13F-HR/A filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR/A for the quarter ended 2019-06-30, filed 2019-08-23, with 5,057 holding rows worth $2,337,618,590,000.
- Accession
- 0001086364-19-000100
- Filer
- CIK 1364742
- Filed
- 2019-08-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, amendment of type restatement, 43,630 entries on the cover page, a total value of $2,337,618,590,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,337,618,590,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerBlackRock Mexico Operadora, S.A. de C.V., Sociedad Operadora de Fondos de Inversion
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,000,000 | $1,028,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 79,276 | $1,023,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 37,650 | $1,021,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,040,000 | $1,010,000 | thousands by filing date | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 516,925 | $1,008,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 463,941 | $1,006,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 825,000 | $1,006,000 | thousands by filing date | principal |
| BLINK CHARGING CO | 09354A100 | COM | 374,897 | $1,005,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 725,000 | $1,005,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,025,000 | $1,004,000 | thousands by filing date | principal |
| Renovaro Inc | 29350E104 | Common Stock | 221,718 | $998,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 900,000 | $997,000 | thousands by filing date | principal |
| GOLDFIELD CORP | 381370105 | COM | 432,908 | $996,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 145,995 | $987,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 277,096 | $984,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 201,075 | $980,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 427,909 | $979,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 815,000 | $979,000 | thousands by filing date | principal |
| AMERISERV FINL INC | 03074A102 | COM | 233,340 | $969,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 925,000 | $964,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 127,763 | $962,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,075,000 | $953,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 800,000 | $952,000 | thousands by filing date | principal |
| SEACHANGE INTL INC | 811699107 | COM | 665,043 | $951,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 940,000 | $950,000 | thousands by filing date | principal |
| MICROBOT MED INC | 59503A204 | COM NEW | 183,520 | $945,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 75,717 | $943,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 420,692 | $934,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 282,281 | $928,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 950,000 | $927,000 | thousands by filing date | principal |
| MASTECH HLDGS INC | 57633B100 | COM | 194,280 | $923,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 956,256 | $919,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 40,000 | $917,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 340,938 | $914,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 487,816 | $908,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 359,689 | $906,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 610,000 | $905,000 | thousands by filing date | principal |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 224,176 | $904,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 130,400 | $901,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 368,968 | $897,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 36,126 | $896,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 252,200 | $896,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,005,000 | $886,000 | thousands by filing date | principal |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 51,989 | $882,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 875,000 | $880,000 | thousands by filing date | principal |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 47,317 | $876,000 | thousands by filing date | |
| THESTREET INC COM NEW | 88368Q202 | Stock | 141,959 | $870,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 890,000 | $868,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 850,000 | $865,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 839,000 | $861,000 | thousands by filing date | principal |
| IVERIC BIO INC | 46583P102 | COM | 658,377 | $855,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 325,320 | $853,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 415,937 | $853,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 202,165 | $850,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 850,000 | $850,000 | thousands by filing date | principal |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 1,171,531 | $849,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 26,585 | $845,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 220,707 | $843,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 354,507 | $843,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,509 | $840,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 700,000 | $830,000 | thousands by filing date | principal |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 961,981 | $827,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 599,102 | $827,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 63,451 | $824,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 440,018 | $819,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 800,000 | $819,000 | thousands by filing date | principal |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 28,989 | $819,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 41,515 | $818,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 59,516 | $818,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 840,000 | $818,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 875,000 | $816,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P108 | COM | 1,411,932 | $813,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 890,000 | $810,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 760,000 | $810,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 880,000 | $805,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 775,000 | $804,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 700,000 | $803,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 1,175,000 | $798,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 457,441 | $796,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 535,534 | $793,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 39,715 | $786,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 4,365,262 | $786,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 74,743 | $785,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 86,291 | $784,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 556,817 | $780,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 16,836 | $777,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,745 | $774,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 62,498 | $772,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 23,281 | $769,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 691,000 | $766,000 | thousands by filing date | principal |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 100,237 | $762,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 469,853 | $762,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 775,000 | $761,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 10,761 | $755,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 750,000 | $754,000 | thousands by filing date | principal |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 136,648 | $752,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 601,470 | $752,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 22,603 | $751,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 203,573 | $751,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 49,660 | $748,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 155,865 | $741,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 187,256 | $740,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 750,000 | $738,000 | thousands by filing date | principal |
| HOOKIPA PHARMA INC | 43906K100 | COM | 109,528 | $737,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 52,592 | $736,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 45,473 | $735,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 309,468 | $730,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 725,000 | $721,000 | thousands by filing date | principal |
| QUORUM HEALTH CORP | 74909E106 | COM | 515,579 | $717,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 34,083 | $716,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 100,153 | $715,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 364,196 | $710,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 340,779 | $709,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 700,000 | $700,000 | thousands by filing date | principal |
| ENERPLUS CORP | 292766102 | COM | 92,430 | $696,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 675,000 | $693,000 | thousands by filing date | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 207,179 | $684,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 530,249 | $684,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 311,528 | $682,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 17,576 | $681,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 700,000 | $679,000 | thousands by filing date | principal |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 54,590 | $675,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,054,328 | $675,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 447,252 | $675,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 405,837 | $673,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 71,697 | $667,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 750,000 | $665,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 660,000 | $664,000 | thousands by filing date | principal |
| LOOP INDS INC | 543518104 | COM | 66,720 | $660,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 1,068,096 | $652,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 650,000 | $650,000 | thousands by filing date | principal |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 295,856 | $645,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 343,010 | $645,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 428,284 | $643,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 34,389 | $640,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 41,731 | $630,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 46,879 | $628,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 675,000 | $627,000 | thousands by filing date | principal |
| HUNT COS FIN TR INC | 44558T100 | COM | 183,038 | $624,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 342,789 | $621,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 730,000 | $621,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 640,000 | $615,000 | thousands by filing date | principal |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 568,225 | $614,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 38,922 | $612,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 675,000 | $611,000 | thousands by filing date | principal |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,267,370 | $608,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 24,461 | $607,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 112,504 | $606,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 675,000 | $605,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 675,000 | $599,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 60,131 | $592,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 63,314 | $590,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 187,781 | $584,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 20,142 | $583,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 575,000 | $583,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 5,171 | $581,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 68,673 | $578,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 246,993 | $578,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 40,110 | $576,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 103,643 | $574,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 380,079 | $574,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 783,059 | $569,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 34,174 | $568,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 570,000 | $564,000 | thousands by filing date | principal |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 45,000 | $563,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 29,645 | $562,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 576,103 | $560,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 22,170 | $557,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 9,783 | $556,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,580,774 | $554,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 550,000 | $545,000 | thousands by filing date | principal |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 633,985 | $543,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 602,355 | $542,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,060,673 | $541,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 675,000 | $540,000 | thousands by filing date | principal |
| LAKELAND INDS INC | 511795106 | COM | 48,078 | $539,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 525,000 | $535,000 | thousands by filing date | principal |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 21,774 | $533,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 467,893 | $533,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 56,273 | $527,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 648,029 | $525,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 455,052 | $523,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 192,749 | $520,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 603,341 | $519,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 821,939 | $518,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,876 | $517,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 37,412 | $514,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 130,281 | $514,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,293,409 | $501,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 29,180 | $493,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 28,701 | $489,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 1,128,742 | $489,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 228,934 | $487,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 360,290 | $486,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 60,041 | $482,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 184,863 | $480,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 191,662 | $480,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 686,363 | $480,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 25,397 | $478,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 735,683 | $478,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 125,441 | $477,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 550,000 | $474,000 | thousands by filing date | principal |
| TRANSALTA CORP | 89346D107 | COM | 72,431 | $472,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 115,656 | $471,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 85,015 | $466,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 16,000 | $466,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 139,656 | $465,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 156,609 | $465,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 373,230 | $463,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 46,199 | $458,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 638,490 | $447,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 115,896 | $446,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 35,874 | $442,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 58,963 | $441,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 71,992 | $441,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,744,801 | $441,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 262,969 | $441,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,026 | $440,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 298,875 | $440,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 69,658 | $438,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 46,289 | $437,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 700,000 | $435,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 91,426 | $434,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 44,772 | $425,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 1,010,337 | $424,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 10,848 | $419,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 243,136 | $418,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 77,490 | $415,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 49,603 | $412,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 17,310 | $411,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 28,451 | $408,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 6,771 | $406,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 44,637 | $404,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 346,790 | $402,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 16,491 | $401,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 79,242 | $398,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 504,536 | $397,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 108,739 | $387,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,470,952 | $383,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 32,037 | $380,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 82,866 | $378,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 486,286 | $374,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 363,811 | $371,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 279,645 | $369,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 126,011 | $367,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 37,991 | $364,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 36,402 | $364,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,261 | $361,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 881,940 | $361,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,922 | $359,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 18,744 | $359,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 54,742 | $356,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 160,590 | $354,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 115,596 | $348,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 27,958 | $347,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 205,684 | $346,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 76,748 | $345,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 705,824 | $345,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 68,155 | $343,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 73,319 | $342,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 21,898 | $338,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 53,713 | $337,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 290,404 | $337,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 6,674 | $334,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 665,947 | $329,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 37,858 | $329,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 18,274 | $327,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 27,727 | $326,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 30,735 | $325,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 110,684 | $324,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 213,116 | $322,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,414 | $320,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 76,430 | $314,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 26,475 | $314,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 10,871 | $312,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 11,964 | $312,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 350,000 | $310,000 | thousands by filing date | principal |
| GEVO INC | 374396406 | COM PAR | 155,078 | $306,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 117,309 | $306,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 2,091,767 | $305,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 4,699 | $303,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,039,631 | $301,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 547,466 | $301,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 39,882 | $300,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 29,401 | $298,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 32,629 | $297,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 132,745 | $296,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,068 | $293,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 68,129 | $293,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 340,125 | $292,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 50,285 | $291,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 340,626 | $290,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 79,674 | $289,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,660 | $288,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 18,228 | $287,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 116,242 | $286,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 30,427 | $286,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,203 | $285,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 4,407 | $281,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 87,387 | $281,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 159,218 | $279,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,089 | $278,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 55,571 | $278,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 86,679 | $278,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 20,459 | $276,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 20,792 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 6,745 | $274,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 61,717 | $274,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 551,948 | $272,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 343,607 | $271,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 87,250 | $271,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 305,365 | $271,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 53,692 | $271,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 157,708 | $271,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 38,597 | $269,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 11,527 | $269,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 8,720 | $269,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 29,672 | $269,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 74,291 | $267,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 146,332 | $267,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 51,987 | $264,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 117,545 | $264,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 141,062 | $261,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 981 | $260,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 95,990 | $260,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 650,000 | $256,000 | thousands by filing date | principal |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 30,311 | $254,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 362,038 | $254,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 39,933 | $251,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 14,242 | $249,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 68,714 | $249,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 654,427 | $249,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 26,711 | $247,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 169,226 | $247,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 104,470 | $245,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 82,664 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,008 | $234,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 27,704 | $228,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,494 | $226,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 187,263 | $226,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 282,387 | $226,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 10,932 | $224,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 112,810 | $224,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 100,804 | $224,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 23,548 | $222,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 16,345 | $221,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 58,371 | $219,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 21,162 | $219,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 32,911 | $219,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,097 | $217,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 200,692 | $217,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 12,729 | $217,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 39,126 | $216,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 367,764 | $213,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 69,889 | $212,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 229,932 | $210,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 31,773 | $210,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 46,326 | $208,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 80,767 | $208,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 15,841 | $207,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 96,560 | $207,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 82,972 | $207,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 26,092 | $206,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 17,497 | $204,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 13,325 | $203,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 72,061 | $202,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 42,426 | $201,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 73,791 | $195,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 226,339 | $193,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 4,793 | $191,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 132,569 | $191,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 79,955 | $190,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,521 | $189,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 56,094 | $188,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 106,490 | $186,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,352 | $185,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 174,050 | $183,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 33,204 | $181,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 6,941 | $180,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,349 | $179,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 114,914 | $179,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 46,245 | $178,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 20,959 | $177,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 41,152 | $177,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 84,626 | $176,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 11,304 | $172,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 49,773 | $170,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 42,204 | $169,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 17,308 | $169,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 17,919 | $169,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 7,434 | $168,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 15,197 | $168,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 35,440 | $167,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 13,860 | $167,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 32,708 | $166,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 73,744 | $162,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 20,272 | $162,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 97,840 | $161,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 51,195 | $158,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 341,218 | $158,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 135,051 | $158,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,371 | $156,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 23,512 | $155,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 100,143 | $152,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 9,660 | $150,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 165,222 | $150,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 32,113 | $150,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 38,014 | $149,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 18,385 | $147,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 7,803 | $147,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 172,058 | $147,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 83,987 | $146,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 9,078 | $146,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 85,400 | $145,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 36,288 | $145,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 12,601 | $145,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 120,754 | $144,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 25,903 | $143,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 112,572 | $141,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 8,456 | $139,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 54,991 | $137,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 72,755 | $137,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 19,683 | $137,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 41,891 | $136,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 475,616 | $135,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 45,765 | $135,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 27,075 | $134,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 27,501 | $133,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 8,873 | $130,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 23,771 | $130,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 144,858 | $129,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 19,779 | $127,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,325 | $126,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6,353 | $124,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 5,922 | $122,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 37,737 | $122,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 7,149 | $121,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 26,589 | $119,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,053 | $117,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 725 | $117,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 4,245 | $117,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,217 | $117,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 476,626 | $117,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 14,358 | $115,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 25,161 | $115,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 73,205 | $115,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 159,468 | $115,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 64,354 | $115,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 987 | $114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,282 | $114,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 23,926 | $114,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 45,842 | $114,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 11,734 | $113,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 67,935 | $112,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 16,607 | $111,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 736 | $110,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 14,927 | $110,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 87,911 | $110,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 681,925 | $109,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 120,259 | $108,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 73,876 | $108,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 16,657 | $108,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 100,000 | $108,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 29,268 | $107,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 69,008 | $107,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 24,861 | $105,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 794 | $104,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 5,000 | $104,000 | thousands by filing date | |
| AIT THERAPEUTICS INC | 001448109 | COM | 18,568 | $103,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M102 | COM | 248,257 | $102,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 64,190 | $101,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 22,344 | $101,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 658 | $98,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 10,753 | $98,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,143 | $98,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 9,019 | $98,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 15,504 | $98,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 111,938 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 530 | $96,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 21,295 | $96,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 12,006 | $95,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 16,771 | $95,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 31,227 | $94,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 82,066 | $93,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 65,031 | $93,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 11,867 | $93,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 111,014 | $91,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,116 | $90,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 29,261 | $90,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 729 | $87,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 36,495 | $87,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 14,413 | $87,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 207,431 | $87,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,334 | $85,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 12,347 | $85,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 26,438 | $85,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 3,059 | $84,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 448 | $83,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 16,621 | $83,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 35,323 | $83,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001086364-19-000100 | this filing | 2019-08-23 | acceptance time not in the bulk data set |