13F-HR filed by BlackRock Investment Management, LLC
BlackRock Investment Management, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-10, with 4,093 holding rows worth $76,865,910,000.
- Accession
- 0001086364-16-002286
- Filer
- CIK 1305227
- Filed
- 2016-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 4,093 entries on the cover page, a total value of $76,865,910,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,865,910,000 with VALUE read as thousands by filing date, 13F file number 028-12016. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARVARD BIOSCIENCE INC | 416906105 | COM | 126,644 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 404,176 | $380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 23,841 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 38,986 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANDGOLD RES LTD | 752344309 | ADR | 4,100 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSTEMAX INC | 871851101 | COM | 42,255 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSUNION COM | 89400J107 | Stock | 13,395 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREFORMED LINE PRODS CO | 740444104 | COM | 10,134 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 6,006 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 25,983 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 364,726 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTELLUS MED INC | 29363K105 | COM | 20,251 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 153,869 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 290846203 | COM | 73,032 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117100 | COM | 11,316 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 862,700 | $363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 28,241 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 115,726 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAPID7 INC COM | 753422104 | Stock | 27,519 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 21,968 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALANCHE BIOT | 05337G107 | Common Stock | 69,154 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCBC HLDGS INC | 55276F107 | COM | 25,189 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 27,431 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 10,137 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 312,621 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 31,095 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 86,170 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 60,742 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTRUCTURE INC | 45781U103 | COM | 19,417 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 38,368 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 29,946 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 45,484 | $346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORTONWORKS INC | 440894103 | COM | 30,612 | $346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 34,016 | $346,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 113,745 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 311,496 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 143,114 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 27,287 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAMT CORP | 693149106 | COMMON STOCK | 11,056 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 13,000 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 91,344 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 3,500 | $334,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MINDBODY INC | 60255W105 | COM CL A | 25,021 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 28,080 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 627,612 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 36,041 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 208,627 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 8,276 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 33,609 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 700 | $330,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 43,692 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 123,962 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEGATE MTG CORP | 86181Q300 | COM | 57,117 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 32,217 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 39,659 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 72,695 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBER ROAD INC | 02318Y108 | COM | 60,080 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 139,288 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 274,820 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,552 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 101,521 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 28,430 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEFF CORP COM CL A | 640094207 | Stock | 42,903 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 54,253 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,823 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 418,927 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATERA INC COM | 632307104 | Stock | 32,795 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 39,986 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,644 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 46,826 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 41,652 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,471 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKIVA INC COM CL A | 98139A105 | Stock | 26,030 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medgenics Inc New | 58436Q203 | COM NEW | 68,530 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 442,069 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 44,645 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 136,122 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 500 | $297,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 5,000 | $296,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,473 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 208,911 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 61,119 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J104 | COM | 81,702 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINE PRODS CORP | 568427108 | cs | 38,152 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 108,151 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 10,487 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITOWOC COMPANY INC | 563571108 | COM | 66,050 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 66,425 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 52,917 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,698 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 9,541 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 34,629 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGE THERAPEUTICS INC | 279870109 | COM | 30,605 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 29,811 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914109 | COM | 555,917 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENXBIO INC | 75901B107 | COM | 25,601 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 45,534 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELSAT S A | L5140P101 | COM | 108,107 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 58,417 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 281,918 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOGO DE CHAO INC | 344177100 | COM | 17,294 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK ENERGY INC | 846511103 | CL A COM | 14,960 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIZMEK INC | 83013P105 | COM | 92,031 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 52,755 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,024 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK KNIGHT INC | 09214X100 | COM | 8,495 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 65,000 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 234,048 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 41,600 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082108 | CL A | 554,248 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 17,093 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 15,545 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 329,335 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISRAMCO INC | 465141406 | COM | 3,126 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYERSON HLDG CORP | 783754104 | COM | 45,494 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC COM | 92337F107 | Stock | 46,733 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT NATL INC | 70338T102 | COM | 32,521 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L106 | COM | 99,912 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NW Biotherapeutics | 66737P600 | USD | 170,684 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 33,027 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G100 | COM | 171,451 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 43,157 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 18,086 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPFOLIO INC | 03783C100 | COM CL A | 19,556 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rithm Property Trust Inc | 38983D300 | REIT | 21,330 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 94,240 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIASMA INC | 16706W102 | COM | 25,735 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 132,020 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 226,873 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 16,635 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX PHARMA INC | 33938A105 | COM | 21,000 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 98,297 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 128,084 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FENIX PTS INC | 31446L100 | COM | 49,111 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINA CORP | G81477104 | ORD | 4,735 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 359,352 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 25,943 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,500 | $222,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 188,898 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 20,471 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 17,272 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDINGCLUB CORP | 52603A109 | COM | 26,395 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 140,937 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,087 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYOKARDIA INC | 62857M105 | COM | 20,183 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 382,286 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLASSIAN CORP | G06242104 | CL A | 8,500 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 145,762 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 40,272 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 5,000 | $209,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,527 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Castle Brands Inc | 148435100 | COM | 219,290 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V SHS | N20944109 | Stock | 30,283 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 23,463 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 47,748 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 42,241 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 170,954 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 54,226 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 26,004 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 22,261 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIENTRA INC | 82621J105 | COM | 29,034 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 35,054 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XACTLY CORP | 98386L101 | COM | 28,586 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 111,575 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 125,464 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 73,265 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR ENERGY, INC. | 12662P108 | COM | 7,399 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO | 89421Q205 | CMN | 23,569 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 120,714 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 23,218 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 241,037 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 17,401 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,787 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVECTRA CORP | 67075N108 | COM | 34,749 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 40,817 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SVCS INC | 492914106 | COM | 506,481 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY CORPORATION | Y8564W103 | COM | 21,486 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 10,048 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,672 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,250 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Allegiance Bancshares | 01748H107 | COM | 9,834 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 20,500 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE BIRD CORP | 095306106 | COM | 16,447 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 4,685 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 20,324 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 11,091 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 248,639 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 124,488 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 36,525 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,000 | $171,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 160,880 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 322,524 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD INC | 044104107 | COM | 3,624 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 141,180 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Viacom Inc Cl A | 92553P102 | CL A | 3,631 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,167 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,253 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 69,220 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 11,551 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORPORATION | 761565100 | COM | 204,537 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,095 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORIUM INTL INC | 21887L107 | COM | 39,941 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,248 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,938 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 13,500 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 19,736 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 3,592 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENTECH INC | 760112201 | COMMON STOCK | 62,337 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 24,619 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XBIOTECH INC | 98400H102 | COM | 14,205 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | SBY9D5468 | OPTIONS | 500 | $134,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 162,716 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 62,555 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APIGEE CORP COM | 03765N108 | Stock | 15,968 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 16,775 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,664 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 106,841 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,846 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2,084 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QORVO INC COM | 74736K101 | Stock | 2,500 | $126,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 214,779 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES UTAH BANCORP | 712706209 | COM | 7,924 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Global REIT ETF | 46434V647 | SHS | 4,643 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 45,334 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 16,185 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,230 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 40,097 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 5,414 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 22,162 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 21,752 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,006 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,206 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 137,444 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 230,140 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 6,505 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 180,512 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MALLINCKRODT PUB LTD CO | SBBJTYC47 | OPTIONS | 1,500 | $92,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,940 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 47,317 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 8,500 | $88,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,671 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATYR PHARMA INC | 002120103 | COM | 21,754 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 18,166 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,253 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 321,218 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 77,923 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 27,546 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVUITY INC | 46187J205 | COM NEW | 10,717 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOMO INC | 60879B107 | ADR | 6,751 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 5,100 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 94,819 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANTHEUS HLDGS INC | 516544103 | COM | 36,444 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 25,287 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,079 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 21,750 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 16,075 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 55,807 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 8,063 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 2,492 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 28,005 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 10,868 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,554 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTURE INC COM | 20786J106 | Stock | 24,577 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 585 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,427 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF IS FABRICATION INC | 402307102 | COM | 7,772 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 11,862 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,754 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON OIL CORP | 565849106 | COM | 5,000 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 101,030 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 11,320 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,556 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,792 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,000 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 4,269 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 4,492 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,111 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 651 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 926 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRARI N V | N3167Y103 | COM | 1,151 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORBORD INC | 65548P403 | COM NEW | 2,398 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 689 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1,290 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 9,522 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 3,602 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 2,300 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,659 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 23,831 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 582 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Foundation Inc | 32026V104 | Common Stock | 1,766 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 14,814 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 1,057 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,435 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,509 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,986 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,577 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 954 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 360 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKIT LTD | G58249106 | SHS | 934 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMO WTR CORP | 74165N105 | COM | 3,295 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 1,950 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,944 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 4,285 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,240 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,318 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 13,623 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M B T FINANCIAL CORP | 578877102 | Stock | 3,778 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 84,348 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Enzo Biochem Inc | 294100102 | Common Stock | 6,327 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OWENS RLTY MTG INC | 690828108 | COM | 1,838 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,051 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,540 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Carbylan Therapeutics Inc. | 141384107 | COM | 44,887 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 4,283 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,026 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,522 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 3,423 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXA CORP | 300614500 | COM | 2,172 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 894 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,125 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,118 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 4,280 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 75,753 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 6,886 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 1,510 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 4,168 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,110 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,296 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 6,005 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N205 | COM | 1,501 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,133 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANET PAYMENT INC | U72603118 | SHS | 7,239 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARDINGE INC | 412324303 | COM | 2,058 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPE BANCORP INC | 139209100 | COM | 1,905 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,013 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 2,538 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delta Apparel Inc | 247368103 | COM | 1,311 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 3,434 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 3,010 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULASKI FINANCIAL CORP | 745548107 | COM | 1,541 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,781 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 557 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J108 | COM | 4,011 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,042 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCANADA CORP | 89353D107 | COM | 600 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN MTRS INC | 846819100 | COM | 6,065 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADISYS CORP | 750459109 | COM | 6,106 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,331 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,990 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 1,091 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY OFFICE REIT INC | 178587101 | COM | 1,982 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 5,731 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,484 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,022 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 527 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LCNB CORP | 50181P100 | COM | 1,412 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACNB CORP | 000868109 | COMMON STOCK | 1,035 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 975 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYLAKE CORP | 072788102 | COM | 1,427 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,398 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 389 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,170 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 2,059 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 916 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 9,315 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 2,188 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,410 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 8,528 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 22,000 | $22,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 13,000 | $22,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 868 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 546 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492100 | COM | 3,376 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,227 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,997 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780107 | COM | 3,117 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED LION HOTELS CORP | 756764106 | COM | 2,541 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,172 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 2,924 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 74,679 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 5,494 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 2,215 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,539 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,393 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,175 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 1,453 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOGEN INC | 05463X106 | COM | 3,542 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERITEX HLDGS INC | 923451108 | COM | 1,285 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION BANKSHARES INC | 905400107 | CMN | 675 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,730 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 10,193 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 4,876 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 1,293 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 1,324 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,236 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,086 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,872 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODE REBEL CORP | 19200J106 | COM | 3,984 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,761 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 5,702 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,395 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 827 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,292 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,254 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN CO | 276317104 | COM | 1,099 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVANS BANCORP INC | 29911Q208 | COM | 729 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 5,875 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 10,990 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 6,478 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 993 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,031 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUME INC | 98872B104 | COM | 4,685 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 1,829 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 2,286 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,235 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,178 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 868 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTERNET BANCORP | 320557101 | COM | 736 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,174 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,321 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,679 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 4,012 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 3,689 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SL INDS INC | 784413106 | COMMON STOCK | 514 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,181 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,565 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,290 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,019 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,652 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,638 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 794 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGIRAD CORP | 253827109 | COM | 3,380 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FBR & CO | 30247C400 | COM NEW | 951 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,647 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,610 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,042 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537207 | COM NEW | 3,151 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,813 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,821 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,845 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 9,087 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JERNIGAN CAP INC | 476405105 | COM | 1,023 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 16,000 | $16,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 2,304 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 8,946 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAMIC MATLS CORP | 267888105 | COM | 2,518 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LMI AEROSPACE INC | 502079106 | COM | 1,853 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUMEREX CORP -CL A | 67053A102 | CL A | 2,552 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SOURCES LTD | G39300101 | ORD | 2,025 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGOPTIX INC | 37517y103 | COM | 5,977 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAPORTE BANCORP INC MD | 516651106 | COM | 994 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,959 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 8,071 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 6,259 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONOVA INC | 04638F108 | COM | 1,057 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,452 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 4,561 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 783 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 710 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKELAND INDS INC | 511795106 | COM | 1,256 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 4,761 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 7,184 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH BELO CORP | 001282102 | COMMON STOCK | 3,157 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 1,003 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 727 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,372 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360207 | COM NEW | 7,831 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 6,607 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 1,370 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 2,302 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,315 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,202 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAS NAT INC | 367204104 | COM | 1,857 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,156 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 6,633 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Emergent Capital | 29102N105 | Com | 3,677 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGALET CORP | 28226B104 | COM | 2,193 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 8,000 | $15,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 96 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHIO VY BANC CORP | 677719106 | COM | 653 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS BANCORP INC | 30263Y104 | COM | 574 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,062 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 720 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,099 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 491 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 525 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,348 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,178 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,657 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,334 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,728 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC TEL INC | 69325Q105 | COM | 2,839 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,151 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,043 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOCON INC | 607494101 | COM | 1,025 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 1,297 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PCM INC | 69323K100 | COM | 1,687 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J101 | COM | 5,176 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASB BANCORP INC N C | 00213T109 | COM | 565 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOPFED BANCORP INC | 439734104 | COM | 1,264 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001086364-16-002286 | this filing | 2016-05-10 | acceptance time not in the bulk data set |