13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,093 holding rows worth $76,865,910,000.
- Accession
- 0001086364-16-002286
- Filer
- CIK 1305227
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 4,093 entries on the cover page, a total value of $76,865,910,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,865,910,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Southcoast Financial Corporation | 84129R100 | Common Stock | 1,052 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 2,286 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVISINT CORP | 22357R103 | COM | 6,913 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,313 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 987 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDI INC | 44938L108 | COM | 2,461 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,013 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 352 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 660 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 2,941 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 507 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,038 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,229 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 891 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TRONIC CORP | 493144109 | COM | 1,853 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CRAFTS INC | 228309100 | COM | 1,441 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY ADVISORS INC | 425885100 | COM | 505 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 942 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,268 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 666 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARONE INC | 18506U104 | COM | 1,126 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 610 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 803 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 2,924 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALISBURY BANCORP INC | 795226109 | COM | 396 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 958 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 4,209 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 9,000 | $13,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,775 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 10,000 | $13,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,241 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 11,834 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,654 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCAT INC | 893529107 | COM | 1,206 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLDAN GROUP INC | 96924N100 | COM | 1,204 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 2,193 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 810 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 430 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 3,392 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 697 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,204 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDEX CORP | 462684101 | COM | 1,141 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUBURN NATL BANCORP | 050473107 | COM | 413 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 847 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,572 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 4,821 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAD INC | 44934S206 | COM NEW | 2,276 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,537 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IF BANCORP INC | 44951J105 | COM | 634 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 3,882 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 5,860 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tremor Video | 89484Q100 | Common Stock | 6,997 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 10,954 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,153 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTA FUNDING INC | 046220109 | COM | 1,358 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1,547 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U300 | COM | 2,028 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,144 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 658 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNB Financial Corporation | 233237106 | Common Stock | 412 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 1,574 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 2,076 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,424 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 795 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 3,451 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 1,848 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 835 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 12,000 | $12,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UCP INC - CL A | 90265Y106 | Common Stock | 1,434 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,523 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 120 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 940 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 598 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,660 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,045 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,186 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,031 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,422 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,373 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 8,375 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 11,114 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,651 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Bancshares | 909458101 | COM | 594 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,223 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 3,153 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,076 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOWARD BANCORP INC COM | 442496105 | COM | 935 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 10,152 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 439 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,805 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,176 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 9,000 | $11,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MATTERSIGHT CORP | 577097108 | COM | 2,839 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 671 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARI NETWORK SERVICES | 001930205 | COMM | 2,424 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 1,749 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 5,755 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COASTWAY BANCORP INC | 190632109 | COM | 863 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 9,000 | $11,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 724 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 4,132 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 2,729 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 4,323 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 417 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,056 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 750 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 905 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,884 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,483 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,034 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 578 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED GUARDIAN INC | 910571108 | COM | 486 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,430 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISERV FINL INC | 03074A102 | COM | 3,222 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,591 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 2,621 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRALIFE CORP | 903899102 | COM | 1,959 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 5,852 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,613 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2,061 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 6,113 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,000 | $10,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,613 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,822 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 3,593 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY CO | 579489105 | CL A | 9,344 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 443787106 | COM | 4,154 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 8,166 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,353 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 674 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WOLVERINE BANCORP INC | 977880103 | COM | 401 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Community Bancorp | 90984R101 | Common Stock | 704 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 1,029 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVINGER INC | 053734109 | COM | 1,059 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 3,549 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,022 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326102 | COM | 2,892 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 10,000 | $10,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 150 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N208 | Cmn | 1,923 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 508 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 952 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,261 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,691 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 369 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 917 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 769 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,900 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 696 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 9,825 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 14,626 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,000 | $9,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,000 | $9,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STARTEK INC | 85569C107 | COM | 2,105 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 9,813 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 6,248 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 2,154 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R302 | COM | 12,481 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ID SYSTEMS INC | 449489103 | COM | 2,023 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LRAD CORP | 50213V109 | COM | 5,620 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,928 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 968 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 1,119 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-B | 74727D207 | Common | 505 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,547 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 3,606 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD POINT FINL CORP | 680194107 | COM | 506 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSCAPE INC | 37940G109 | COM | 2,326 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 719 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 616 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK MEDIA INC | 75954W107 | COM | 1,834 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 250 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 1,265 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 430 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHAOGEN INC | 004449104 | COM | 3,196 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT BANCORP INC | 74383X109 | COM | 718 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 8,000 | $9,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 8,000 | $9,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 5,000 | $9,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FXCM INC | 302693205 | Common Stock | 826 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 175 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 969 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 4,327 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 89 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 367 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 682 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 2,052 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 941 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 833 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SB FINL GROUP INC | 78408D105 | COM | 759 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRCO MFG CO | 927651109 | COM | 2,529 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,900 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 2,493 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVD EQUIP CORP | 126601103 | COM | 895 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNATECH INC | 563771203 | COM NEW | 359 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Community West Bancshares | 204157101 | Common Stock | 1,141 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,197 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,659 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,323 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,427 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 1,218 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,041 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,986 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,003 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPPORT COM INC | 86858W101 | COM | 9,752 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 4,801 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDFIELD CORP | 381370105 | COM | 4,451 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 5,979 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,511 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 3,900 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 1,792 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUSSEX BANCORP | 869245100 | COMMON | 678 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 8,000 | $8,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 611 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATAWATCH CORP | 237917208 | COM NEW | 1,677 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACKINAC FINL CORP | 554571109 | COM | 792 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 3,802 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,258 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNWORKS INC | 86803X105 | COM | 2,916 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 3,015 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 893 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 3,261 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 87 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,151 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,230 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 416 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK RESTAURANTS CORP | 040712101 | COM | 329 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 534 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 674 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,022 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR T INC | 009207101 | COM | 295 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFRI INC | 552721102 | COMMON STOCK | 1,069 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 13,277 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 9,643 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 3,396 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HMN FINL INC | 40424G108 | COM | 645 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 9,338 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 5,628 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Female Health Company | 314462102 | COM | 3,837 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 11,415 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,615 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,950 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 3,708 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THESTREET INC | 88368Q103 | COM | 5,877 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELM WIRELESS CORP | 759525108 | COM | 1,523 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS INC | 84651P100 | COM | 3,360 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 4,804 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 1,317 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 4,377 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAS MED SYS INC | 124769209 | COM | 5,033 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,534 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUMU CORP | 749063103 | COM | 1,537 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,598 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 2,633 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEAK RESORTS INC | 70469L100 | COM | 2,080 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEAL PWR INC | 451622104 | COM | 1,480 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELROSE BANCORP INC | 585553100 | COM | 450 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAY BANCORP INC | 07203T106 | COM | 1,389 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 8,000 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 2,386 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 8,674 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADMA BIOLOGICS INC | 000899104 | COM | 708 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,259 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 699 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,192 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,181 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,140 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,409 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 1,090 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 362 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 2,238 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 4,169 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 2,874 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 10,505 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 3,306 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J101 | COM | 2,748 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 8,427 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 11,505 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 2,200 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPAN AMER MED SYS INC | 846396109 | COM | 309 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITCHAM INDS INC COM | 606501104 | COM | 1,968 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,437 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,635 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY TECHNOLOGY INC | 493143101 | COM | 833 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 12,001 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSI INC | 22122P200 | COM | 7,633 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 2,632 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 602 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,480 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Misonix Inc | 604871103 | COM | 951 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 217 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,472 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRICON CORP | 46121H109 | COM | 950 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILLION INC | 92407M206 | COM NEW | 4,390 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 5,820 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wellesley Bancorp. | 949485106 | COM | 292 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 358 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCLAIRE FINL CORP | 290828102 | COM | 231 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 3,102 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,045 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 5,000 | $6,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNIQUE FABRICATING INC | 90915J103 | COM | 456 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,331 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 889 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,582 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 4,635 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 2,608 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 93 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREDX INC | 14167L103 | COM | 948 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OOMA INC | 683416101 | COM | 857 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEST CORP | 461147100 | COMMON STOCK | 1,308 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,479 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 686 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 60 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 3,024 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIND C T I LTD | M70240102 | ORD | 2,598 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUNA INNOVATIONS INC | 550351100 | COM | 4,317 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 3,566 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 2,694 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 2,679 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 826 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 5,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 3,605 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 556 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,507 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 10,333 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 3,846 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 413 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 7,776 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 428 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 1,382 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAFEPRESS INC | 12769A103 | COM | 1,475 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 2,860 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 247 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVCON INC | 81783K108 | COM | 514 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 571 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 932 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 6,847 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,287 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1347 Property Insurance Holdings | 68244P107 | COM | 814 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 836 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNLOGIC | 60470J103 | Stock | 1,187 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUNTY BANCORP INC | 221907108 | COM | 254 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 900 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 4,000 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 3,399 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 1,750 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 139 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 212 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOINT CORP | 47973J102 | COM | 1,424 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 751 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,426 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 958 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,302 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 2,321 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULL HSE RESORTS INC | 359678109 | COM | 3,119 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,179 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COFFEE HLDG CO INC | 192176105 | COM | 1,069 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFCO INDS INC | 826546103 | COM | 440 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC AMERN CORP | 048209100 | COM | 932 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 718 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,806 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 559 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 245 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 5,238 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REACHLOCAL INC | 75525F104 | COM | 2,331 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMATRON INTL INC | 82661L101 | COM | 683 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 3,187 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEROIL CORP | 460951106 | COM | 138 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 445 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 1,940 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 6,552 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 6,355 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 736 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 6,717 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN ENTERPRISES | 381010107 | COM | 729 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1,331 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 1,299 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSAR INC | 925297103 | COM | 1,471 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 4,324 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 2,247 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 4,421 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKE SHORE BANCORP INC | 510700107 | COM | 336 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 4,577 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCONEE FED FINL CORP | 675607105 | COM | 201 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 3,091 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL SEC GROUP INC | 637546102 | COM | 286 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1,503 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANCER GENETICS INC. | 13739u104 | COM | 1,424 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARA HLDGS INC | 56585W203 | COM | 2,026 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 4,095 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Holdings Corporation | 636375206 | COM NEW | 1,628 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 609 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,962 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 566 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 51 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 58 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 778 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 18 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 101 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,038 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,086 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 183 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 1,563 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,659 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 706 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 304 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERGROUP CORP | 458685104 | COM | 131 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 259 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 14,811 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 3,039 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193101 | COM | 5,377 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| P & F INDS INC | 692830508 | CL A NEW | 336 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 556 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 4,305 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 3,347 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 3,148 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 1,265 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 3,027 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORDMANS STORES INC | 38269P100 | COM | 1,522 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,852 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 737 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 10,113 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 10,533 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTARI CORP NEW | 92870X309 | COM | 696 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782u106 | COM | 3,109 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAND LOGISTICS INC | 752182105 | COM | 2,713 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 129 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 124 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 146 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMER INFANT INC | 865646103 | COMM STK | 1,806 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 134 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNICO AMERN CORP | 904607108 | COM | 362 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 242 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RES INC DEL | 29206E100 | COM | 865 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 3,485 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 547 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 118 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 120 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V571 | ISHARES TR | 134 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,000 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CERECOR INC | 15671L109 | COM | 838 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,802 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 119 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 134 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JETPAY CORP | 477177109 | COM | 1,105 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 1,338 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 2,466 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRESBIA PLC | G7234P100 | SHS | 609 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VBI VACCINES INC CDA | 91790E102 | Stock | 1,219 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DETERMINE INC | 250660107 | COM | 1,380 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercloud Systems, Inc | 458488202 | com | 3,041 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 120 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 1,424 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,355 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCEPT INC | 09072V105 | COM | 2,668 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARTESIAN INC | 146534102 | COM ADDED | 1,245 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE VENTURES INC | 538142100 | COM | 1,825 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 1,109 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434VAJ9 | Cmn | 119 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 54 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Materials ETF | 92204A801 | SHS | 19 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Utilities ETF | 92204A876 | SHS | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 361 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPP PLC NEW ADR | 92937A102 | ADR | 21 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 124 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SASOL LTD | 803866300 | SPONSORED ADR | 75 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,953 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 424 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,507 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMREP CORP | 032159105 | COM | 548 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 129 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 1,140 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,893 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,169 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTECH HLDGS INC | 57633B100 | COM | 264 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 2,990 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 111 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 111 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 510 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,049 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 980 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSONICS CORP | 456784107 | COM | 1,624 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1,544 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 680 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENVEC INC NEW | 37246C307 | cs | 2,984 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONVIA INC | 68338T403 | COM | 700 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTER BANCORP INC | 736233107 | COM | 1,405 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USMD HLDGS INC | 903313104 | COM | 184 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 2,078 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IKONICS CORP | 45172K102 | COM | 154 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,345 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARPSPRING INC | 820054104 | COM | 711 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 846 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOKE PHARMA INC | 30049G104 | COM | 489 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 2,505 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002286 | this filing | 2016-05-10 | acceptance time not in the bulk data set |