13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-05, with 5,076 holding rows worth $3,134,881,697,000.
- Accession
- 0001086364-21-000004
- Filer
- CIK 1364742
- Filed
- 2021-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 46,148 entries on the cover page, a total value of $3,134,881,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,134,881,697,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 11,651 | $166,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 41,287 | $165,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N204 | COM | 10,714 | $165,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 3,263 | $164,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 62,572 | $163,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 65,236 | $163,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 41,705 | $162,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 273,487 | $162,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 17,919 | $162,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 40,222 | $161,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 6,265 | $161,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 11,978 | $160,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 513 | $157,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 40,331 | $156,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,222 | $155,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 10,785 | $155,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,606 | $153,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 44,483 | $152,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,070 | $150,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 125,616 | $150,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 101,138 | $149,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 23,930 | $149,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 14,779 | $149,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 941 | $146,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 16,954 | $145,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 23,679 | $144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,057 | $141,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,021 | $139,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 12,352 | $138,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 23,940 | $137,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 46,888 | $136,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 19,282 | $136,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 48,485 | $134,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 15,635 | $133,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,148 | $132,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 3,534 | $131,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 32,423 | $131,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 87,628 | $130,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 38,136 | $129,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 26,235 | $129,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 9,813 | $129,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 10,193 | $128,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 24,863 | $128,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 5,538 | $124,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,804 | $123,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 19,216 | $122,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 95,520 | $122,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 2,943 | $120,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 11,275 | $119,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 673 | $118,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 7,864 | $118,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 12,999 | $118,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 21,435 | $118,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 14,311 | $116,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 22,204 | $116,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 118,394 | $116,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 91,596 | $115,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 658 | $114,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 39,939 | $114,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 96,157 | $113,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 9,085 | $113,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 270,318 | $113,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 7,903 | $110,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 8,825 | $110,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 23,321 | $110,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 5,000 | $109,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 10,294 | $109,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 46,186 | $108,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 41,535 | $108,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 35,982 | $107,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 4,004 | $107,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 17,485 | $105,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 24,973 | $105,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 56,979 | $105,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 19,326 | $104,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 82,066 | $104,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 24,620 | $104,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 36,012 | $104,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,055 | $103,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 7,790 | $102,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 5,125 | $102,000 | thousands by filing date | |
| CANCER GENETICS INC | 13739U203 | COM NEW | 36,665 | $102,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 713 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,282 | $101,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 5,241 | $101,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 9,124 | $100,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 9,541 | $100,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 37,275 | $100,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 81,162 | $100,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 5,723 | $100,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 467 | $99,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 11,594 | $99,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 24,174 | $99,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 32,851 | $99,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 25,035 | $98,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,284 | $97,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 31,433 | $97,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 25,991 | $95,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 9,657 | $95,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 29,929 | $92,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 97,482 | $92,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 19,261 | $92,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 41,889 | $91,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 10,896 | $90,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 33,717 | $89,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 8,839 | $87,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 940 | $86,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 140,313 | $86,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,012 | $85,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 5,802 | $84,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 7,720 | $83,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 197,951 | $83,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 6,797 | $82,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 298 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 368 | $80,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 33,627 | $80,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 5,840 | $79,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,040 | $78,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 10,812 | $78,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 37,650 | $77,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 32,146 | $76,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 8,469 | $75,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,754 | $74,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,352 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 3,430 | $73,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 3,000 | $73,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 17,682 | $72,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 24,533 | $72,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 38,804 | $72,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 53,693 | $71,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 4,125 | $70,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 12,054 | $70,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 5,604 | $69,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 45,317 | $69,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 4,732 | $69,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 49,788 | $68,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 2,300 | $67,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,089 | $66,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,476 | $66,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 34,221 | $66,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 321 | $65,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 770 | $64,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,536 | $64,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 73,425 | $64,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 17,031 | $63,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 1,859 | $60,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 744 | $60,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 2,300 | $60,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 460 | $59,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 6,553 | $59,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 23,296 | $59,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 79,123 | $59,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 13,531 | $59,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 75,414 | $57,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 23,037 | $56,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11,699 | $56,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 5,447 | $56,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 238 | $55,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 4,255 | $55,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 10,009 | $55,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 4,767 | $54,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,518 | $54,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 652 | $53,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 569 | $52,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 27,083 | $52,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 6,172 | $52,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 3,147 | $52,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 31,256 | $52,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 2,431 | $51,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 1,878 | $50,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 12,140 | $50,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 841 | $49,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 3,345 | $49,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 14,889 | $49,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 64,499 | $49,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 22,795 | $48,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 4,901 | $48,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 9,186 | $48,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 393 | $47,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 3,261 | $47,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 5,781 | $46,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 11,482 | $46,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 11,006 | $46,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 4,150 | $46,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 14,252 | $46,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 7,198 | $45,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 3,755 | $45,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 124 | $44,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 579 | $44,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 10,479 | $44,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 30,167 | $43,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 4,365 | $43,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 16,405 | $41,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 330 | $41,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 77,438 | $41,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 5,981 | $41,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 106,546 | $41,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 42,088 | $40,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 8,298 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 100 | $38,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,658 | $38,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 8,305 | $37,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 7,343 | $37,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 11,849 | $37,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 89,514 | $37,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 17,957 | $37,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 787 | $36,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,688 | $36,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 9,695 | $36,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 548 | $35,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 2,954 | $35,000 | thousands by filing date | |
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| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 11,574 | $35,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 44,431 | $35,000 | thousands by filing date | |
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| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 614 | $33,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 15,893 | $33,000 | thousands by filing date | |
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| FAT BRANDS INC | 30258N105 | CLASS A COM | 4,657 | $28,000 | thousands by filing date | |
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| POINTS INTL LTD | 730843208 | COM NEW | 1,922 | $28,000 | thousands by filing date | |
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| PHUNWARE INC | 71948P100 | COMMON | 20,292 | $26,000 | thousands by filing date | |
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| National Holdings Corporation | 636375206 | COM NEW | 7,383 | $22,000 | thousands by filing date | |
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| TIM SA-ADR | 88706T108 | SPONSORED ADR | 249 | $4,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 60 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,584 | $4,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 37 | $4,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 191 | $4,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 198 | $4,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 689 | $4,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 2,347 | $4,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 1,933 | $4,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 781 | $4,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 7,307 | $4,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 698 | $4,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 44 | $3,000 | thousands by filing date | |
| MGC | 921910873 | COM | 25 | $3,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 20 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 12 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 426 | $3,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 94 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 134 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 46 | $3,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 92 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 46 | $3,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 300 | $3,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 40 | $3,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 246 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 45 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 79 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 85 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 88 | $3,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 622 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 126 | $3,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 107 | $3,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 800 | $3,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 222 | $3,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 619 | $3,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 249 | $3,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 498 | $3,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 39,997 | $3,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 885 | $3,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 741 | $3,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 3,509 | $3,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 175 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 64 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 23 | $2,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 50 | $2,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 36 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 20 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 28 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 12 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 44 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 502 | $2,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 70 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 43 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 24 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 15 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 98 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 709 | $2,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 37 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 229 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 49 | $2,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 237 | $2,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1,000 | $2,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 520 | $2,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 8,317 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-21-000004 | this filing | 2021-02-05 | acceptance time not in the bulk data set |