13F-HR filed by BlackRock Institutional Trust Company, N.A.
BlackRock Institutional Trust Company, N.A. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 3,855 holding rows worth $675,420,713,000.
- Accession
- 0001086364-17-000008
- Filer
- CIK 913414
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,855 entries on the cover page, a total value of $675,420,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $675,420,713,000 with VALUE read as thousands by filing date, 13F file number 028-03946. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 253,335 | $383,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 47,108 | $377,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 213,649 | $372,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 84,406 | $367,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 337,000 | $366,000 | thousands by filing date | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 23,346 | $364,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 235,948 | $363,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 59,037 | $360,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 74,280 | $359,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 144,054 | $354,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 80,119 | $353,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 39,649 | $352,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 30,592 | $352,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 309,934 | $347,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 14,446 | $347,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 73,773 | $346,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 51,103 | $342,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 97,950 | $338,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,900 | $337,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,407,988 | $332,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 7,500 | $331,000 | thousands by filing date | call |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 479,701 | $331,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 76,437 | $329,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 229,406 | $328,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 109,494 | $328,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 13,310 | $326,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 12,520 | $325,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 253,996 | $325,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 9,633 | $319,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 23,398 | $318,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 523,690 | $314,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 125,416 | $312,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 161,054 | $312,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 98,315 | $308,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 100,962 | $308,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 208,480 | $306,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 13,755 | $301,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 252,753 | $301,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 12,134 | $299,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 982,475 | $299,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 77,493 | $297,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 12,789 | $293,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 284,307 | $290,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 294,038 | $289,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 17,471 | $287,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 11,699 | $286,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,942 | $285,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 152,634 | $282,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,395 | $280,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 126,372 | $279,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 76,616 | $277,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 1,593,285 | $276,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 66,313 | $269,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 22,755 | $269,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 87,892 | $267,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 1,152,989 | $265,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 968,536 | $265,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 19,841 | $264,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 291,713 | $263,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 225,650 | $259,000 | thousands by filing date | |
| GENVEC INC | 37246C406 | COM PAR | 80,123 | $257,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 374,348 | $255,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 359,538 | $251,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 127,903 | $249,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 58,390 | $248,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 45,157 | $246,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 86,360 | $244,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,900 | $240,000 | thousands by filing date | call |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 190,106 | $238,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 38,517 | $233,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 9,228 | $233,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 80,368 | $231,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 71,141 | $230,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 54,499 | $229,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 5,218 | $228,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 14,770 | $224,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 8,188 | $221,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 17,309 | $215,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 32,906 | $214,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 33,565 | $213,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 6,758 | $209,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 49,500 | $208,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 8,237 | $207,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 5,956 | $203,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 49,302 | $201,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 16,249 | $198,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 37,881 | $196,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 10,678 | $196,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 10,687 | $195,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 9,969 | $194,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 21,220 | $194,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 8,380 | $193,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 56,767 | $193,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 26,166 | $188,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,000 | $186,000 | thousands by filing date | put |
| LANTRONIX INC | 516548203 | COMMON STOCK | 106,433 | $181,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 178,971 | $179,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 12,987 | $178,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 152,906 | $177,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 309,285 | $173,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 126,432 | $173,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 24,486 | $170,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 11,195 | $167,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 2,404,259 | $162,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 8,763 | $160,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 45,583 | $160,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 10,204 | $154,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,200 | $150,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,719,932 | $149,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 181,748 | $147,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | SB505PN71 | COM | 1,500 | $147,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,500 | $145,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 8,031 | $145,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 86,574 | $143,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 21,121 | $143,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 48,861 | $142,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 322,637 | $142,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 13,592 | $141,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 8,657 | $138,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 83,953 | $138,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 4,505 | $135,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 57,610 | $135,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 74,343 | $134,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 65,596 | $134,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 4,786 | $132,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 135,053 | $132,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 119,786 | $131,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 25,523 | $129,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 67,112 | $128,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 15,240 | $128,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 2,446 | $127,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 56,859 | $127,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 49,923 | $125,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 10,502 | $125,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 20,973 | $124,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 63,510 | $124,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 5,104 | $123,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 39,289 | $123,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 6,067 | $122,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 6,723 | $122,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 40,201 | $119,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,458 | $118,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 116,511 | $118,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 13,519 | $117,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 19,563 | $116,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 27,177 | $114,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 24,347 | $112,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 55,296 | $111,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 73,607 | $110,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,151 | $110,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 19,966 | $107,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 138,435 | $104,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 18,923 | $103,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 57,908 | $101,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 5,419 | $100,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 2,331 | $97,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 6,136 | $96,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 153,073 | $96,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 128,768 | $95,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,000 | $93,000 | thousands by filing date | put |
| FIRST US BANCSHARES INC | 33744V103 | COM | 8,321 | $92,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 141,257 | $92,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 42,591 | $87,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 136,333 | $86,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 52,063 | $85,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 26,412 | $84,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 25,936 | $82,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 79,123 | $82,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 46,238 | $80,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,746 | $78,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 40,421 | $78,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 19,974 | $77,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 3,378 | $74,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,500 | $73,000 | thousands by filing date | call |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 36,981 | $72,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 56,395 | $72,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 179,132 | $71,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 4,124 | $71,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 11,733 | $70,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 24,640 | $70,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 10,044 | $69,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 10,027 | $68,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 9,450 | $67,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 34,597 | $67,000 | thousands by filing date | |
| Functionx Inc New Com New | 36077T207 | COMMON | 27,191 | $66,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 13,236 | $65,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 4,241 | $63,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 2,586 | $63,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 24,789 | $63,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 8,812 | $63,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 4,086 | $61,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 75,000 | $61,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 6,431 | $60,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 2,252 | $59,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 47,644 | $59,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 58,783 | $56,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 500 | $55,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,833 | $55,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 4,045 | $55,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,000 | $55,000 | thousands by filing date | put |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 155,835 | $55,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 5,430 | $55,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,639 | $54,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,630 | $54,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 22,786 | $54,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 33,039 | $53,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,470 | $53,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,196 | $52,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 8,515 | $52,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 4,831 | $52,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 11,833 | $49,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1,985 | $48,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 5,840 | $48,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 6,578 | $48,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 334,492 | $47,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 22,930 | $46,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 20,390 | $46,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 7,119 | $45,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 10,562 | $45,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 56,732 | $44,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 101,212 | $43,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 51,264 | $42,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 42,034 | $41,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,000 | $40,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,126 | $40,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 9,708 | $40,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,539 | $39,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 20,324 | $38,000 | thousands by filing date | |
| MYLAN N V | SBVFMFG88 | OPTIONS | 1,000 | $38,000 | thousands by filing date | call |
| SIFCO INDS INC | 826546103 | COM | 4,822 | $37,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,000 | $36,000 | thousands by filing date | call |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,266 | $36,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,856 | $36,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,500 | $35,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 1,500 | $33,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,550 | $33,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 5,069 | $33,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 13,569 | $32,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 33,240 | $31,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 3,949 | $29,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 27,000 | $29,000 | thousands by filing date | principal |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,824 | $28,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 7,897 | $28,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 14,903 | $27,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 32,912 | $27,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 14,068 | $27,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 500 | $26,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 500 | $26,000 | thousands by filing date | call |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 8,102 | $26,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 22,454 | $26,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 4,016 | $25,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 9,898 | $24,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 3,365 | $24,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 14,002 | $24,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,078 | $23,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 653 | $22,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 2,600 | $22,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 46,543 | $22,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 9,373 | $21,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 2,640 | $21,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 4,208 | $21,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 8,261 | $21,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 14,044 | $21,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 300 | $20,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 14,495 | $20,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,434 | $19,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 26,568 | $18,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 20,929 | $18,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 1,254 | $18,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 18,226 | $17,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 11,880 | $17,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,032 | $17,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 12,424 | $17,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 4,606 | $16,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 18,131 | $16,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 359 | $15,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 863 | $15,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 10,671 | $15,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 25,547 | $15,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 20,503 | $15,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 5,728 | $14,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 9,802 | $14,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 53,394 | $14,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 11,154 | $14,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 5,967 | $13,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 14,092 | $13,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 11,052 | $13,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 300 | $12,000 | thousands by filing date | put |
| AEMETIS INC | 00770K202 | COM NEW | 8,120 | $11,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 10,303 | $11,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 10,075 | $11,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 4,840 | $11,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 9,469 | $10,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 7,401 | $10,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 4,920 | $9,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 3,184 | $9,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 10,389 | $9,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 685 | $9,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 8,345 | $9,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 3,275 | $9,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 3,063 | $8,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 33,796 | $8,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 5,862 | $8,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 10,877 | $8,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 337 | $7,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 13,199 | $7,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 8,169 | $7,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 5,760 | $7,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2,076 | $6,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 189 | $6,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 815 | $6,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 20,431 | $6,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 5,255 | $6,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 1,066 | $6,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 324 | $5,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 3,910 | $5,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 130 | $3,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 362 | $3,000 | thousands by filing date | |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 2,856 | $2,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 30,039 | $2,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 578 | $1,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 1,079 | $1,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 6,000 | $1,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELUS CORPORATION COM | 87971M103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINION DIAMOND CORP | 257287102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAFEPRESS INC | 12769A103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,826 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-17-000008 | this filing | 2017-02-10 | acceptance time not in the bulk data set |