13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 808 holding rows worth $1,524,254,132.
- Accession
- 0001085146-23-004423
- Filer
- CIK 1103646
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 808 entries on the cover page, a total value of $1,524,254,132 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,524,254,132 with VALUE read as dollars as filed, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COCA COLA CONS INC | 191098102 | COM | 498 | $316,887 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,300 | $315,085 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,000 | $312,200 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,500 | $311,675 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 7,000 | $309,820 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,000 | $309,210 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 6,500 | $307,255 | dollars as filed | |
| GYRODYNE LLC | 403829104 | COM | 30,454 | $306,672 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 16,325 | $306,420 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 4,000 | $306,040 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 49,601 | $306,038 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,100 | $305,939 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 8,146 | $305,475 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,100 | $304,542 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,000 | $303,000 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 8,859 | $302,978 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 2,000 | $302,800 | dollars as filed | call |
| ENETI INC | Y2294C107 | COM | 30,000 | $302,400 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,100 | $300,543 | dollars as filed | call |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 4,840 | $298,797 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 800 | $297,336 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 36,192 | $296,051 | dollars as filed | |
| WEX INC | 96208T104 | COM | 1,550 | $291,540 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 35,616 | $291,339 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 350,000 | $290,348 | dollars as filed | principal |
| ROBLOX CORP CL A | 771049103 | Stock | 10,000 | $289,600 | dollars as filed | put |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 14,000 | $288,540 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 450,796 | $288,509 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 15,000 | $286,950 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 4,500 | $284,805 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 5,000 | $284,650 | dollars as filed | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 37,100 | $284,186 | dollars as filed | call |
| PERDOCEO ED CORP | 71363P106 | COM | 16,610 | $284,031 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 9,600 | $282,624 | dollars as filed | put |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 35,328 | $282,271 | dollars as filed | call |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 375,688 | $281,766 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 21,200 | $279,416 | dollars as filed | call |
| CIRCOR INTL INC | 17273K109 | COM | 5,000 | $278,750 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 11,000 | $276,980 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 38,800 | $275,480 | dollars as filed | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 25,000 | $274,750 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 10,200 | $273,360 | dollars as filed | call |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 31,397 | $271,898 | dollars as filed | |
| KALEYRA INC | 483379202 | COM | 37,387 | $270,682 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 35,877 | $270,154 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,500 | $269,955 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 9,578 | $268,280 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,900 | $268,249 | dollars as filed | put |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 8,266 | $266,496 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 6,000 | $266,040 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 3,500 | $262,710 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 7,500 | $261,675 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 130,772 | $260,236 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,500 | $258,860 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 10,000 | $257,000 | dollars as filed | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 5,000 | $255,400 | dollars as filed | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,000 | $253,800 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,249 | $252,638 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,800 | $252,540 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 20,615 | $250,472 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 32,500 | $248,950 | dollars as filed | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 8,920 | $247,976 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 10,000 | $247,200 | dollars as filed | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 5,000 | $247,050 | dollars as filed | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 32,178 | $246,483 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,000 | $244,700 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 500 | $243,260 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 3,000 | $240,330 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 13,800 | $239,568 | dollars as filed | call |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 17,600 | $236,544 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 4,467 | $236,394 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,787 | $235,896 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 52,300 | $234,827 | dollars as filed | call |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 29,381 | $234,751 | dollars as filed | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 20,000 | $233,800 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 8,322 | $233,016 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 12,400 | $232,252 | dollars as filed | put |
| THE REALREAL INC | 88339PAD3 | CNV | 500,000 | $231,064 | dollars as filed | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,900 | $230,202 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,059 | $230,098 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 7,221 | $228,906 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,400 | $228,270 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 5,000 | $228,050 | dollars as filed | put |
| PLUG PWR INC | 72919P202 | COM NEW | 30,000 | $228,000 | dollars as filed | put |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 30,000 | $224,100 | dollars as filed | call |
| AES CORP COM | 00130H105 | Stock | 14,687 | $223,242 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 20,894 | $221,059 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,079 | $220,208 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 5,000 | $219,750 | dollars as filed | put |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 250,000 | $217,758 | dollars as filed | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,000 | $217,160 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 800 | $214,968 | dollars as filed | call |
| SHAKE SHACK INC | 819047101 | CL A | 3,700 | $214,859 | dollars as filed | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,000 | $214,440 | dollars as filed | call |
| CONFLUENT INC | 20717M103 | CLASS A COM | 7,200 | $213,192 | dollars as filed | put |
| RAPID7 INC COM | 753422104 | Stock | 4,644 | $212,602 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 20,100 | $212,256 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 20,000 | $210,800 | dollars as filed | call |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 36,147 | $210,737 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 9,400 | $209,150 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 12,179 | $209,113 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 13,198 | $207,209 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 9,833 | $206,788 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 500 | $205,240 | dollars as filed | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,312 | $205,046 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 40,000 | $202,400 | dollars as filed | put |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 20,900 | $201,267 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 7,895 | $201,007 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 30,000 | $200,700 | dollars as filed | put |
| METALS ACQUISITION LIMITED | G60409102 | *W EXP 06/15/202 | 99,173 | $199,338 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,000 | $197,640 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 10,300 | $196,730 | dollars as filed | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,918 | $195,951 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 24,818 | $195,566 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 10,000 | $191,700 | dollars as filed | call |
| SWEETGREEN INC | 87043Q108 | COM CL A | 16,200 | $190,350 | dollars as filed | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 23,624 | $184,740 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 10,000 | $183,500 | dollars as filed | put |
| ASANA INC | 04342Y104 | CL A | 10,000 | $183,100 | dollars as filed | put |
| ASANA INC | 04342Y104 | CL A | 10,000 | $183,100 | dollars as filed | call |
| WAYFAIR INC | 94419L101 | CL A | 3,000 | $181,710 | dollars as filed | call |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 601,280 | $181,707 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 29,000 | $178,930 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,280 | $178,564 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 22,072 | $177,459 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 34,447 | $177,058 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 10,000 | $175,200 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 26,481 | $171,861 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 21,600 | $171,504 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 15,498 | $170,323 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 10,000 | $168,600 | dollars as filed | put |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 11,922 | $166,431 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,000 | $165,600 | dollars as filed | call |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 57,054 | $162,033 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27,471 | $157,684 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 25,500 | $154,275 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 36,200 | $153,126 | dollars as filed | put |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 31,000 | $151,900 | dollars as filed | put |
| SUNRUN INC | 86771W105 | COM | 12,000 | $150,720 | dollars as filed | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,000 | $149,900 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,000 | $149,900 | dollars as filed | put |
| SURO CAP CORP | 86887Q109 | COM NEW | 41,059 | $148,634 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 49,300 | $147,900 | dollars as filed | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,412 | $147,800 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 526,546 | $147,433 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 3,500 | $146,930 | dollars as filed | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 25,000 | $146,500 | dollars as filed | put |
| ZIMVIE INC | 98888T107 | COM | 15,500 | $145,855 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,900 | $145,483 | dollars as filed | call |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 23,452 | $145,168 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,000 | $143,370 | dollars as filed | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 23,524 | $143,261 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 30,100 | $142,674 | dollars as filed | put |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 3,000 | $141,810 | dollars as filed | call |
| REDFIN CORP | 75737F108 | COM | 20,000 | $140,800 | dollars as filed | put |
| CHEMOURS CO COM | 163851108 | Stock | 5,000 | $140,250 | dollars as filed | call |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 399,412 | $139,835 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 17,670 | $139,770 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 20,100 | $139,293 | dollars as filed | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 19,240 | $136,796 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 6,000 | $136,500 | dollars as filed | call |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 51,100 | $134,904 | dollars as filed | put |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 418,637 | $133,964 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 23,700 | $132,483 | dollars as filed | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,900 | $131,216 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 18,827 | $131,036 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 15,700 | $130,153 | dollars as filed | put |
| PEABODY ENGR CORP | 704551100 | COM | 5,000 | $129,950 | dollars as filed | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 5,200 | $129,792 | dollars as filed | call |
| BOX INC CL A | 10316T104 | Stock | 5,349 | $129,499 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 374,370 | $129,158 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 57,461 | $127,563 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 5,000 | $126,900 | dollars as filed | call |
| KENVUE INC | 49177J102 | COM | 6,200 | $124,496 | dollars as filed | call |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 135,976 | $123,738 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 5,004 | $123,349 | dollars as filed | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 27,266 | $122,697 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,700 | $122,077 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 18,700 | $120,054 | dollars as filed | put |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 13,659 | $119,926 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 120,000 | $119,772 | dollars as filed | |
| AMAZE HOLDINGS INC | 35804X101 | COM | 286,655 | $119,219 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,825 | $117,560 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 29,127 | $112,430 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 32,441 | $108,353 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 18,084 | $106,696 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 36,527 | $105,563 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 12,100 | $104,302 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 500 | $103,455 | dollars as filed | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 11,796 | $101,799 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 7,900 | $99,224 | dollars as filed | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 19,954 | $99,171 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 6,500 | $94,705 | dollars as filed | call |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 370,020 | $92,505 | dollars as filed | |
| FARFETCH LTD | 30744WAD9 | BOND | 171,000 | $91,222 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 114,000 | $90,846 | dollars as filed | principal |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 781,622 | $89,965 | dollars as filed | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 74,398 | $89,166 | dollars as filed | |
| FUNDAMENTAL GLOBAL INC | 30329Y106 | COMMON | 63,144 | $88,402 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 19,229 | $85,184 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,500 | $85,175 | dollars as filed | call |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 2,900 | $82,331 | dollars as filed | call |
| QURATE RETAIL INC | 74915M209 | COM | 10,688 | $81,443 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 10,000 | $79,900 | dollars as filed | call |
| GARRETT MOTION INC | 366505105 | COM | 10,000 | $78,800 | dollars as filed | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 14,205 | $77,843 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 7,000 | $77,140 | dollars as filed | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,000 | $76,570 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,800 | $75,960 | dollars as filed | call |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 9,100 | $75,530 | dollars as filed | call |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 223,471 | $75,481 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 9,300 | $73,563 | dollars as filed | put |
| BOX INC CL A | 10316T104 | Stock | 3,000 | $72,630 | dollars as filed | call |
| KALEYRA INC | 483379202 | COM | 10,000 | $72,400 | dollars as filed | call |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 173,746 | $72,105 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 90,702 | $70,748 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 14,300 | $70,070 | dollars as filed | call |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 23,100 | $69,300 | dollars as filed | put |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 219,530 | $65,859 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,580 | $64,535 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 96,901 | $63,954 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 10,000 | $63,000 | dollars as filed | call |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 432,037 | $56,165 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 11,633 | $55,489 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 19,900 | $52,536 | dollars as filed | call |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,055 | $48,264 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,000 | $46,900 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 24,991 | $46,483 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,002 | $44,038 | dollars as filed | |
| QNITY ELECTRONICS INC | 817323207 | COM | 15,151 | $42,877 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,400 | $42,798 | dollars as filed | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 70,000 | $42,462 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 200 | $42,430 | dollars as filed | call |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 151,094 | $40,826 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 269,786 | $39,956 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 32,500 | $39,325 | dollars as filed | put |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 38,248 | $37,483 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 31,817 | $37,229 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 3,000 | $34,830 | dollars as filed | |
| WALDENCAST PLC | G9503X111 | *W EXP 07/27/202 | 38,154 | $34,243 | dollars as filed | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 22,999 | $34,039 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $33,296 | dollars as filed | call |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 5,100 | $33,099 | dollars as filed | put |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 11,016 | $33,048 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 33,077 | $31,093 | dollars as filed | |
| OMNIAB INC | 68218J111 | *W EXP 99/99/999 | 29,656 | $31,008 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 104,400 | $30,276 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 10,673 | $29,457 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 3,000 | $28,890 | dollars as filed | call |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 13,186 | $27,691 | dollars as filed | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 135,278 | $27,055 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 30,808 | $24,646 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 525,351 | $24,428 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 420,143 | $24,368 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 15,200 | $23,864 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,700 | $21,357 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,000 | $20,900 | dollars as filed | put |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 211,523 | $20,476 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 58,256 | $20,390 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 551,573 | $18,754 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 41,500 | $18,675 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 8,406 | $18,249 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 5,600 | $14,784 | dollars as filed | put |
| SYSTEM1 INC | 87200P109 | COM | 11,784 | $14,259 | dollars as filed | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 472,046 | $14,162 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 330,071 | $13,236 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 27,550 | $12,728 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 10,000 | $12,100 | dollars as filed | call |
| KORE GROUP HLDGS INC | 50066V115 | *W EXP 09/30/202 | 171,065 | $12,094 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 48,743 | $10,821 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 95,400 | $10,494 | dollars as filed | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 11,357 | $9,256 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 10,797 | $8,648 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268117 | *W EXP 11/23/202 | 83,451 | $8,262 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 323,480 | $8,119 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 4,000 | $7,480 | dollars as filed | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,400 | $6,885 | dollars as filed | put |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 100 | $5,793 | dollars as filed | call |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 28,764 | $5,753 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 56,157 | $5,436 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 20,000 | $5,072 | dollars as filed | |
| SILVERBOX CORP III | 82836N115 | *W EXP 02/28/202 | 30,446 | $4,905 | dollars as filed | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 81,957 | $4,098 | dollars as filed | |
| Cheche Group Inc W Exp 10/01/203 | G20707116 | SPAC Combination | 20,000 | $4,000 | dollars as filed | |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 184,395 | $3,983 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 1,625 | $3,528 | dollars as filed | put |
| SOUTHPORT ACQUISITION CORP | 84465L113 | WARR | 57,343 | $3,498 | dollars as filed | |
| COEPTIS THERAPEUTICS HLDGS I | 19207A116 | *W EXP 10/28/202 | 73,748 | $3,333 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 100 | $2,888 | dollars as filed | call |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B114 | *W EXP 10/07/202 | 23,830 | $2,876 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 100 | $2,521 | dollars as filed | call |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 225 | $1,798 | dollars as filed | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 2,000 | $1,630 | dollars as filed | put |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 10,000 | $1,528 | dollars as filed | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 99,482 | $1,512 | dollars as filed | |
| FOUNDER SPAC | 78112j117 | WT | 13,984 | $1,399 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 50 | $1,300 | dollars as filed | |
| Relativity Acquisition Corp | 75944B114 | Warrant | 25,000 | $1,178 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 40,000 | $1,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 12,000 | $960 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 500 | $935 | dollars as filed | call |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 11,399 | $895 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 53,986 | $615 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 25,000 | $520 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 10,034 | $401 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 17,900 | $268 | dollars as filed | |
| SIGNA Sports United NV | N80029114 | Warrant | 24,391 | $244 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS IN | 88024M116 | *W EXP 09/30/202 | 17,948 | $162 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004423 | this filing | 2023-11-14 | acceptance time not in the bulk data set |