13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 808 holding rows worth $1,524,254,132.
- Accession
- 0001085146-23-004423
- Filer
- CIK 1103646
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 808 entries on the cover page, a total value of $1,524,254,132 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,524,254,132 with VALUE read as dollars as filed, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 55,150,000 | $108,842,992 | dollars as filed | principal |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 1,729,627 | $87,605,608 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 55,290,000 | $59,121,486 | dollars as filed | principal |
| CARNIVAL CORP | 143658BT8 | BOND | 35,191,000 | $52,733,854 | dollars as filed | principal |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 23,718,000 | $35,785,718 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 27,690,000 | $27,111,972 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 22,518,000 | $25,646,426 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 27,778,000 | $24,536,307 | dollars as filed | principal |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 610,400 | $24,214,568 | dollars as filed | call |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 15,659,000 | $23,207,687 | dollars as filed | principal |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 21,000,000 | $22,074,297 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 235,200 | $21,671,328 | dollars as filed | put |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 18,440,000 | $21,414,317 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,554,500 | $19,913,145 | dollars as filed | put |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 18,217,000 | $17,512,057 | dollars as filed | principal |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 18,924,000 | $17,060,838 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 14,739,000 | $15,544,501 | dollars as filed | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 8,892,000 | $15,386,219 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 10,400,000 | $15,197,624 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 8,197,000 | $14,535,142 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 15,095,000 | $14,442,987 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 6,627,000 | $11,990,456 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 11,284,000 | $11,643,474 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 11,909,000 | $11,551,730 | dollars as filed | principal |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 13,245,000 | $10,542,822 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 8,865,000 | $10,326,546 | dollars as filed | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 108,300 | $10,140,129 | dollars as filed | call |
| PG&E CORP COM | 69331C108 | Stock | 617,800 | $9,965,114 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 706,200 | $9,689,064 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 54,000 | $9,543,960 | dollars as filed | put |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 10,075,000 | $9,523,969 | dollars as filed | principal |
| ADAM NAT RES FD INC | 00548F105 | COM | 395,024 | $9,132,955 | dollars as filed | |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 3,500,000 | $9,096,104 | dollars as filed | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 9,500,000 | $8,886,851 | dollars as filed | principal |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 634,664 | $7,869,834 | dollars as filed | |
| SPY | 78462F103 | SHS | 18,266 | $7,808,350 | dollars as filed | |
| SPY | 78462F103 | SHS | 18,000 | $7,694,640 | dollars as filed | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 587,493 | $7,625,659 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 7,385,000 | $7,557,093 | dollars as filed | principal |
| FLUOR CORP | 343412102 | COM | 202,088 | $7,416,629 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 7,269,000 | $7,363,497 | dollars as filed | principal |
| GOPRO INC | 38268TAD5 | BOND | 8,188,000 | $7,198,750 | dollars as filed | principal |
| NATIONAL INSTRS CORP | 636518102 | COM | 118,817 | $7,083,869 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 7,500,000 | $6,803,183 | dollars as filed | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 61,348 | $6,770,378 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 19,000 | $6,607,060 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 56,800 | $6,571,192 | dollars as filed | put |
| SPECIAL OPPORTUNITIES FD INC | 84741T401 | 2.75% CNV PFD C | 281,296 | $6,385,419 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 66,900 | $6,263,847 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 18,000 | $6,259,320 | dollars as filed | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 143,900 | $6,072,580 | dollars as filed | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 156,223 | $6,048,955 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 5,000,000 | $5,863,985 | dollars as filed | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 122,700 | $5,852,790 | dollars as filed | call |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 5,500,000 | $5,781,858 | dollars as filed | principal |
| NATIONAL INSTRS CORP | 636518102 | COM | 94,700 | $5,646,014 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 60,000 | $5,423,400 | dollars as filed | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 5,500,000 | $5,379,280 | dollars as filed | principal |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 145,425 | $5,139,320 | dollars as filed | put |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 5,074,000 | $5,053,130 | dollars as filed | principal |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 236,401 | $5,011,701 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 130,700 | $4,960,065 | dollars as filed | call |
| Chevron Corporation | 166764100 | COM | 29,374 | $4,953,044 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 6,052,000 | $4,885,744 | dollars as filed | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAC2 | NOTE 3.500% 2/1 | 4,500,000 | $4,831,173 | dollars as filed | principal |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 209,557 | $4,767,422 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 60,400 | $4,624,828 | dollars as filed | put |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 156,141 | $4,512,475 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 46,200 | $4,325,706 | dollars as filed | put |
| RPT REALTY | 74971D200 | PREF CONV | 82,207 | $4,185,036 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 439,243 | $4,128,884 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 67,400 | $4,082,418 | dollars as filed | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 65,400 | $3,899,148 | dollars as filed | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 117,500 | $3,897,475 | dollars as filed | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 221,771 | $3,841,074 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 3,500,000 | $3,829,564 | dollars as filed | principal |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 32,276 | $3,734,010 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 5,000,000 | $3,725,000 | dollars as filed | principal |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 4,520,000 | $3,714,617 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 4,000,000 | $3,525,828 | dollars as filed | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 389,800 | $3,523,792 | dollars as filed | put |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 145,000 | $3,520,600 | dollars as filed | put |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 3,750,000 | $3,273,064 | dollars as filed | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 718,400 | $3,247,168 | dollars as filed | put |
| Dropbox Inc | 26210CAC8 | Convertible bond | 3,359,000 | $3,174,295 | dollars as filed | principal |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 91,644 | $3,150,721 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 404,546 | $3,106,913 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 125,000 | $3,085,000 | dollars as filed | put |
| NISOURCE INC | 65473P121 | CONV | 31,638 | $3,084,272 | dollars as filed | |
| VEECO INSTRS INC DEL | 922417AG5 | NOTE 3.500% 1/1 | 2,400,000 | $3,077,561 | dollars as filed | principal |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 269,601 | $2,946,739 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 3,500,000 | $2,908,154 | dollars as filed | principal |
| MARATHON OIL CORP | 565849106 | COM | 108,000 | $2,889,000 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 2,500,000 | $2,853,188 | dollars as filed | principal |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 18,000 | $2,787,840 | dollars as filed | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 42,000 | $2,761,920 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,000,000 | $2,752,770 | dollars as filed | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,000 | $2,743,200 | dollars as filed | put |
| OVINTIV INC | 69047Q102 | COM | 57,342 | $2,727,759 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 42,772 | $2,713,027 | dollars as filed | put |
| VMWARE, INC. | 928563402 | CL A COM | 16,194 | $2,695,977 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 3,000,000 | $2,682,068 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 3,000,000 | $2,634,651 | dollars as filed | principal |
| SHELL PLC SPON ADS | 780259305 | ADR | 39,928 | $2,570,565 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 59,551 | $2,447,546 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 35,000 | $2,443,700 | dollars as filed | call |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 2,500,000 | $2,371,275 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 90,500 | $2,303,225 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 300,583 | $2,296,454 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,000 | $2,295,020 | dollars as filed | put |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 2,500,000 | $2,284,765 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 2,500,000 | $2,271,270 | dollars as filed | principal |
| UGI CORP NEW COM | 902681105 | Stock | 98,414 | $2,263,522 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 49,900 | $2,262,965 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,000 | $2,228,850 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30,000 | $2,211,600 | dollars as filed | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,887 | $2,209,833 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,500,000 | $2,205,785 | dollars as filed | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 266,400 | $2,187,144 | dollars as filed | put |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 2,500,000 | $2,171,452 | dollars as filed | principal |
| EQT CORP COM | 26884L109 | Stock | 53,467 | $2,169,691 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 6,000 | $2,149,620 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 23,774 | $2,148,932 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 142,300 | $2,137,346 | dollars as filed | call |
| Altria Group Inc | 02209S103 | COM | 50,533 | $2,124,913 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 2,303,000 | $2,120,321 | dollars as filed | principal |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 48,805 | $2,120,089 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 171,253 | $2,097,849 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 19,000 | $2,090,380 | dollars as filed | put |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 91,600 | $2,083,900 | dollars as filed | put |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 2,158,000 | $2,078,394 | dollars as filed | principal |
| NISOURCE INC COM | 65473P105 | Stock | 84,100 | $2,075,588 | dollars as filed | call |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 26,500 | $2,065,675 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 59,402 | $2,029,172 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 51,100 | $2,027,137 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,448 | $2,023,320 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 37,105 | $2,008,122 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 78,241 | $1,985,756 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 55,900 | $1,975,508 | dollars as filed | call |
| BIOHAVEN LTD | G1110E107 | COM | 73,450 | $1,910,434 | dollars as filed | put |
| Oracle Corporation | 68389X105 | COM | 18,000 | $1,906,560 | dollars as filed | call |
| ARCH RESOURCES INC | 03940R107 | CL A | 11,152 | $1,903,200 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 21,500 | $1,897,375 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 2,000,000 | $1,886,654 | dollars as filed | principal |
| HCI GROUP INC | 40416EAF0 | NOTE 4.750% 6/0 | 2,000,000 | $1,881,472 | dollars as filed | principal |
| VMWARE, INC. | 928563402 | CL A COM | 11,300 | $1,881,224 | dollars as filed | put |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 28,031 | $1,871,829 | dollars as filed | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 2,000,000 | $1,839,778 | dollars as filed | principal |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 59,549 | $1,785,279 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 272,605 | $1,758,302 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 70,386 | $1,708,972 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 1,500,000 | $1,700,352 | dollars as filed | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 15,326 | $1,686,167 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 2,000,000 | $1,666,912 | dollars as filed | principal |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 16,962 | $1,648,876 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 101,500 | $1,637,195 | dollars as filed | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 30,000 | $1,637,100 | dollars as filed | put |
| TRINET GROUP INC COM | 896288107 | Stock | 14,000 | $1,630,720 | dollars as filed | put |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 36,021 | $1,613,381 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,000 | $1,611,390 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL | 531229797 | COM LBTY SRM S B | 63,201 | $1,608,466 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 27,423 | $1,598,761 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 2,000,000 | $1,598,580 | dollars as filed | principal |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 99,200 | $1,587,200 | dollars as filed | put |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 1,970,098 | $1,577,261 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 6,068 | $1,576,042 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 33,000 | $1,574,100 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 48,527 | $1,548,982 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 13,300 | $1,538,677 | dollars as filed | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 238,200 | $1,536,390 | dollars as filed | call |
| C3 AI INC | 12468P104 | CL A | 60,000 | $1,531,200 | dollars as filed | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 36,747 | $1,511,772 | dollars as filed | |
| IVLU | 46435G409 | COM | 59,200 | $1,501,312 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 205,100 | $1,484,924 | dollars as filed | put |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 46,242 | $1,455,236 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 40,779 | $1,445,616 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 2,000,000 | $1,438,964 | dollars as filed | principal |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 88,916 | $1,431,548 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 42,999 | $1,426,277 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 52,000 | $1,425,840 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 42,600 | $1,413,042 | dollars as filed | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 18,000 | $1,410,300 | dollars as filed | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 6,000 | $1,404,780 | dollars as filed | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 22,797 | $1,404,067 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16,147 | $1,401,883 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 120,000 | $1,393,200 | dollars as filed | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 35,000 | $1,387,750 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 47,731 | $1,379,426 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 20,000 | $1,378,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 221,847 | $1,357,703 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 106,700 | $1,335,884 | dollars as filed | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,000,000 | $1,335,084 | dollars as filed | principal |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 21,000 | $1,323,840 | dollars as filed | put |
| NATERA INC | 632307AB0 | BOND | 1,000,000 | $1,320,696 | dollars as filed | principal |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 16,816 | $1,317,534 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 151,004 | $1,315,245 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,000 | $1,308,600 | dollars as filed | call |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 33,300 | $1,272,726 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 178,306 | $1,264,190 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 9,000 | $1,262,700 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 33,200 | $1,259,940 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 30,226 | $1,243,195 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 76,213 | $1,229,316 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 12,460 | $1,221,205 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 11,000 | $1,210,220 | dollars as filed | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 22,516 | $1,207,758 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 15,000 | $1,192,050 | dollars as filed | put |
| ONEOK INC NEW | 682680103 | COM | 18,754 | $1,189,566 | dollars as filed | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 12,952 | $1,182,777 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $1,175,800 | dollars as filed | call |
| BROOKDALE SR LIVING INC | 112463302 | CONV | 19,308 | $1,166,683 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,800 | $1,149,192 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 78,484 | $1,143,512 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 3,900 | $1,115,673 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 31,519 | $1,113,882 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 9,216 | $1,104,077 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 3,000 | $1,096,230 | dollars as filed | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 12,000 | $1,080,000 | dollars as filed | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 47,690 | $1,065,872 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 50,000 | $1,063,500 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,100,000 | $1,059,852 | dollars as filed | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 1,000,000 | $1,058,860 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 18,629 | $1,053,284 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 40,970 | $1,052,371 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,499 | $1,048,266 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 58,518 | $1,037,074 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 125,507 | $1,032,922 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 6,600 | $1,022,208 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 35,700 | $1,018,878 | dollars as filed | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,847 | $1,017,026 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 24,700 | $1,015,170 | dollars as filed | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 14,000 | $1,005,340 | dollars as filed | call |
| DESKTOP METAL INC | 25058X105 | COM CL A | 681,100 | $994,406 | dollars as filed | put |
| BLOCK H & R INC COM | 093671105 | Stock | 23,000 | $990,380 | dollars as filed | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 89,000 | $980,780 | dollars as filed | call |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 784,982 | $977,381 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 22,355 | $966,854 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 122,409 | $948,670 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 30,000 | $942,300 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 33,900 | $928,182 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 35,800 | $920,060 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 32,158 | $918,111 | dollars as filed | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 1,131,028 | $916,246 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 45,400 | $911,632 | dollars as filed | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 15,342 | $906,099 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 39,600 | $904,068 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,000 | $903,900 | dollars as filed | call |
| LAKELAND BANCORP INC | 511637100 | COM | 70,706 | $892,310 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 40,000 | $889,600 | dollars as filed | call |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 1,000,000 | $889,062 | dollars as filed | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,200 | $878,602 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 113,195 | $877,261 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 7,600 | $876,964 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 45,002 | $874,839 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 12,500 | $872,750 | dollars as filed | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 28,599 | $853,394 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 5,000 | $853,300 | dollars as filed | call |
| KROGER CO COM | 501044101 | Stock | 19,007 | $850,563 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,600 | $847,504 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 16,719 | $835,616 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 184,100 | $832,132 | dollars as filed | call |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 29,018 | $830,205 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 7,114 | $828,639 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 1,000,000 | $827,766 | dollars as filed | principal |
| Tesla Motors, Inc | 88160R101 | COM | 3,300 | $825,726 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 20,000 | $822,600 | dollars as filed | call |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 34,880 | $816,018 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 20,800 | $813,696 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 82,300 | $811,478 | dollars as filed | call |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 53,137 | $809,808 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 24,000 | $807,360 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,630 | $807,173 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 1,000,000 | $806,474 | dollars as filed | principal |
| MOHAWK INDS INC | 608190104 | COM | 9,398 | $806,442 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,850 | $805,527 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 30,000 | $802,500 | dollars as filed | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 10,000 | $802,400 | dollars as filed | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 20,000 | $801,800 | dollars as filed | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11,600 | $799,008 | dollars as filed | call |
| KENVUE INC | 49177J102 | COM | 39,408 | $791,313 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 7,000 | $785,610 | dollars as filed | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 35,000 | $779,800 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 5,000 | $778,750 | dollars as filed | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,142 | $771,047 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 77,325 | $762,424 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,865 | $757,724 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 79,178 | $755,358 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 19,000 | $753,730 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,100 | $746,996 | dollars as filed | |
| American Express Company | 025816109 | COM | 5,000 | $745,950 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 35,000 | $744,450 | dollars as filed | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,800 | $743,904 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 44,643 | $742,860 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 13,700 | $741,444 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 49,219 | $739,269 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 17,760 | $733,488 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 4,000 | $732,720 | dollars as filed | put |
| BLOCK INC CL A | 852234103 | Stock | 16,000 | $708,160 | dollars as filed | put |
| SPLUNK INC | 848637AD6 | BOND | 654,000 | $703,319 | dollars as filed | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 9,400 | $689,208 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 70,000 | $686,700 | dollars as filed | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 13,135 | $685,647 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 117,092 | $684,402 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 16,000 | $681,760 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 10,745 | $681,555 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 21,000 | $680,610 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 1,000,000 | $672,754 | dollars as filed | principal |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 39,000 | $670,800 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 27,300 | $670,488 | dollars as filed | call |
| WATSCO INC | 942622101 | CL B CONV | 1,771 | $668,942 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 11,741 | $668,415 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 4,900 | $668,409 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 9,000 | $666,450 | dollars as filed | |
| BIO RAD LABS INC | 090572108 | CL B | 1,847 | $662,057 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 40,000 | $659,200 | dollars as filed | put |
| WESTROCK CO | 96145D105 | COM | 18,400 | $658,720 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 6,800 | $656,540 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 78,083 | $648,089 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 7,000 | $646,870 | dollars as filed | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 31,000 | $645,420 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 21,563 | $644,734 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 10,000 | $643,800 | dollars as filed | call |
| TARGA RES CORP COM | 87612G101 | Stock | 7,500 | $642,900 | dollars as filed | put |
| GMS INC | 36251C103 | COM | 10,038 | $642,131 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 14,542 | $638,976 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,962 | $637,601 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,188 | $637,055 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 14,790 | $636,857 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 59,566 | $634,974 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 19,100 | $629,727 | dollars as filed | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 6,000 | $629,460 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 8,200 | $622,216 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 5,990 | $617,210 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 57,700 | $608,158 | dollars as filed | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 476,831 | $607,960 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 21,000 | $606,480 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 17,000 | $605,200 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $601,280 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,900 | $592,026 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 10,000 | $590,600 | dollars as filed | call |
| Broadcom Inc. | 11135F101 | COM | 710 | $589,712 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,306 | $588,978 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 68,612 | $588,691 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 14,000 | $587,720 | dollars as filed | put |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 1,000,000 | $580,000 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 805,000 | $577,683 | dollars as filed | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,500 | $573,755 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 20,400 | $571,608 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 17,489 | $569,617 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,000 | $566,840 | dollars as filed | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 69,854 | $562,325 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 9,773 | $558,918 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 18,000 | $556,560 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 6,491 | $556,538 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,000 | $555,000 | dollars as filed | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,450 | $553,382 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 27,200 | $553,248 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 9,900 | $551,925 | dollars as filed | put |
| HACKETT GROUP INC | 404609109 | COM | 23,142 | $545,920 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 4,300 | $545,627 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8,000 | $541,920 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 11,000 | $541,090 | dollars as filed | call |
| PINTEREST INC CL A | 72352L106 | Stock | 20,000 | $540,600 | dollars as filed | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 22,300 | $539,883 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 3,562 | $539,287 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 18,316 | $538,490 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,000 | $537,600 | dollars as filed | put |
| VISTRA CORP COM | 92840M102 | Stock | 16,200 | $537,516 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 14,539 | $533,545 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,000 | $530,220 | dollars as filed | call |
| CTS CORP | 126501105 | COM | 12,500 | $521,750 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,000 | $518,580 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 11,718 | $516,647 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 40,000 | $516,000 | dollars as filed | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 5,000 | $515,600 | dollars as filed | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,000 | $515,350 | dollars as filed | call |
| MSCI INC COM | 55354G100 | Stock | 1,000 | $513,080 | dollars as filed | put |
| Adobe Inc | 00724F101 | COM | 1,000 | $509,900 | dollars as filed | put |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 29,000 | $503,440 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13,000 | $500,760 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 4,500 | $499,770 | dollars as filed | call |
| GLOBAL X FDS | 37954Y319 | CMN | 15,008 | $498,716 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 15,051 | $498,489 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,200 | $497,280 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,600 | $497,196 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 6,800 | $496,672 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 47,604 | $493,177 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,300 | $490,880 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 31,400 | $490,782 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10,000 | $489,400 | dollars as filed | call |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 258,814 | $483,982 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 59,024 | $482,226 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 11,730 | $479,288 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 10,000 | $475,700 | dollars as filed | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 22,801 | $474,945 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,284 | $474,442 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,355 | $473,473 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 5,831 | $471,495 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,333 | $466,950 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 6,399 | $464,823 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 5,000 | $462,500 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 500,000 | $462,070 | dollars as filed | principal |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 18,000 | $460,080 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 8,574 | $458,966 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 15,000 | $458,550 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,700 | $456,892 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 18,100 | $456,301 | dollars as filed | put |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 15,995 | $454,098 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,000 | $453,500 | dollars as filed | call |
| PHOTRONICS INC | 719405102 | COM | 22,241 | $449,491 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 10,000 | $447,500 | dollars as filed | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,000 | $446,880 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 32,783 | $446,177 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 10,000 | $445,500 | dollars as filed | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,000 | $445,130 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,000 | $443,400 | dollars as filed | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,207 | $438,076 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 26,400 | $437,712 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 3,700 | $437,636 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,500 | $436,725 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 9,700 | $436,694 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 22,000 | $434,500 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 55,741 | $434,222 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,000 | $431,460 | dollars as filed | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,500 | $427,005 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 2,000 | $424,300 | dollars as filed | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,959 | $422,908 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,382 | $421,025 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,500 | $420,525 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 2,300 | $419,658 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 30,981 | $416,075 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 12,963 | $415,723 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 2,000 | $413,820 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,000 | $410,800 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 10,000 | $408,600 | dollars as filed | call |
| Adobe Inc | 00724F101 | COM | 800 | $407,920 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 13,900 | $404,351 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 10,000 | $400,900 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 37,616 | $400,234 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 14,600 | $399,748 | dollars as filed | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,000 | $394,600 | dollars as filed | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,940 | $393,448 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 10,000 | $391,200 | dollars as filed | call |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 11,101 | $391,088 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,000 | $390,750 | dollars as filed | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 14,400 | $385,920 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,500 | $385,830 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 500,000 | $380,800 | dollars as filed | principal |
| SANMINA CORP COM | 801056102 | Stock | 6,981 | $378,929 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,000 | $377,100 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 26,912 | $376,499 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 15,074 | $376,247 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 10,500 | $373,800 | dollars as filed | call |
| AbbVie,Inc. | 00287Y109 | COM | 2,489 | $371,010 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 17,253 | $370,940 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 18,000 | $366,660 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 13,000 | $364,650 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 14,823 | $364,053 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 1,050 | $363,153 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 6,251 | $361,120 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 20,598 | $360,877 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,200 | $360,252 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 9,779 | $359,183 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 14,457 | $358,389 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,400 | $358,056 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 4,236 | $357,900 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 29,097 | $356,438 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 40,000 | $356,400 | dollars as filed | put |
| CARMAX INC COM | 143130102 | Stock | 5,000 | $353,650 | dollars as filed | put |
| Bluerock Private Real Estate F | 09631H100 | COM | 27,307 | $352,806 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 20,568 | $352,124 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,000 | $350,760 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 6,844 | $349,592 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,300 | $349,323 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 36,982 | $348,740 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,000 | $347,580 | dollars as filed | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,000 | $347,400 | dollars as filed | call |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 33,003 | $346,862 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,302 | $344,174 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,000 | $343,140 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 3,600 | $342,468 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,000 | $342,000 | dollars as filed | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,000 | $340,000 | dollars as filed | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,500 | $339,680 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 42,560 | $338,348 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,000 | $337,920 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 3,000 | $336,690 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,400 | $335,206 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,100 | $334,893 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 49,165 | $334,814 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 25,300 | $333,454 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 12,600 | $327,474 | dollars as filed | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,500 | $323,665 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 6,000 | $322,560 | dollars as filed | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 11,910 | $322,046 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 40,300 | $321,997 | dollars as filed | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,420 | $319,077 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,600 | $318,528 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,500 | $318,225 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 11,100 | $317,571 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004423 | this filing | 2023-11-14 | acceptance time not in the bulk data set |