13F-HR filed by BlackRock Institutional Trust Company, N.A.
BlackRock Institutional Trust Company, N.A. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 3,855 holding rows worth $675,420,713,000.
- Accession
- 0001086364-17-000008
- Filer
- CIK 913414
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,855 entries on the cover page, a total value of $675,420,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $675,420,713,000 with VALUE read as thousands by filing date, 13F file number 028-03946. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GIGPEAK INC | 37518Q109 | COM | 924,751 | $2,330,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 460,815 | $2,327,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 119,961 | $2,320,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,050,117 | $2,296,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 165,452 | $2,288,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 119,847 | $2,273,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 147,696 | $2,269,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 136,092 | $2,269,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18,989 | $2,259,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 216,782 | $2,257,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 55,160 | $2,256,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 189,823 | $2,249,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 198,005 | $2,247,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 203,920 | $2,241,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 418,322 | $2,238,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 514,361 | $2,237,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,135,480 | $2,221,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 124,344 | $2,220,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 252,833 | $2,217,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 100,174 | $2,197,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,909,511 | $2,196,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 216,051 | $2,186,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 182,792 | $2,173,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 165,541 | $2,169,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 70,603 | $2,158,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 47,738 | $2,155,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 17,304 | $2,151,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 529,349 | $2,144,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 67,387 | $2,138,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 89,261 | $2,129,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 244,404 | $2,119,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 370,367 | $2,111,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 162,281 | $2,110,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 63,643 | $2,107,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 381,679 | $2,099,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 44,029 | $2,090,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 279,643 | $2,069,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 71,279 | $2,064,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 172,566 | $2,062,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 108,087 | $2,059,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 437,334 | $2,055,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 131,567 | $2,052,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 376,278 | $2,039,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 152,296 | $2,038,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 276,177 | $2,035,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 473,165 | $2,035,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 81,255 | $2,032,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 96,355 | $2,028,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 364,854 | $2,018,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 85,028 | $2,017,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 212,230 | $2,006,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 265,686 | $2,006,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 63,737 | $2,004,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 252,570 | $1,995,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 123,468 | $1,994,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 348,105 | $1,991,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,158,849 | $1,982,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 267,445 | $1,952,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 149,160 | $1,939,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,374,269 | $1,924,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 82,600 | $1,920,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 46,698 | $1,919,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 101,118 | $1,915,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 144,164 | $1,913,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 102,851 | $1,905,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 176,226 | $1,903,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 31,714 | $1,903,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 187,439 | $1,903,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 301,007 | $1,896,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 49,074 | $1,895,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25,968 | $1,892,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,360,331 | $1,891,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 138,765 | $1,887,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 131,161 | $1,882,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 112,787 | $1,878,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,386,687 | $1,872,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 145,839 | $1,852,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 216,259 | $1,845,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 321,907 | $1,845,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 63,633 | $1,845,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 999,935 | $1,840,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 297,565 | $1,839,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,049,422 | $1,836,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 57,321 | $1,834,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 156,655 | $1,834,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 146,449 | $1,831,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 715,171 | $1,824,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 19,525 | $1,823,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 274,853 | $1,814,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 464,225 | $1,810,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 114,330 | $1,795,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 323,888 | $1,791,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 441,858 | $1,787,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 221,433 | $1,785,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 76,000 | $1,767,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 754,975 | $1,767,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 79,352 | $1,762,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 62,478 | $1,762,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 43,499 | $1,759,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 63,871 | $1,758,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 337,925 | $1,757,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 213,511 | $1,753,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 1,046,973 | $1,748,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 126,308 | $1,744,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 298,202 | $1,744,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 132,244 | $1,743,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 53,679 | $1,740,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 771,485 | $1,736,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 28,730 | $1,729,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 155,267 | $1,725,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,363,318 | $1,718,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 196,587 | $1,712,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 1,169,153 | $1,707,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 285,729 | $1,706,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 58,049 | $1,703,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 61,610 | $1,702,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 413,943 | $1,697,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,659,497 | $1,695,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 59,151 | $1,692,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 212,612 | $1,690,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 65,176 | $1,688,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 128,308 | $1,682,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 67,750 | $1,679,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 658,124 | $1,678,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 352,282 | $1,673,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 286,616 | $1,671,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 63,815 | $1,669,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 180,683 | $1,651,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 299,710 | $1,648,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 521,236 | $1,637,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 224,547 | $1,626,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 95,500 | $1,614,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 230,331 | $1,610,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 183,837 | $1,609,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 239,830 | $1,607,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 72,987 | $1,605,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,541,164 | $1,603,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 501,227 | $1,594,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 459,139 | $1,589,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 23,358 | $1,580,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 59,114 | $1,579,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 485,324 | $1,577,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 80,916 | $1,572,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 65,226 | $1,564,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 26,402 | $1,550,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 44,099 | $1,549,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 225,652 | $1,534,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 75,590 | $1,534,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 81,830 | $1,510,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 531,534 | $1,509,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 58,728 | $1,500,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 58,815 | $1,497,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 207,790 | $1,496,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 41,421 | $1,491,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 13,310 | $1,488,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 75,304 | $1,487,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 270,334 | $1,487,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 779,989 | $1,482,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 181,658 | $1,481,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 38,605 | $1,475,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 44,956 | $1,472,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 979,156 | $1,469,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 80,370 | $1,466,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 62,945 | $1,463,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,122,793 | $1,460,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 80,518 | $1,459,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 40,732 | $1,441,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 71,698 | $1,441,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 25,771 | $1,435,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 160,377 | $1,429,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 39,699 | $1,427,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 347,983 | $1,427,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 93,051 | $1,426,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 119,983 | $1,418,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 577,828 | $1,416,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 3,459,402 | $1,410,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 126,821 | $1,408,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 251,855 | $1,405,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 422,061 | $1,405,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 610,621 | $1,404,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,840,587 | $1,404,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 44,678 | $1,396,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 303,516 | $1,396,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 478,837 | $1,389,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 24,871 | $1,387,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 65,161 | $1,382,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 657,042 | $1,380,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 84,762 | $1,369,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 412,926 | $1,367,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 90,989 | $1,365,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 243,193 | $1,362,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,505,090 | $1,355,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 374,698 | $1,349,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 41,461 | $1,347,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 365,851 | $1,346,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 461,073 | $1,342,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 70,476 | $1,339,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 127,445 | $1,339,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 64,862 | $1,336,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 308,243 | $1,329,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 62,480 | $1,326,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 339,753 | $1,325,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 80,885 | $1,322,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 517,159 | $1,319,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 274,030 | $1,318,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 493,120 | $1,317,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 263,777 | $1,316,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 859,172 | $1,315,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,236,805 | $1,307,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,519,051 | $1,306,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 55,051 | $1,299,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 117,973 | $1,292,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 150,623 | $1,291,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 36,952 | $1,284,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 84,130 | $1,281,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 180,674 | $1,279,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 394,957 | $1,278,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 308,016 | $1,278,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 39,275 | $1,275,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 246,496 | $1,274,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 206,606 | $1,271,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,200 | $1,268,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 724,003 | $1,267,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 115,039 | $1,248,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 180,408 | $1,247,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 62,275 | $1,243,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 248,071 | $1,243,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 133,947 | $1,242,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 28,100 | $1,238,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 38,684 | $1,233,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 677,055 | $1,232,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 101,649 | $1,227,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 721,470 | $1,226,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 74,031 | $1,225,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 291,075 | $1,225,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 103,590 | $1,222,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 36,041 | $1,212,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,183,986 | $1,208,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 62,575 | $1,205,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 229,093 | $1,205,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 492,277 | $1,201,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 46,756 | $1,191,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 202,813 | $1,186,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 25,907 | $1,177,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 609,152 | $1,170,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 91,688 | $1,168,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 24,297 | $1,166,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 62,889 | $1,160,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 1,361,991 | $1,158,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 41,171 | $1,156,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 91,737 | $1,151,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 52,019 | $1,141,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 139,301 | $1,135,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 72,100 | $1,133,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 228,917 | $1,133,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 125,750 | $1,132,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 29,373 | $1,131,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 284,540 | $1,127,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 22,608 | $1,127,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 93,080 | $1,127,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 23,005 | $1,127,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 331,705 | $1,124,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 14,723 | $1,122,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 281,214 | $1,122,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,300 | $1,119,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 56,892 | $1,112,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 142,872 | $1,106,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 30,114 | $1,105,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 524,466 | $1,101,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 25,467 | $1,099,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 47,000 | $1,093,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 125,713 | $1,092,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 334,474 | $1,091,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 85,593 | $1,087,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 287,132 | $1,077,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 81,880 | $1,073,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 17,200 | $1,070,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 18,194 | $1,057,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 328,052 | $1,056,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,945,975 | $1,051,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 686,949 | $1,051,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 253,298 | $1,051,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 68,811 | $1,046,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 54,138 | $1,037,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 279,233 | $1,033,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 113,140 | $1,028,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 420,910 | $1,027,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 28,369 | $1,026,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 87,660 | $1,026,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 98,117 | $1,020,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 60,521 | $1,002,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 57,285 | $1,002,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 109,793 | $995,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 131,563 | $987,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 110,315 | $984,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 351,358 | $984,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 363,931 | $983,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 202,550 | $982,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 22,393 | $972,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 49,521 | $966,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 72,576 | $958,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 541,000 | $954,000 | thousands by filing date | principal |
| HUDSON GLOBAL INC | 443787106 | COM | 699,691 | $952,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 158,636 | $952,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 31,456 | $944,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,537 | $943,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 698,612 | $943,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 109,324 | $931,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 700,608 | $925,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 601,921 | $921,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 10,585 | $915,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 68,310 | $915,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 14,448 | $914,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 301,845 | $912,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 944,722 | $907,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 74,870 | $902,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 55,954 | $901,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 94,095 | $900,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 217,450 | $896,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 189,202 | $895,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 245,005 | $892,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 56,561 | $888,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 66,746 | $878,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 17,500 | $876,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,346,520 | $875,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 88,390 | $875,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 163,168 | $873,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 24,119 | $863,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 55,715 | $861,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 203,549 | $859,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 103,726 | $858,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 345,422 | $857,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 260,883 | $848,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 442,085 | $844,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 8,015 | $840,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 12,809 | $835,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 45,533 | $834,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 109,041 | $832,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,110,000 | $828,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 21,383 | $825,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 233,618 | $822,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 835,713 | $822,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 104,079 | $821,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 30,325 | $818,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 256,569 | $816,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 115,437 | $814,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 147,407 | $811,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 218,576 | $809,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 152,872 | $807,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 31,405 | $803,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,402,661 | $800,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,265,144 | $799,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 28,737 | $795,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 213,922 | $792,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 31,322 | $791,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 59,899 | $779,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 21,423 | $779,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 87,062 | $778,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,752,170 | $773,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 335,163 | $771,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 160,142 | $762,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 354,543 | $762,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 23,977 | $761,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 636 | $757,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 145,577 | $757,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 137,711 | $757,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 107,588 | $747,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 179,451 | $745,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 375,166 | $739,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 148,762 | $738,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 42,762 | $732,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 149,302 | $732,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 93,440 | $731,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 415,980 | $728,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,582,000 | $723,000 | thousands by filing date | principal |
| IRIDEX CORP | 462684101 | COM | 51,248 | $721,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 27,968 | $715,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 64,334 | $714,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 331,904 | $714,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 268,847 | $712,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 206,443 | $706,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 43,563 | $699,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 123,619 | $695,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 11,400 | $693,000 | thousands by filing date | put |
| OHIO VY BANC CORP | 677719106 | COM | 25,438 | $692,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 98,902 | $692,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 161,907 | $688,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,840,097 | $685,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 146,425 | $681,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 55,270 | $678,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 284,633 | $677,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 37,065 | $677,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 394,458 | $675,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 3,742 | $674,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 99,103 | $673,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 94,326 | $670,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 201,162 | $666,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 214,378 | $665,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 42,989 | $664,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 131,325 | $661,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 96,439 | $657,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 20,773 | $655,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 541,619 | $655,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 1,504,247 | $647,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 93,678 | $646,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 448,639 | $646,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 429,498 | $644,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 404,669 | $643,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 276,125 | $635,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 43,401 | $634,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 361,331 | $632,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 34,188 | $631,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 60,473 | $630,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 24,573 | $628,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 117,097 | $626,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 91,765 | $624,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 535,129 | $615,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 286,257 | $610,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 72,145 | $606,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 113,913 | $600,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 57,193 | $598,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 476,459 | $596,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 134,552 | $591,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 68,511 | $583,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 30,421 | $583,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 116,054 | $580,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 33,739 | $579,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 704,359 | $578,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 465,960 | $573,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 9,760 | $567,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 152,585 | $565,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,197,737 | $564,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 98,884 | $564,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 50,271 | $563,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 866,924 | $563,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 81,324 | $557,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,098,128 | $555,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 36,675 | $554,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 43,689 | $543,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 12,718 | $540,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 98,896 | $539,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 601,207 | $535,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 918,266 | $533,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 74,980 | $529,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 26,619 | $527,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 111,514 | $524,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 131,115 | $524,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 36,583 | $523,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 161,129 | $517,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 28,381 | $516,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 109,771 | $508,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 147,161 | $508,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 17,308 | $505,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 160,920 | $505,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 19,731 | $504,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 352,504 | $504,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 140,584 | $503,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 27,930 | $500,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 186,048 | $497,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 31,702 | $495,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 363,479 | $494,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 314,469 | $494,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 469,440 | $493,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 559,831 | $490,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 38,631 | $489,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 39,915 | $489,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 69,217 | $488,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 481,948 | $487,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 53,306 | $485,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 41,254 | $481,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 78,876 | $481,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 383,729 | $480,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 54,065 | $478,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 359,999 | $472,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 68,791 | $464,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 118,803 | $459,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 74,894 | $457,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 35,074 | $456,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 91,660 | $456,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 118,146 | $455,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,010,499 | $455,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 45,182 | $449,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 9,368 | $446,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 139,864 | $441,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 41,287 | $437,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 82,011 | $433,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 187,362 | $431,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,600 | $427,000 | thousands by filing date | call |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 219,939 | $427,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 84,020 | $423,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,662,025 | $416,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 403,713 | $416,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,400 | $413,000 | thousands by filing date | call |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 66,738 | $410,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 96,695 | $408,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 277,410 | $408,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 78,662 | $400,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 14,615 | $398,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 80,267 | $397,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 776,313 | $388,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-17-000008 | this filing | 2017-02-10 | acceptance time not in the bulk data set |