13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-09, with 5,060 holding rows worth $2,170,576,650,000.
- Accession
- 0001086364-18-000066
- Filer
- CIK 1364742
- Filed
- 2018-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 43,685 entries on the cover page, a total value of $2,170,576,650,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,170,576,650,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Investment Management (Korea) Ltd.
- included managerBlackRock Asset Management Schweiz AG
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 765,000 | $712,000 | thousands by filing date | principal |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 37,024 | $710,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 53,563 | $709,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 700,000 | $707,000 | thousands by filing date | principal |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 493,758 | $706,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 775,000 | $703,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 705,000 | $701,000 | thousands by filing date | principal |
| VINCE HLDG CORP | 92719W207 | COM NEW | 42,116 | $694,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 565,000 | $692,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 10,545 | $685,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 120,991 | $683,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 295,771 | $680,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 725,000 | $672,000 | thousands by filing date | principal |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 45,000 | $668,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 750,000 | $657,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 350,000 | $652,000 | thousands by filing date | principal |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 11,847 | $650,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 641,631 | $642,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 78,836 | $641,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,561,392 | $640,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 540,000 | $640,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 600,000 | $638,000 | thousands by filing date | principal |
| LAKELAND INDS INC | 511795106 | COM | 44,789 | $634,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 455,000 | $633,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 350,000 | $630,000 | thousands by filing date | principal |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 71,876 | $629,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 310,083 | $627,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 550,000 | $627,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 42,359 | $625,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 650,000 | $619,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 550,000 | $612,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 665,000 | $610,000 | thousands by filing date | principal |
| INTERSECTIONS INC | 460981301 | COM | 300,440 | $610,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 60,194 | $608,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 465,000 | $601,000 | thousands by filing date | principal |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 425,385 | $600,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 600,000 | $600,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 10,619 | $599,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 450,000 | $597,000 | thousands by filing date | principal |
| CIVEO CORP CDA | 17878Y108 | COM | 136,758 | $597,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 270,545 | $596,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 174,895 | $596,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 650,000 | $594,000 | thousands by filing date | principal |
| AQUA METALS INC | 03837J101 | COM | 206,124 | $593,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 590,000 | $592,000 | thousands by filing date | principal |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 23,869 | $586,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 51,246 | $585,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 196,555 | $585,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 575,000 | $584,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 525,000 | $584,000 | thousands by filing date | principal |
| RADISYS CORP | 750459109 | COM | 834,314 | $583,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 475,000 | $582,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 475,000 | $582,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 575,000 | $582,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 565,000 | $582,000 | thousands by filing date | principal |
| TWO RIV BANCORP | 90207C105 | COMMON | 30,393 | $581,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 590,000 | $579,000 | thousands by filing date | principal |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 219,770 | $576,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 347,282 | $576,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 30,000 | $575,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 430,000 | $570,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 575,000 | $569,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 74,497 | $568,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 565,000 | $568,000 | thousands by filing date | principal |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,480,065 | $566,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 29,350 | $565,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 108,548 | $565,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 575,000 | $564,000 | thousands by filing date | principal |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 41,568 | $561,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 198,930 | $559,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 430,000 | $558,000 | thousands by filing date | principal |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 238,139 | $550,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 5,095 | $549,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 34,234 | $548,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,557 | $547,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 664,264 | $547,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 506,867 | $547,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 37,606 | $546,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 339,265 | $546,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 55,158 | $543,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 450,000 | $542,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 575,000 | $541,000 | thousands by filing date | principal |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 222,330 | $540,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 15,081 | $539,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 565,000 | $537,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 400,000 | $530,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 500,000 | $529,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 525,000 | $527,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 530,000 | $525,000 | thousands by filing date | principal |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 16,487 | $523,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 892,273 | $521,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 13,550 | $520,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 525,000 | $518,000 | thousands by filing date | principal |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 135,790 | $517,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 500,000 | $510,000 | thousands by filing date | principal |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 1,315,815 | $509,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 600,000 | $506,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 500,000 | $504,000 | thousands by filing date | principal |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 370,505 | $504,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 475,000 | $502,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 540,000 | $501,000 | thousands by filing date | principal |
| Cbs Corporation Cl A New | 124857103 | CLA | 8,849 | $500,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 85,925 | $494,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 361,171 | $493,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 44,232 | $491,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 324,099 | $490,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,221 | $489,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 76,605 | $488,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 122,058 | $486,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 156,902 | $486,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 550,000 | $484,000 | thousands by filing date | principal |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 55,043 | $482,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $479,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 415,000 | $478,000 | thousands by filing date | principal |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 25,000 | $475,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 450,000 | $474,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 530,000 | $470,000 | thousands by filing date | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 14,268 | $469,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 313,022 | $469,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 465,000 | $468,000 | thousands by filing date | principal |
| BOVIE MEDICAL CORP | 10211F100 | COM | 106,961 | $465,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 490,000 | $465,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 480,000 | $464,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 480,000 | $464,000 | thousands by filing date | principal |
| ISHARES TR | 464287861 | EUROPE ETF | 10,115 | $453,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 394,320 | $453,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 12,468 | $448,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,204,946 | $447,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 23,596 | $446,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 450,000 | $446,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 36,936 | $444,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 565,000 | $444,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 450,000 | $444,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 475,000 | $441,000 | thousands by filing date | principal |
| KEMPHARM INC COM NEW | 488445107 | Stock | 67,605 | $440,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 26,409 | $438,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 475,000 | $437,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 466,000 | $435,000 | thousands by filing date | principal |
| LIBERTY TAX INC | 53128T102 | CL A | 53,617 | $433,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 525,000 | $429,000 | thousands by filing date | principal |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 436,384 | $428,000 | thousands by filing date | principal |
| Schwab US TIPS ETF | 808524870 | SHS | 7,743 | $425,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,608 | $425,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 113,014 | $425,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 26,505 | $420,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 22,215 | $419,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 415,000 | $417,000 | thousands by filing date | principal |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 202,003 | $416,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 11,585 | $415,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 54,997 | $413,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 22,991 | $412,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 21,292 | $409,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 492,287 | $406,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 75,960 | $405,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 400,000 | $402,000 | thousands by filing date | principal |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 51,628 | $400,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 9,642 | $397,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 52,320 | $397,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,019 | $392,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 49,603 | $392,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 869,606 | $391,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 105,593 | $390,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 299,870 | $390,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 375,000 | $390,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 585,357 | $386,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 174,851 | $386,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 59,431 | $385,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 400,000 | $385,000 | thousands by filing date | principal |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 38,322 | $384,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 109,516 | $383,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 67,870 | $383,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 85,094 | $381,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 400,000 | $371,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 375,000 | $371,000 | thousands by filing date | principal |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 71,132 | $369,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 129,847 | $369,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 18,630 | $367,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 964,994 | $365,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 200,000 | $364,000 | thousands by filing date | principal |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 169,434 | $359,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 164,010 | $352,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 79,851 | $351,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 73,847 | $351,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 52,188 | $349,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 325,000 | $349,000 | thousands by filing date | principal |
| BIOLASE INC | 090911207 | COM NEW | 288,143 | $348,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 12,553 | $348,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 42,151 | $347,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 370,000 | $347,000 | thousands by filing date | principal |
| EDGE THERAPEUTICS INC | 279870109 | COM | 337,073 | $347,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 380,127 | $345,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 302,983 | $343,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 39,371 | $339,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 114,844 | $339,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 39,441 | $336,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 350,000 | $336,000 | thousands by filing date | principal |
| NEXA RES S A | L67359106 | COM | 28,271 | $333,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 29,365 | $331,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 238,940 | $330,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 400,000 | $329,000 | thousands by filing date | principal |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 109,908 | $327,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 50,529 | $327,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 325,000 | $325,000 | thousands by filing date | principal |
| AIR T INC | 009207101 | COM | 9,692 | $324,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 278,721 | $323,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 82,702 | $323,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 369,026 | $322,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 19,395 | $322,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 98,688 | $321,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,337,050 | $320,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 53,781 | $320,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 25,660 | $318,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 33,025 | $317,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 83,748 | $314,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 30,074 | $312,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 18,602 | $312,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 163,663 | $310,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,744 | $309,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 12,069 | $308,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,122 | $308,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 475,000 | $308,000 | thousands by filing date | principal |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 146,090 | $304,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 8,159 | $303,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 469,578 | $301,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 74,002 | $300,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 300,000 | $299,000 | thousands by filing date | principal |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 16,778 | $297,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 29,216 | $297,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 180,751 | $296,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 233,722 | $294,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 123,320 | $293,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,824 | $292,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 27,612 | $290,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 80,059 | $286,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 24,434 | $285,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 27,010 | $285,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 38,035 | $284,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,660 | $283,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 310,903 | $282,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 208,282 | $281,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 42,863 | $280,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 38,255 | $278,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 260,000 | $277,000 | thousands by filing date | principal |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 102,763 | $277,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 475,000 | $276,000 | thousands by filing date | principal |
| DATA I O CORP | 237690102 | COM | 42,296 | $269,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 788,551 | $269,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 25,161 | $267,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 272,248 | $266,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 188,961 | $266,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 141,532 | $265,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 81,119 | $263,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 171,776 | $257,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 10,298 | $256,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,405 | $255,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 400,000 | $253,000 | thousands by filing date | principal |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 182,837 | $253,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 26,580 | $252,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 25,553 | $252,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 29,183 | $252,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 22,147 | $251,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 22,586 | $250,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 35,807 | $249,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 8,664 | $248,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,076 | $247,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 22,638 | $247,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 23,142 | $245,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 26,628 | $245,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 65,283 | $244,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 21,261 | $243,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 5,522 | $242,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 71,866 | $239,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 73,044 | $238,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 28,745 | $235,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 65,821 | $234,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 25,015 | $234,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 17,369 | $229,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 113,563 | $229,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 929 | $226,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,021 | $223,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 41,111 | $223,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 79,231 | $223,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,370 | $222,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 53,463 | $221,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 56,511 | $221,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 109,334 | $220,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 27,013 | $219,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 93,855 | $218,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 165,269 | $218,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 6,121 | $214,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 106,940 | $214,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 16,523 | $212,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 24,269 | $209,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 28,041 | $209,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 23,947 | $209,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 46,718 | $208,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 242,141 | $207,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 42,510 | $206,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 31,854 | $204,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 121,626 | $203,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 12,361 | $201,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 114,911 | $201,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 12,495 | $200,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 35,456 | $199,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 53,219 | $198,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 20,368 | $198,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 39,862 | $197,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 13,040 | $194,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 107,953 | $193,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 14,451 | $192,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 25,495 | $192,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 76,288 | $191,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 32,657 | $190,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 20,137 | $189,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,194 | $188,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 21,520 | $188,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 37,512 | $187,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 32,705 | $186,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 54,696 | $186,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,040 | $185,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3,685 | $184,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 12,059 | $184,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 83,032 | $183,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 70,737 | $183,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 29,226 | $182,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 29,576 | $181,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 8,763 | $181,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 149,972 | $180,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 9,542 | $179,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 10,874 | $178,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 87,262 | $176,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 45,420 | $176,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 30,705 | $175,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 38,943 | $175,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 15,761 | $175,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,319 | $173,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 82,066 | $173,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,000 | $173,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 10,000 | $173,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 20,152 | $173,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 53,717 | $172,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 94,170 | $172,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 423,010 | $171,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 42,316 | $171,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,038 | $170,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 16,818 | $170,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 8,992 | $169,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 17,830 | $169,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 66,146 | $169,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 19,905 | $169,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 18,333 | $168,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 20,272 | $168,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 21,538 | $168,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 69,830 | $168,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 7,786 | $168,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 51,094 | $168,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 30,532 | $167,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 19,167 | $166,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,236 | $165,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 22,650 | $164,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 84,091 | $164,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 55,026 | $164,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 21,839 | $161,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 47,826 | $160,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 17,919 | $160,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 22,768 | $159,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 75,607 | $159,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 794,302 | $159,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 94,637 | $159,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 42,923 | $158,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 51,725 | $157,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,148 | $156,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 64,057 | $155,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,207 | $154,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 12,970 | $153,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,489 | $151,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 83,882 | $151,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 359,600 | $151,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 2,604 | $150,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 4,130 | $149,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,151 | $149,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 3,450 | $148,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 28,404 | $146,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 7,439 | $146,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 2,347 | $146,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 458,448 | $146,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 48,737 | $143,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 20,417 | $143,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 9,345 | $142,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 46,031 | $142,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 40,858 | $142,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 40,878 | $142,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 34,039 | $140,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 45,568 | $139,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 63,419 | $138,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 246,495 | $138,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 14,957 | $137,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 62,346 | $137,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 15,190 | $137,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 54,753 | $137,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 39,580 | $135,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,810 | $134,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 15,070 | $134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,757 | $133,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 4,937 | $132,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 16,205 | $132,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 559,381 | $132,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 37,512 | $132,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,619 | $131,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 35,392 | $131,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 291,604 | $131,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 113,112 | $130,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 5,473 | $130,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 60,264 | $130,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 878 | $128,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 64,025 | $128,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 38,891 | $128,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 23,558 | $127,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 6,219 | $127,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 6,542 | $127,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 62,280 | $127,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,673 | $126,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 81,445 | $126,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 68,580 | $126,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 16,493 | $125,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 9,994 | $125,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 8,359 | $125,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,536 | $124,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 53,064 | $124,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 74,157 | $122,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 6,100 | $122,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 31,621 | $122,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 41,178 | $121,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 8,028 | $121,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 41,923 | $120,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 27,520 | $120,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 12,979 | $119,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 128,314 | $118,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 50,389 | $118,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 31,988 | $117,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 61,562 | $117,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 22,843 | $116,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 9,672 | $114,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 43,550 | $114,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 27,549 | $113,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 16,789 | $112,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 3,006 | $111,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 3,986 | $111,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 15,696 | $111,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 5,038 | $110,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 43,588 | $110,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 665 | $109,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 60,136 | $108,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 23,815 | $108,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 193,335 | $106,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 16,338 | $104,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,393 | $103,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 44,068 | $103,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 58,934 | $102,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 41,068 | $100,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6,353 | $100,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,570 | $99,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 5,375 | $97,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 76,681 | $97,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 6,734 | $97,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 18,912 | $96,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 15,059 | $95,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 60,581 | $95,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 10,916 | $93,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 39,761 | $93,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 23,088 | $91,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 36,641 | $90,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 28,029 | $90,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 15,561 | $90,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 114,956 | $89,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 50,046 | $89,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 658 | $88,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 5,193 | $88,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 16,385 | $88,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 14,770 | $87,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 639 | $86,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 81,360 | $86,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 4,775 | $85,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 28,951 | $85,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 11,867 | $84,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 12,407 | $84,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 61,196 | $84,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 6,258 | $83,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 15,705 | $82,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 42,369 | $82,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 14,086 | $82,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 412,666 | $81,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 55,147 | $80,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 450 | $79,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 51,229 | $79,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,555 | $78,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 20,181 | $78,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 6,759 | $78,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 70,154 | $78,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 265,124 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-18-000066 | this filing | 2018-08-09 | acceptance time not in the bulk data set |