13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-09, with 5,060 holding rows worth $2,170,576,650,000.
- Accession
- 0001086364-18-000066
- Filer
- CIK 1364742
- Filed
- 2018-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 43,685 entries on the cover page, a total value of $2,170,576,650,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,170,576,650,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Investment Management (Korea) Ltd.
- included managerBlackRock Asset Management Schweiz AG
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 702,677 | $15,585,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 132,909 | $15,576,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 749,444 | $15,551,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,596,301 | $15,531,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,473,396 | $15,515,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,313,415 | $15,507,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 9,478,814 | $15,451,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 768,233 | $15,443,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,593,187 | $15,403,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,379,843 | $15,385,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,945,151 | $15,366,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,242,025 | $15,356,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 1,010,338 | $15,348,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,537,331 | $15,297,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 6,597,842 | $15,243,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 340,445 | $15,234,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,163,724 | $15,222,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 344,065 | $15,208,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,303,463 | $15,186,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 413,951 | $15,158,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 609,981 | $15,158,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 148,356 | $15,116,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,174,414 | $15,113,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 459,344 | $15,108,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 440,367 | $15,017,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 401,019 | $14,974,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 514,974 | $14,960,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 158,611 | $14,925,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 6,267,257 | $14,917,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 4,172,314 | $14,895,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 554,122 | $14,873,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 781,452 | $14,863,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,803,796 | $14,859,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 468,991 | $14,842,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 631,874 | $14,830,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 123,571 | $14,829,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,888,343 | $14,788,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 429,588 | $14,778,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 594,020 | $14,744,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 902,410 | $14,736,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,437,932 | $14,711,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 174,404 | $14,698,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,468,261 | $14,683,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,170,355 | $14,521,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 167,101 | $14,462,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,621,424 | $14,462,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 657,592 | $14,434,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 2,357,694 | $14,382,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 473,384 | $14,366,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 2,762,139 | $14,363,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 171,163 | $14,360,000 | thousands by filing date | |
| VTI | 922908769 | COM | 102,208 | $14,353,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 1,375,879 | $14,336,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,333,287 | $14,326,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 363,537 | $14,313,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 3,348,240 | $14,231,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 802,900 | $14,194,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 373,682 | $14,192,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 617,386 | $14,169,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,825,811 | $14,131,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 841,249 | $14,125,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,325,147 | $14,114,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 560,056 | $14,113,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 960,565 | $14,073,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 563,876 | $14,069,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 878,024 | $14,004,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,427,562 | $13,991,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 2,803,182 | $13,958,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 534,409 | $13,895,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,432,273 | $13,892,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 793,504 | $13,886,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 2,227,949 | $13,880,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 3,013,332 | $13,861,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 156,106 | $13,859,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 492,571 | $13,817,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 632,686 | $13,792,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 733,554 | $13,696,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 350,195 | $13,665,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 439,807 | $13,634,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 1,176,141 | $13,620,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,685,490 | $13,616,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 3,508,959 | $13,615,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,704,183 | $13,576,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 544,805 | $13,566,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 655,989 | $13,545,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 356,262 | $13,513,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 170,519 | $13,489,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 1,336,500 | $13,459,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 357,780 | $13,428,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 437,094 | $13,410,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,757,324 | $13,409,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 535,248 | $13,394,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 58,076 | $13,369,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,748,563 | $13,359,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,965,882 | $13,270,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,409,806 | $13,266,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 10,043,638 | $13,257,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 3,578,459 | $13,240,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,499,165 | $13,157,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2,246,847 | $13,144,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 540,399 | $13,099,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 395,538 | $13,077,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,091,282 | $13,070,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 395,295 | $13,065,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 71,107 | $13,046,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 338,807 | $13,039,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 672,717 | $13,031,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,584,561 | $12,994,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 946,478 | $12,994,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,717,966 | $12,980,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,536,283 | $12,967,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 9,845,000 | $12,952,000 | thousands by filing date | principal |
| GP STRATEGIES CORP | 36225V104 | COM | 731,786 | $12,881,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 816,103 | $12,869,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,839,688 | $12,847,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 3,261,288 | $12,784,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 511,646 | $12,772,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 737,245 | $12,747,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 2,341,425 | $12,739,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 509,747 | $12,616,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 443,713 | $12,552,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 547,600 | $12,524,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,701,349 | $12,487,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 719,068 | $12,483,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 150,240 | $12,449,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 510,543 | $12,432,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 590,108 | $12,386,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 280,873 | $12,331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 407,729 | $12,297,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,119,507 | $12,290,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 193,733 | $12,252,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 371,803 | $12,248,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 183,000 | $12,246,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 237,135 | $12,191,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,916,591 | $12,189,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 380,487 | $12,136,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 458,437 | $12,080,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,608,691 | $12,065,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 784,222 | $12,061,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 461,157 | $11,995,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 251,628 | $11,973,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,226,178 | $11,967,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 238,370 | $11,941,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,447,407 | $11,928,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,000,281 | $11,922,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 310,800 | $11,913,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,699,223 | $11,911,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 477,161 | $11,910,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 428,064 | $11,836,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 936,948 | $11,826,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 6,000,666 | $11,821,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 558,245 | $11,813,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,268,878 | $11,798,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,580,717 | $11,775,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 881,424 | $11,775,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 249,747 | $11,731,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,670,816 | $11,729,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 884,564 | $11,721,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 648,737 | $11,678,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,430,667 | $11,664,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 970,738 | $11,649,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 799,431 | $11,632,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 207,000 | $11,617,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 941,665 | $11,583,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,851,047 | $11,560,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 271,591 | $11,551,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,478,855 | $11,534,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 588,852 | $11,512,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 1,222,314 | $11,476,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,272,930 | $11,456,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,517,417 | $11,456,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 873,911 | $11,448,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,185,581 | $11,441,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 336,287 | $11,434,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 149,471 | $11,420,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 437,397 | $11,371,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,153,537 | $11,339,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 332,796 | $11,332,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 606,140 | $11,316,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 9,668,529 | $11,313,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 225,000 | $11,285,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 298,840 | $11,280,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 292,265 | $11,253,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 553,149 | $11,239,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 505,898 | $11,211,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 213,610 | $11,204,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 821,285 | $11,178,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 441,304 | $11,156,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 6,964,346 | $11,143,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 2,338,349 | $11,107,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 532,457 | $11,027,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 687,258 | $10,961,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 1,714,555 | $10,955,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 623,381 | $10,941,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 2,541,788 | $10,930,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,279,452 | $10,850,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,613,757 | $10,848,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 530,977 | $10,831,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 795,564 | $10,829,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 213,093 | $10,791,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 717,441 | $10,762,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 850,187 | $10,754,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 254,629 | $10,729,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,089,675 | $10,698,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,394,905 | $10,684,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 230,734 | $10,637,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 367,415 | $10,610,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 719,022 | $10,605,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 682,079 | $10,572,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 767,537 | $10,570,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 394,026 | $10,543,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,128,767 | $10,542,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 826,305 | $10,536,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,658,275 | $10,530,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 340,836 | $10,515,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 793,339 | $10,511,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,392,430 | $10,482,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 881,959 | $10,461,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 932,174 | $10,394,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 272,756 | $10,351,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,669,330 | $10,348,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 802,044 | $10,346,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 353,698 | $10,321,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 431,387 | $10,258,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 627,248 | $10,230,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 283,879 | $10,225,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 799,548 | $10,194,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 955,615 | $10,178,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 227,192 | $10,173,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,390,857 | $10,172,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,955,454 | $10,169,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 162,501 | $10,164,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,598,942 | $10,161,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 534,776 | $10,155,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 341,457 | $10,141,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,508,442 | $10,122,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 505,910 | $10,093,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 137,425 | $10,035,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,031,050 | $10,022,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 496,337 | $10,016,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 716,692 | $9,960,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,736,135 | $9,879,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,986,795 | $9,834,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,966,411 | $9,753,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 564,246 | $9,745,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 323,896 | $9,736,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 546,999 | $9,726,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 302,358 | $9,720,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 409,836 | $9,692,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 937,866 | $9,661,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 2,882,902 | $9,657,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 2,121,271 | $9,651,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 611,861 | $9,557,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,100,685 | $9,520,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 317,689 | $9,498,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 182,762 | $9,485,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,389,423 | $9,448,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,950,422 | $9,440,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 967,722 | $9,435,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 320,610 | $9,394,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 423,985 | $9,387,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 277,920 | $9,380,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 448,856 | $9,373,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 245,206 | $9,333,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,665,808 | $9,328,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 322,550 | $9,328,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 472,313 | $9,305,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,037,269 | $9,284,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 268,144 | $9,278,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 348,576 | $9,255,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,328,535 | $9,245,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 985,440 | $9,203,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,039,559 | $9,200,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 186,600 | $9,185,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 1,103,030 | $9,099,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 341,196 | $9,090,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 600,109 | $9,085,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 777,004 | $9,068,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 763,292 | $9,060,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 2,241,254 | $9,055,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 296,884 | $9,043,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 246,499 | $9,040,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 271,834 | $9,039,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 630,650 | $9,033,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 316,583 | $9,022,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 815,882 | $9,017,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 520,000 | $8,975,000 | thousands by filing date | call |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,058,585 | $8,956,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,010,733 | $8,955,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,392,476 | $8,927,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 914,114 | $8,913,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 234,106 | $8,913,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 710,439 | $8,868,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 134,287 | $8,862,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 298,628 | $8,842,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 288,469 | $8,816,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 172,616 | $8,814,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,385,288 | $8,803,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 649,709 | $8,797,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 376,968 | $8,764,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,576,412 | $8,760,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 806,878 | $8,755,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,039,535 | $8,742,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 822,505 | $8,703,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 458,624 | $8,699,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 940,444 | $8,662,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 177,500 | $8,609,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 542,388 | $8,596,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 341,706 | $8,577,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 67,539 | $8,560,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 3,504,971 | $8,551,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 502,570 | $8,519,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 373,250 | $8,492,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 665,792 | $8,482,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 735,224 | $8,458,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 827,550 | $8,416,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 300,509 | $8,411,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 252,563 | $8,398,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 274,371 | $8,382,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 748,945 | $8,351,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 351,685 | $8,324,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 485,120 | $8,295,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 283,960 | $8,287,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 428,296 | $8,266,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 346,353 | $8,243,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 649,563 | $8,229,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 860,497 | $8,218,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 505,390 | $8,207,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 526,761 | $8,181,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 817,001 | $8,153,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 162,691 | $8,152,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 131,000 | $8,149,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 297,045 | $8,106,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,571,226 | $8,106,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 930,255 | $8,094,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,099,871 | $8,084,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 370,701 | $8,081,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 504,237 | $8,053,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 339,012 | $8,017,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 489,782 | $7,984,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,297,143 | $7,980,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 471,760 | $7,973,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 172,968 | $7,963,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 183,000 | $7,930,000 | thousands by filing date | put |
| ISHARES TR | 464288372 | COM | 184,509 | $7,924,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 235,372 | $7,920,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 172,427 | $7,902,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 5,950,000 | $7,834,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 2,549,061 | $7,801,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 339,511 | $7,775,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 2,337,249 | $7,735,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 218,345 | $7,720,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 242,566 | $7,690,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,575,413 | $7,689,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 352,900 | $7,679,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 364,438 | $7,677,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,441,858 | $7,657,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,645,328 | $7,635,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 189,379 | $7,632,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 26,000 | $7,623,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 480,524 | $7,606,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 653,154 | $7,590,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 898,472 | $7,548,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 175,433 | $7,544,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 447,618 | $7,529,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 533,511 | $7,523,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 150,000 | $7,503,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 266,977 | $7,488,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 7,532,680 | $7,484,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 513,917 | $7,468,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 56,120 | $7,437,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 567,707 | $7,397,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 334,259 | $7,380,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 203,000 | $7,369,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 748,943 | $7,363,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 141,971 | $7,347,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 735,520 | $7,333,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 202,733 | $7,331,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 394,974 | $7,318,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 777,117 | $7,282,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,106,165 | $7,246,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 3,158,317 | $7,233,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 210,165 | $7,231,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 14,646,850 | $7,175,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 561,856 | $7,146,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 7,000,000 | $7,140,000 | thousands by filing date | principal |
| PFENEX INC | 717071104 | COM | 1,316,873 | $7,125,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 441,148 | $7,124,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 286,807 | $7,119,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 291,518 | $7,098,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,731,099 | $7,097,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 373,608 | $7,080,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,482,866 | $7,057,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 303,000 | $7,041,000 | thousands by filing date | put |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 560,360 | $7,033,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 627,773 | $7,031,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 113,339 | $7,026,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 368,160 | $7,024,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 138,467 | $7,021,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 218,049 | $7,016,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 342,032 | $6,994,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,884,616 | $6,992,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 734,407 | $6,991,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,693,417 | $6,977,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 241,946 | $6,970,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 263,709 | $6,959,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 150,000 | $6,957,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 261,000 | $6,940,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 421,037 | $6,925,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 443,113 | $6,902,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 415,230 | $6,901,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 86,800 | $6,893,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 480,015 | $6,883,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 386,498 | $6,880,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 409,447 | $6,859,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 209,000 | $6,857,000 | thousands by filing date | call |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 764,461 | $6,811,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 191,481 | $6,787,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 949,894 | $6,782,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 551,201 | $6,691,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 37,466 | $6,679,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 4,588,000 | $6,662,000 | thousands by filing date | principal |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 207,761 | $6,655,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 7,002 | $6,652,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 140,000 | $6,643,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 489,221 | $6,629,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 189,022 | $6,597,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 202,795 | $6,551,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 286,225 | $6,546,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 485,499 | $6,541,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 8,272,000 | $6,492,000 | thousands by filing date | principal |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 358,576 | $6,473,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 235,145 | $6,466,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 258,884 | $6,456,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 446,240 | $6,403,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 190,818 | $6,394,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 4,820,953 | $6,364,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 404,704 | $6,357,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,189,396 | $6,351,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 128,986 | $6,322,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 1,994,553 | $6,303,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 34,429 | $6,301,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 736,240 | $6,287,000 | thousands by filing date | |
| ALLERGAN PLC | SBY9D5468 | OPTIONS | 37,600 | $6,269,000 | thousands by filing date | call |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 505,763 | $6,251,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 780,744 | $6,207,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 233,190 | $6,187,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,432,671 | $6,131,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 122,860 | $6,098,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 322,864 | $6,091,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 2,557,023 | $6,060,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 390,150 | $5,973,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 309,520 | $5,970,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 909,206 | $5,956,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 9,000,000 | $5,946,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 164,739 | $5,917,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 3,339,499 | $5,911,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 527,568 | $5,909,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 865,212 | $5,892,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 555,044 | $5,795,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 426,056 | $5,794,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 79,585 | $5,754,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,144,988 | $5,747,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 159,572 | $5,737,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 483,258 | $5,727,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 179,912 | $5,683,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,903,033 | $5,671,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 717,515 | $5,668,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 100,000 | $5,648,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 542,681 | $5,633,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 45,825 | $5,633,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,006,104 | $5,615,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 4,717,957 | $5,614,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 283,038 | $5,605,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 980,339 | $5,520,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 210,611 | $5,518,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 52,500 | $5,503,000 | thousands by filing date | put |
| REMARK HLDGS INC | 75955K102 | COM | 1,406,299 | $5,498,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 74,590 | $5,481,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 98,608 | $5,451,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,618,459 | $5,437,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 208,948 | $5,436,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 971,718 | $5,412,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 785,480 | $5,411,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 677,747 | $5,388,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 46,365 | $5,351,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,709,611 | $5,350,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 162,977 | $5,310,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 425,529 | $5,299,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 552,867 | $5,269,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 190,500 | $5,239,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 224,403 | $5,233,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 313,078 | $5,220,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,175,000 | $5,206,000 | thousands by filing date | principal |
| Xunlei Ltd-Adr | 98419E108 | COM | 484,305 | $5,182,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 186,659 | $5,161,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,522,572 | $5,146,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 122,576 | $5,141,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 518,105 | $5,129,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 414,426 | $5,126,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-18-000066 | this filing | 2018-08-09 | acceptance time not in the bulk data set |