13F-HR filed by Jefferies Financial Group Inc.
Jefferies Financial Group Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,571 holding rows worth $11,119,752,442.
- Accession
- 0001085146-23-004422
- Filer
- CIK 96223
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,571 entries on the cover page, a total value of $11,119,752,442 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,119,752,442 with VALUE read as dollars as filed, 13F file number 028-11122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Financial Services, Inc.028-17499
- included managerJefferies International Ltd028-23353
- included managerJefferies Investment Advisers LLC028-23447
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 50,000 | $56,186 | dollars as filed | principal |
| MARA HOLDINGS INC COM | 565788106 | Stock | 6,600 | $56,100 | dollars as filed | put |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $54,494 | dollars as filed | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 53,000 | $54,272 | dollars as filed | principal |
| STATE STR CORP COM | 857477103 | Stock | 800 | $53,568 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 773 | $53,183 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 37,500 | $52,500 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,114 | $51,132 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,100 | $50,776 | dollars as filed | put |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 62,000 | $50,705 | dollars as filed | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 50,000 | $49,000 | dollars as filed | call |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 50,000 | $46,500 | dollars as filed | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 45,000 | $44,775 | dollars as filed | principal |
| SUNPOWER CORP | 867652406 | COM | 7,236 | $44,646 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,500 | $43,950 | dollars as filed | call |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 44,000 | $43,164 | dollars as filed | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 160 | $41,365 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,000 | $41,160 | dollars as filed | put |
| ALIMERA SCIENCES INC | 016259202 | COM | 12,900 | $39,990 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 27,000 | $39,872 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 40,000 | $39,006 | dollars as filed | principal |
| PENUMBRA INC COM | 70975L107 | Stock | 144 | $34,835 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R111 | *W EXP 09/30/202 | 1,000,000 | $34,200 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $34,100 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,982 | $28,992 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 45,000 | $27,512 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,500 | $25,515 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 2,158 | $24,990 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 31,000 | $24,402 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 30,000 | $24,352 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 1,002 | $24,328 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 22,000 | $24,108 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 14,000 | $23,409 | dollars as filed | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 160 | $19,224 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 708 | $18,231 | dollars as filed | |
| FOUNDER SPAC | 78112j117 | WT | 1,581,250 | $17,710 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 98,743 | $17,665 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 35,000 | $13,815 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 8,600 | $12,556 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 90 | $12,177 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 490 | $12,093 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 7,900 | $11,534 | dollars as filed | call |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 250,852 | $10,486 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 52,609 | $9,733 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 11,212 | $9,663 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 95,000 | $8,731 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 14,000 | $8,613 | dollars as filed | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 160 | $8,334 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 10,000 | $7,850 | dollars as filed | principal |
| NOGIN INC | 65528N204 | COM NEW | 12,500 | $6,638 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 20 | $6,566 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1,130 | $5,616 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 183 | $5,126 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 1,293,750 | $4,787 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 400 | $4,632 | dollars as filed | put |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 100 | $3,804 | dollars as filed | call |
| ENOVIX CORPORATION COM | 293594107 | Stock | 270 | $3,389 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 100 | $3,369 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 42,151 | $3,309 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 100 | $3,047 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 251 | $2,006 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 181 | $1,989 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 48,024 | $768 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 200 | $708 | dollars as filed | put |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 14,200 | $243 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 150 | $236 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 65 | $64 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 1 | $36 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 1 | $15 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1 | $14 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 1 | $10 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004422 | this filing | 2023-11-14 | acceptance time not in the bulk data set |