870,007 | $303,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 55,815 | $301,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 442,247 | $301,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 76,095 | $299,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 32,218 | $295,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 48,449 | $293,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 68,735 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 6,848 | $291,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 93,942 | $289,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,300 | $288,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 10,000 | $287,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 6,757 | $286,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 57,177 | $284,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,939 | $281,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 130,380 | $281,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 40,728 | $276,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 34,002 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,384 | $273,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 126,914 | $272,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 89,182 | $271,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 37,907 | $271,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 28,951 | $269,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 50,249 | $262,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 10,000 | $261,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 535,248 | $260,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,988 | $258,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,730 | $257,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 401,088 | $251,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 199,650 | $249,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 69,810 | $248,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 14,201 | $248,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 5,928 | $246,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 97,435 | $246,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 93,638 | $245,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 24,046 | $244,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 121,038 | $244,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 83,264 | $244,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 28,409 | $244,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 29,987 | $241,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 16,437 | $240,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 39,060 | $238,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 13,288 | $237,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 55,927 | $236,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 233,943 | $234,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 13,055 | $231,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,373 | $230,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,352 | $230,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 151,135 | $230,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,463 | $228,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 7,550 | $227,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 31,373 | $226,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 19,750 | $225,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 104,415 | $224,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 47,511 | $223,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 57,723 | $222,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 18,515 | $218,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 37,699 | $218,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 31,389 | $216,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 54,296 | $214,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,609 | $213,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 56,730 | $210,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 59,929 | $210,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 164,056 | $210,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 10,649 | $207,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 125,282 | $207,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 22,659 | $205,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 15,434 | $205,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 93,889 | $196,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,315 | $194,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 7,225 | $192,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,854 | $192,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 5,071 | $191,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,289 | $188,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 50,405 | $187,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 15,992 | $187,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 72,777 | $184,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 5,000 | $182,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 36,361 | $181,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,127 | $176,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 129,223 | $176,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 117,521 | $176,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 7,037 | $176,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 505 | $175,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 172,919 | $175,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 170,849 | $173,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,207 | $170,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 19,488 | $168,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-21-000004 | this filing | 2021-02-05 | acceptance time not in the bulk data set |