13F-HR/A filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR/A for the quarter ended 2019-06-30, filed 2019-08-23, with 5,057 holding rows worth $2,337,618,590,000.
- Accession
- 0001086364-19-000100
- Filer
- CIK 1364742
- Filed
- 2019-08-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, amendment of type restatement, 43,630 entries on the cover page, a total value of $2,337,618,590,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,337,618,590,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerBlackRock Mexico Operadora, S.A. de C.V., Sociedad Operadora de Fondos de Inversion
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,623,055 | $15,209,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,813,654 | $15,199,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 413,689 | $15,195,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,316,550 | $15,194,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,820,395 | $15,165,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 600,000 | $15,122,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,157,843 | $15,099,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,795,429 | $15,039,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 474,267 | $15,039,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 1,080,779 | $15,012,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,107,091 | $14,990,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,449,929 | $14,906,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,015,225 | $14,883,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 494,192 | $14,870,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,228,665 | $14,830,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 2,097,859 | $14,790,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 557,240 | $14,773,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 637,277 | $14,752,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 283,522 | $14,726,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 474,948 | $14,676,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 651,803 | $14,665,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,105,227 | $14,645,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,386,633 | $14,630,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 994,396 | $14,540,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 366,732 | $14,511,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 742,263 | $14,511,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 465,705 | $14,507,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 188,131 | $14,449,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 7,081,114 | $14,445,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 232,838 | $14,438,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 1,764,214 | $14,378,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 4,253,864 | $14,376,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 756,563 | $14,374,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 550,000 | $14,342,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 903,095 | $14,323,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,390,884 | $14,269,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,123,214 | $14,268,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 476,586 | $14,240,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 3,427,739 | $14,226,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 627,426 | $14,225,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 765,775 | $14,205,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 1,383,763 | $14,115,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 580,000 | $14,106,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,780,753 | $14,102,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 999,122 | $14,087,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 769,378 | $14,002,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 58,752 | $13,982,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,918,234 | $13,977,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 991,155 | $13,975,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,713,219 | $13,945,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 128,781 | $13,883,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,419,471 | $13,833,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 662,327 | $13,829,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 172,374 | $13,790,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 17,260,000 | $13,777,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,362,394 | $13,734,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 937,679 | $13,709,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,467,166 | $13,704,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 677,903 | $13,701,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 586,435 | $13,698,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 1,072,000 | $13,689,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 500,000 | $13,625,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 2,195,088 | $13,609,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,918,914 | $13,586,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 885,331 | $13,518,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 2,318,167 | $13,492,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,387,008 | $13,439,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 942,492 | $13,412,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,194,088 | $13,410,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 1,263,882 | $13,399,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 887,601 | $13,385,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 430,739 | $13,383,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,225,358 | $13,344,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,600,725 | $13,302,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,008,123 | $13,274,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,962,923 | $13,230,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 3,709,099 | $13,204,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,439,770 | $13,165,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 537,299 | $13,154,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,292,173 | $13,142,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 371,177 | $13,136,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 369,250 | $13,130,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,414,765 | $13,088,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,189,443 | $13,049,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 621,327 | $13,043,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 604,808 | $13,027,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 796,979 | $13,022,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,024,287 | $13,016,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 645,812 | $13,000,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,805,287 | $12,999,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 297,480 | $12,986,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,194,419 | $12,982,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 14,041,691 | $12,971,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 547,987 | $12,948,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,940,745 | $12,939,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 2,318,616 | $12,938,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 913,362 | $12,907,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 920,370 | $12,885,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,084,205 | $12,869,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 907,160 | $12,836,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 898,745 | $12,826,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 474,442 | $12,795,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 595,153 | $12,779,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,132,604 | $12,741,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 686,806 | $12,741,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 669,564 | $12,723,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 162,646 | $12,706,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,854,713 | $12,704,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 3,528,275 | $12,701,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,746,041 | $12,677,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 1,215,000 | $12,660,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,674,758 | $12,640,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 771,123 | $12,623,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 976,152 | $12,611,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 3,228,764 | $12,593,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 237,903 | $12,569,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 380,000 | $12,566,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 436,463 | $12,565,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 407,807 | $12,552,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 1,076,540 | $12,541,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,397,415 | $12,535,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,126,799 | $12,451,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,691,434 | $12,441,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,255,258 | $12,434,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,356,556 | $12,400,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 749,694 | $12,394,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,621,467 | $12,371,000 | thousands by filing date | |
| VTI | 922908769 | COM | 82,325 | $12,356,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 628,506 | $12,356,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 653,982 | $12,347,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 2,681,869 | $12,337,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,017,421 | $12,321,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 605,952 | $12,288,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 9,599,416 | $12,286,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 978,044 | $12,235,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,316,887 | $12,221,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 3,273,167 | $12,178,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 728,124 | $12,167,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 3,116,020 | $12,153,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 348,963 | $12,148,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,668,182 | $12,143,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 2,915,940 | $12,129,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,362,688 | $12,120,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 355,892 | $12,100,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 527,722 | $12,000,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,317,063 | $11,986,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 974,296 | $11,974,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,702,529 | $11,972,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 784,456 | $11,962,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,601,272 | $11,962,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,604,693 | $11,953,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,675,687 | $11,914,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 502,280 | $11,904,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 698,577 | $11,903,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 387,735 | $11,886,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000,000 | $11,820,000 | thousands by filing date | call |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 222,721 | $11,804,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 367,441 | $11,791,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 361,090 | $11,786,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,021,724 | $11,781,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 463,255 | $11,776,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,105,173 | $11,769,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,459,931 | $11,759,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 895,427 | $11,748,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 73,500 | $11,743,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 214,700 | $11,737,000 | thousands by filing date | put |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 384,140 | $11,723,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 589,025 | $11,668,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 436,374 | $11,655,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 331,588 | $11,607,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,249,829 | $11,602,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 891,174 | $11,568,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 522,280 | $11,438,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 801,146 | $11,424,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 57,679 | $11,414,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,427,425 | $11,410,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 878,038 | $11,397,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,420,224 | $11,376,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 85,500 | $11,355,000 | thousands by filing date | call |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 411,528 | $11,351,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 579,253 | $11,249,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 264,394 | $11,245,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,672,165 | $11,171,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 363,843 | $11,170,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,658,623 | $11,146,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 2,666,274 | $11,146,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 225,212 | $11,114,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 733,256 | $11,109,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 990,906 | $11,088,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 119,842 | $11,083,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 359,288 | $11,081,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 324,425 | $11,063,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,031,438 | $11,027,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 461,976 | $11,019,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,659,380 | $11,015,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 784,658 | $10,977,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,777,741 | $10,950,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 456,709 | $10,938,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 187,166 | $10,915,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 546,055 | $10,905,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 638,996 | $10,882,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 462,963 | $10,879,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 414,543 | $10,878,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 240,293 | $10,874,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 723,838 | $10,871,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,086,097 | $10,828,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 885,896 | $10,826,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,359,378 | $10,820,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 2,092,727 | $10,819,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 780,762 | $10,813,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,141,747 | $10,812,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,125,585 | $10,771,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,684,802 | $10,749,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 466,972 | $10,741,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 206,612 | $10,716,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 280,394 | $10,700,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 276,076 | $10,689,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,706,719 | $10,684,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 460,009 | $10,663,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,632,030 | $10,657,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 257,707 | $10,597,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,666,600 | $10,560,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,295,245 | $10,542,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 615,151 | $10,537,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 794,814 | $10,531,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 407,199 | $10,521,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,790,198 | $10,488,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 308,065 | $10,487,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,638,142 | $10,484,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,769,797 | $10,469,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 550,886 | $10,433,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,339,223 | $10,432,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 2,182,264 | $10,431,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,307,252 | $10,418,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,238,654 | $10,410,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 877,256 | $10,395,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 687,902 | $10,386,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 536,185 | $10,364,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 466,414 | $10,345,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 1,148,126 | $10,321,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 577,786 | $10,320,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 756,783 | $10,285,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 481,964 | $10,285,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,446,635 | $10,272,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 198,892 | $10,260,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 263,354 | $10,240,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,554,792 | $10,193,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 374,315 | $10,159,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 290,893 | $10,127,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 100,663 | $10,125,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 859,843 | $10,094,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 181,514 | $10,077,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 820,432 | $10,074,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,350,284 | $10,073,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 200,000 | $10,062,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 272,601 | $10,062,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 526,319 | $10,025,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 660,806 | $10,025,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 1,462,879 | $10,020,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 331,331 | $9,980,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,111,073 | $9,955,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 662,301 | $9,935,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 607,292 | $9,839,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 340,925 | $9,785,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 255,404 | $9,775,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 3,627,433 | $9,758,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 296,518 | $9,750,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 972,411 | $9,743,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,259,237 | $9,708,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 734,566 | $9,695,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 661,670 | $9,686,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 2,390,463 | $9,681,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 400,000 | $9,600,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,173,611 | $9,589,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 547,474 | $9,586,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 471,919 | $9,571,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,127,677 | $9,552,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 164,360 | $9,551,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,354,316 | $9,489,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,812,421 | $9,477,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,083,750 | $9,429,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,096,573 | $9,420,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 366,492 | $9,378,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 6,251,361 | $9,377,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 323,385 | $9,375,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 531,398 | $9,358,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 416,585 | $9,311,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 406,867 | $9,237,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,538,466 | $9,231,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 913,731 | $9,210,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 172,946 | $9,209,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 541,305 | $9,177,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,455,498 | $9,169,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 293,321 | $9,164,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 477,962 | $9,162,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 799,709 | $9,148,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,355,243 | $9,139,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,106,903 | $9,132,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 268,137 | $9,128,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,650,912 | $9,127,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 270,600 | $9,068,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 117,000 | $9,058,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 1,193,914 | $9,049,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,080,557 | $9,023,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 807,040 | $9,022,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,606,144 | $9,017,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 486,302 | $9,016,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 219,909 | $8,971,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 164,234 | $8,969,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 841,527 | $8,920,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 119,132 | $8,917,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 274,772 | $8,910,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,196,668 | $8,904,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 297,435 | $8,870,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 460,664 | $8,855,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 131,420 | $8,831,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 182,408 | $8,818,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 233,241 | $8,802,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 573,512 | $8,718,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 100,000 | $8,714,000 | thousands by filing date | put |
| THE BANK OF PRINCETON | 064520109 | COMMON | 290,264 | $8,708,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,019,806 | $8,607,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 550,819 | $8,604,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 2,809,565 | $8,513,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 807,598 | $8,505,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 280,278 | $8,503,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 324,513 | $8,499,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,045,111 | $8,486,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 635,076 | $8,414,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 135,278 | $8,407,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 2,926,656 | $8,399,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 333,432 | $8,385,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 197,507 | $8,368,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 628,892 | $8,359,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 540,879 | $8,351,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 92,701 | $8,329,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 215,585 | $8,315,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 484,922 | $8,272,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 483,592 | $8,201,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,608,881 | $8,191,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 432,448 | $8,182,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 254,667 | $8,165,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 115,456 | $8,143,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 1,722,014 | $8,110,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 48,489 | $8,106,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 324,268 | $8,091,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 158,237 | $8,088,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 296,893 | $8,084,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,104,325 | $8,084,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 7,398,749 | $8,065,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 5,225,866 | $8,046,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,260,484 | $8,010,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 565,949 | $8,007,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 390,592 | $7,988,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 148,879 | $7,959,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 840,707 | $7,952,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 486,053 | $7,898,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,294,257 | $7,894,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 3,538,908 | $7,821,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 211,119 | $7,801,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 7,091,184 | $7,800,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 341,190 | $7,776,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 311,023 | $7,775,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 619,801 | $7,735,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 676,348 | $7,704,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,595,853 | $7,683,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 172,827 | $7,677,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 406,288 | $7,660,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 273,114 | $7,652,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,328,852 | $7,640,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 300,000 | $7,630,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 810,478 | $7,610,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 4,635,930 | $7,602,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 300,000 | $7,600,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 344,768 | $7,589,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 656,778 | $7,559,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 300,000 | $7,556,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,950,000 | $7,553,000 | thousands by filing date | principal |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 300,000 | $7,545,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 202,722 | $7,543,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 260,000 | $7,520,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,323,332 | $7,480,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 220,177 | $7,427,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 146,034 | $7,381,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 634,441 | $7,374,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,431,021 | $7,356,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 491,350 | $7,356,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 481,868 | $7,349,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,897,484 | $7,343,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 70,706 | $7,343,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 543,305 | $7,341,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,678,355 | $7,335,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 729,642 | $7,334,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 804,478 | $7,321,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 58,256 | $7,317,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 559,656 | $7,270,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 7,761,000 | $7,268,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 7,475,000 | $7,267,000 | thousands by filing date | principal |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 151,861 | $7,257,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 244,869 | $7,253,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 300,000 | $7,232,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,180,331 | $7,224,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 75,528 | $7,220,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 162,294 | $7,218,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 189,017 | $7,207,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,285,832 | $7,154,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,050,000 | $7,148,000 | thousands by filing date | principal |
| OP BANCORP | 67109R109 | COMMON STOCK | 657,638 | $7,129,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 360,910 | $7,127,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 296,092 | $7,118,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,565,612 | $7,107,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,798,335 | $7,051,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 138,327 | $7,050,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 236,332 | $7,046,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 402,617 | $7,045,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 71,107 | $7,025,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 132,444 | $7,020,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 103,220 | $6,981,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 773,782 | $6,957,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 258,530 | $6,928,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 532,385 | $6,920,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 893,072 | $6,912,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 805,386 | $6,902,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 3,073,429 | $6,885,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,379,374 | $6,856,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 456,495 | $6,847,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 432,775 | $6,838,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 80,430 | $6,827,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 292,171 | $6,719,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 180,527 | $6,680,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 989,850 | $6,671,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 833,030 | $6,665,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 198,932 | $6,658,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 822,592 | $6,638,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 356,151 | $6,578,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 218,571 | $6,568,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 886,098 | $6,565,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 1,205,533 | $6,559,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,660,359 | $6,541,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,983,109 | $6,534,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 778,551 | $6,516,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 844,391 | $6,512,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 463,030 | $6,496,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,570,427 | $6,470,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 176,346 | $6,444,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 449,373 | $6,422,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 702,461 | $6,407,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,338,391 | $6,403,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 232,087 | $6,401,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 1,734,118 | $6,381,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 38,888 | $6,354,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 119,549 | $6,354,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 608,511 | $6,353,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 608,878 | $6,320,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 408,930 | $6,313,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 5,350,000 | $6,303,000 | thousands by filing date | principal |
| SILVERBOW RES INC | 82836G102 | COM | 454,939 | $6,301,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,118,467 | $6,297,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 827,383 | $6,271,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 598,800 | $6,269,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 54,167 | $6,242,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 249,037 | $6,223,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 26,436 | $6,219,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 544,148 | $6,193,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 316,199 | $6,181,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 1,488,503 | $6,178,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 162,764 | $6,177,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 121,000 | $6,147,000 | thousands by filing date | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 22,669 | $6,101,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 468,446 | $6,090,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 6,275,000 | $6,072,000 | thousands by filing date | principal |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 921,425 | $6,063,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,087,908 | $6,060,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 161,922 | $6,057,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 527,181 | $6,046,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 1,025,286 | $6,041,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,458,675 | $6,025,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,344,774 | $5,971,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 2,418,197 | $5,949,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 863,021 | $5,937,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 139,395 | $5,926,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 454,804 | $5,907,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 654,753 | $5,879,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 451,723 | $5,873,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 209,821 | $5,873,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 100,000 | $5,845,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 369,704 | $5,841,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 98,571 | $5,835,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 520,810 | $5,792,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 445,287 | $5,785,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,438,608 | $5,779,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,163,750 | $5,760,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 8,142,798 | $5,730,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 139,840 | $5,714,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 110,000 | $5,714,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 365,541 | $5,658,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 988,361 | $5,634,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 331,495 | $5,619,000 | thousands by filing date | |
| INTELSAT S A | L5140P901 | CALL | 288,000 | $5,602,000 | thousands by filing date | call |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 361,580 | $5,594,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001086364-19-000100 | this filing | 2019-08-23 | acceptance time not in the bulk data set |