13F-HR filed by Jefferies Financial Group Inc.
Jefferies Financial Group Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,571 holding rows worth $11,119,752,442.
- Accession
- 0001085146-23-004422
- Filer
- CIK 96223
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,571 entries on the cover page, a total value of $11,119,752,442 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,119,752,442 with VALUE read as dollars as filed, 13F file number 028-11122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Financial Services, Inc.028-17499
- included managerJefferies International Ltd028-23353
- included managerJefferies Investment Advisers LLC028-23447
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,928,600 | $1,016,458,470 | dollars as filed | call |
| SPY | 78462F103 | SHS | 1,253,800 | $535,974,424 | dollars as filed | put |
| SPY | 78462F103 | SHS | 1,147,500 | $490,533,300 | dollars as filed | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,091,600 | $449,072,752 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,173,000 | $372,560,850 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 983,500 | $352,358,545 | dollars as filed | put |
| SPY | 78462F103 | SHS | 750,049 | $320,630,894 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,384,400 | $223,251,372 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 530,623 | $190,106,190 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,748,600 | $175,698,200 | dollars as filed | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 602,500 | $141,250,100 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 597,053 | $105,523,140 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,404,036 | $103,505,498 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,110,200 | $100,350,978 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 525,300 | $89,936,613 | dollars as filed | put |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 9,855,076 | $81,304,377 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,945,800 | $80,626,546 | dollars as filed | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 450,500 | $79,621,370 | dollars as filed | call |
| SAP SE SPON ADR | 803054204 | ADR | 587,500 | $75,975,500 | dollars as filed | put |
| KBR INC COM | 48242W106 | Stock | 1,255,362 | $73,991,036 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,007,789 | $73,588,753 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 315,000 | $66,827,250 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 384,597 | $65,846,787 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 382,300 | $64,463,426 | dollars as filed | call |
| Intel Corp | 458140100 | COM | 1,730,000 | $61,501,500 | dollars as filed | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 194,800 | $58,480,908 | dollars as filed | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 750,000 | $55,290,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,989,000 | $53,523,990 | dollars as filed | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 397,500 | $52,016,850 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 206,000 | $51,545,320 | dollars as filed | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 371,900 | $45,479,651 | dollars as filed | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 5,262,189 | $44,518,119 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 97,200 | $42,281,028 | dollars as filed | put |
| SPLUNK INC | 848637104 | COM | 281,400 | $41,154,750 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,100,000 | $41,019,000 | dollars as filed | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,106,500 | $40,940,500 | dollars as filed | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 303,400 | $39,702,924 | dollars as filed | put |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 1,948,000 | $39,135,320 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 553,195 | $38,662,799 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 106,000 | $37,976,620 | dollars as filed | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 370,800 | $37,829,016 | dollars as filed | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,000,000 | $37,080,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 748,200 | $35,689,140 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 380,000 | $34,348,200 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 78,500 | $34,146,715 | dollars as filed | call |
| ALCOA CORP COM | 013872106 | Stock | 1,164,900 | $33,851,994 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 280,000 | $33,544,000 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 725,700 | $33,374,943 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 189,200 | $32,392,932 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 865,000 | $32,255,850 | dollars as filed | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,725,000 | $31,588,000 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 102,279 | $30,705,178 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 299,513 | $30,556,316 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 254,668 | $29,943,864 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 432,100 | $29,395,763 | dollars as filed | call |
| United States Oil Fund LP | 91232N207 | COM | 350,000 | $28,301,000 | dollars as filed | call |
| Micron Technology,Inc. | 595112103 | COM | 410,800 | $27,946,724 | dollars as filed | put |
| ALCOA CORP COM | 013872106 | Stock | 944,100 | $27,435,546 | dollars as filed | put |
| NET POWER INC | 64107A105 | COMMON STOCK | 1,814,069 | $27,392,442 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 52,614 | $26,827,879 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300,000 | $26,607,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 75,600 | $26,085,024 | dollars as filed | call |
| Eli Lilly and Company | 532457108 | COM | 47,800 | $25,674,814 | dollars as filed | call |
| Intel Corp | 458140100 | COM | 710,044 | $25,242,065 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 177,709 | $25,179,642 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 794,499 | $24,843,984 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 275,000 | $24,389,750 | dollars as filed | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 332,800 | $24,301,056 | dollars as filed | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 134,900 | $23,842,226 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 268,459 | $23,809,629 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 2,277,000 | $23,544,180 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 190,200 | $23,259,558 | dollars as filed | put |
| Chevron Corporation | 166764100 | COM | 134,614 | $22,698,613 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 15,974,000 | $22,628,124 | dollars as filed | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 44,000 | $22,184,360 | dollars as filed | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 233,300 | $21,843,879 | dollars as filed | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 138,600 | $21,603,582 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 67,127 | $21,195,196 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 204,400 | $21,016,408 | dollars as filed | put |
| Indivior PLC | G4766E116 | Common Stock | 962,252 | $20,915,129 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 187,100 | $20,779,326 | dollars as filed | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 67,500 | $20,264,175 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 222,911 | $20,148,884 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 46,017 | $20,016,939 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 39,100 | $19,713,829 | dollars as filed | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 530,001 | $19,610,037 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 34,870 | $18,729,723 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 247,003 | $18,510,405 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 56,300 | $18,482,164 | dollars as filed | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 107,600 | $18,010,088 | dollars as filed | call |
| HCA Healthcare Inc | 40412C101 | COM | 71,800 | $17,661,364 | dollars as filed | put |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 500,000 | $17,355,000 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 318,541 | $16,818,965 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 172,320 | $16,689,192 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 32,600 | $16,622,740 | dollars as filed | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 176,945 | $16,567,361 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 140,000 | $16,461,200 | dollars as filed | call |
| HESS CORP | 42809H107 | COM | 107,500 | $16,447,500 | dollars as filed | call |
| AXONICS INC | 05465P101 | COM | 291,066 | $16,334,624 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 47,062 | $16,238,272 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 155,824 | $16,227,511 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 351,200 | $16,151,688 | dollars as filed | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 112,600 | $15,956,546 | dollars as filed | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 372,500 | $15,756,750 | dollars as filed | put |
| CAMECO CORP COM | 13321L108 | Stock | 396,900 | $15,733,116 | dollars as filed | call |
| Danaher Corporation | 235851102 | COM | 63,000 | $15,630,300 | dollars as filed | call |
| Texas Instruments Incorporated | 882508104 | COM | 97,000 | $15,423,970 | dollars as filed | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 39,255 | $15,415,386 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 396,600 | $15,284,964 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 49,859 | $15,065,395 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 450,224 | $15,010,468 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 129,400 | $14,970,286 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 600,000 | $14,676,000 | dollars as filed | |
| Linde plc | G54950103 | COM | 39,245 | $14,612,876 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 214,000 | $14,599,080 | dollars as filed | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 30,000 | $14,528,400 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 100,000 | $14,502,000 | dollars as filed | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 433,500 | $14,379,195 | dollars as filed | call |
| UnitedHealth Group Inc | 91324P102 | COM | 28,446 | $14,342,189 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 225,000 | $14,184,000 | dollars as filed | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 27,700 | $14,020,909 | dollars as filed | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 520,000 | $13,993,200 | dollars as filed | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 835,561 | $13,937,157 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 18,150,000 | $13,883,279 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 16,656,000 | $13,750,768 | dollars as filed | principal |
| Starbucks Corporation | 855244109 | COM | 150,000 | $13,690,500 | dollars as filed | call |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 464,380 | $13,671,347 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 87,761 | $13,427,433 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 58,422 | $13,410,770 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 85,803 | $13,374,114 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 84,800 | $13,217,776 | dollars as filed | call |
| ALCOA CORP COM | 013872106 | Stock | 454,128 | $13,196,960 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,027,600 | $13,163,556 | dollars as filed | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100,461 | $13,146,326 | dollars as filed | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 13,130,000 | $13,134,490 | dollars as filed | principal |
| DAVITA INC COM | 23918K108 | Stock | 138,700 | $13,111,311 | dollars as filed | put |
| Danaher Corporation | 235851102 | COM | 52,000 | $12,901,200 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 40,800 | $12,882,600 | dollars as filed | put |
| FEDEX CORP COM | 31428X106 | Stock | 48,500 | $12,848,620 | dollars as filed | put |
| Adobe Inc | 00724F101 | COM | 25,000 | $12,747,500 | dollars as filed | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 201,605 | $12,596,280 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 12,734,000 | $12,478,447 | dollars as filed | principal |
| General Electric Company | 369604301 | COM | 110,890 | $12,258,890 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 155,700 | $12,230,235 | dollars as filed | put |
| HOLLEY INC | 43538H103 | COMMON STOCK | 2,408,506 | $12,018,445 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 170,550 | $11,907,801 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 113,968 | $11,733,006 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 72,002 | $11,449,038 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 206,300 | $11,443,461 | dollars as filed | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 75,100 | $11,365,634 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 77,123 | $11,249,161 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 11,447,000 | $11,166,810 | dollars as filed | principal |
| FIVE9 INC | 338307101 | COM | 173,500 | $11,156,050 | dollars as filed | call |
| HERCULES CAPITAL INC | 427096508 | COM | 660,000 | $10,837,200 | dollars as filed | call |
| POOL CORP COM | 73278L105 | Stock | 30,000 | $10,683,000 | dollars as filed | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 103,102 | $10,600,948 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 42,800 | $10,527,944 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 236,466 | $10,465,985 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 83,952 | $10,370,591 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 138,300 | $10,364,202 | dollars as filed | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 149,300 | $10,283,784 | dollars as filed | call |
| Abbott Laboratories | 002824100 | COM | 106,000 | $10,266,100 | dollars as filed | call |
| International Business Machines Corporation | 459200101 | COM | 72,798 | $10,213,559 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 48,050 | $10,193,808 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 70,000 | $10,151,400 | dollars as filed | put |
| LKQ CORP COM | 501889208 | Stock | 203,591 | $10,079,790 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 155,114 | $10,050,488 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 210,000 | $10,017,000 | dollars as filed | call |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 200,000 | $9,966,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,030,000 | $9,918,900 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 160,382 | $9,897,406 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 75,000 | $9,860,250 | dollars as filed | put |
| GARTNERINC | 366651107 | STOK | 28,675 | $9,853,017 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 233,900 | $9,770,003 | dollars as filed | put |
| NETAPP INC COM | 64110D104 | Stock | 128,457 | $9,747,317 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 273,574 | $9,501,225 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 250,000 | $9,435,000 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 735,000 | $9,415,350 | dollars as filed | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 738,743 | $9,396,811 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 127,600 | $9,317,352 | dollars as filed | put |
| RINGCENTRAL INC | 76680R206 | CL A | 312,100 | $9,247,523 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 200,452 | $9,218,787 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 187,200 | $9,163,440 | dollars as filed | call |
| Visa Inc | 92826C839 | COM | 39,599 | $9,108,166 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 331,600 | $9,075,892 | dollars as filed | put |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 7,453,000 | $9,016,327 | dollars as filed | principal |
| Eaton Corp. Plc | G29183103 | COM | 41,997 | $8,957,120 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 128,573 | $8,922,966 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 118,400 | $8,872,896 | dollars as filed | put |
| INNOVATE CORP | 45784J105 | COM | 5,450,314 | $8,829,509 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 233,570 | $8,814,932 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 15,059,000 | $8,809,515 | dollars as filed | principal |
| ONEOK INC NEW | 682680103 | COM | 138,284 | $8,771,354 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 99,500 | $8,724,160 | dollars as filed | call |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 11,861,000 | $8,702,334 | dollars as filed | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 126,500 | $8,629,830 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 45,000 | $8,625,600 | dollars as filed | put |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 7,392,000 | $8,621,321 | dollars as filed | principal |
| MATCH GROUP INC NEW | 57667L107 | COM | 220,000 | $8,618,500 | dollars as filed | put |
| HP INC COM | 40434L105 | Stock | 332,200 | $8,537,540 | dollars as filed | put |
| COUPANG INC | 22266T109 | CL A | 502,200 | $8,537,400 | dollars as filed | call |
| PepsiCo,Inc. | 713448108 | COM | 50,000 | $8,472,000 | dollars as filed | put |
| PepsiCo,Inc. | 713448108 | COM | 50,000 | $8,472,000 | dollars as filed | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 50,511 | $8,454,531 | dollars as filed | |
| Intel Corp | 458140100 | COM | 235,000 | $8,354,250 | dollars as filed | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 128,166 | $8,315,410 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13,836,000 | $8,301,600 | dollars as filed | principal |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 46,000 | $8,274,020 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 200,000 | $8,230,000 | dollars as filed | call |
| ROSS STORES INC COM | 778296103 | Stock | 72,500 | $8,188,875 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 80,500 | $8,161,090 | dollars as filed | put |
| Medtronic Plc | G5960L103 | COM | 104,000 | $8,149,440 | dollars as filed | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 242,200 | $8,033,774 | dollars as filed | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 492,790 | $7,958,559 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 71,600 | $7,951,896 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 7,386,000 | $7,866,933 | dollars as filed | principal |
| CINTAS CORP COM | 172908105 | Stock | 16,312 | $7,846,235 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 121,600 | $7,828,608 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 7,962,000 | $7,801,806 | dollars as filed | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 76,400 | $7,794,328 | dollars as filed | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 80,231 | $7,747,908 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 94,700 | $7,734,149 | dollars as filed | put |
| FORTINET INC COM | 34959E109 | Stock | 130,793 | $7,674,933 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 54,600 | $7,660,380 | dollars as filed | call |
| Lockheed Martin Corporation | 539830109 | COM | 18,727 | $7,658,594 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 46,000 | $7,658,080 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 235,000 | $7,632,800 | dollars as filed | put |
| Danaher Corporation | 235851102 | COM | 30,682 | $7,612,102 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 66,263 | $7,595,728 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 184,230 | $7,581,065 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 173,665 | $7,564,847 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 129,916 | $7,540,325 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 131,500 | $7,533,635 | dollars as filed | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 73,000 | $7,505,860 | dollars as filed | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 52,300 | $7,411,433 | dollars as filed | call |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 47,653 | $7,404,247 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 52,140 | $7,388,759 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 160,210 | $7,267,126 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 112,823 | $7,254,519 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 40,300 | $7,252,791 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 181,600 | $7,198,624 | dollars as filed | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 104,000 | $7,163,520 | dollars as filed | put |
| SEMTECH CORP COM | 816850101 | Stock | 276,800 | $7,127,600 | dollars as filed | put |
| POLARIS INC COM | 731068102 | Stock | 68,400 | $7,123,176 | dollars as filed | put |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 77,144 | $7,083,362 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 156,128 | $7,080,405 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 424,400 | $7,062,016 | dollars as filed | put |
| PHILLIPS 66 COM | 718546104 | Stock | 58,766 | $7,060,735 | dollars as filed | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 7,149,000 | $7,051,572 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 69,455 | $7,041,344 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 25,669 | $7,007,637 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 111,200 | $6,995,592 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 86,858 | $6,975,566 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 44,557 | $6,939,753 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 279,661 | $6,928,939 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 85,600 | $6,921,616 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100,000 | $6,881,000 | dollars as filed | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 40,096 | $6,880,474 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 75,000 | $6,869,250 | dollars as filed | call |
| Airbnb, Inc. Class A | 009066101 | COM | 49,900 | $6,846,779 | dollars as filed | call |
| Starbucks Corporation | 855244109 | COM | 75,000 | $6,845,250 | dollars as filed | put |
| Amgen Inc. | 031162100 | COM | 25,425 | $6,833,223 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 81,100 | $6,811,589 | dollars as filed | put |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 7,046,000 | $6,811,246 | dollars as filed | principal |
| LIVEPERSON INC | 538146AB7 | BOND | 7,100,000 | $6,780,498 | dollars as filed | principal |
| PPG INDS INC COM | 693506107 | Stock | 52,200 | $6,775,560 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 180,664 | $6,736,960 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 12,500 | $6,714,125 | dollars as filed | put |
| POLARIS INC COM | 731068102 | Stock | 64,100 | $6,675,374 | dollars as filed | call |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 45,000 | $6,655,950 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 132,974 | $6,654,021 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 13,385 | $6,592,113 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 91,300 | $6,570,861 | dollars as filed | put |
| Johnson & Johnson | 478160104 | COM | 42,000 | $6,541,500 | dollars as filed | put |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 9,579,000 | $6,533,458 | dollars as filed | principal |
| KLA CORP | 482480100 | COM | 14,200 | $6,512,972 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 6,910,000 | $6,451,176 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 200,000 | $6,446,000 | dollars as filed | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 48,873 | $6,440,940 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 38,760 | $6,432,610 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 23,477 | $6,415,560 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,433,316 | $6,363,923 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 8,357,000 | $6,331,985 | dollars as filed | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 40,752 | $6,186,906 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 17,370 | $6,185,457 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 25,016 | $6,153,436 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 145,000 | $6,133,500 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 50,503 | $6,050,259 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 5,792,000 | $6,036,947 | dollars as filed | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 38,600 | $6,029,706 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 113,332 | $6,019,063 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 268,135 | $6,008,905 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 150,000 | $5,950,500 | dollars as filed | call |
| IJH | 464287507 | COM | 23,852 | $5,947,532 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 220,147 | $5,924,156 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 64,000 | $5,896,960 | dollars as filed | call |
| Airbnb, Inc. Class A | 009066101 | COM | 42,970 | $5,895,913 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 330,758 | $5,877,570 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 86,200 | $5,839,188 | dollars as filed | call |
| PAYCHEX INC | 704326107 | COM | 49,700 | $5,731,901 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 149,900 | $5,688,705 | dollars as filed | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 134,563 | $5,642,214 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 60,336 | $5,629,349 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 6,049,000 | $5,614,663 | dollars as filed | principal |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 6,444,000 | $5,558,833 | dollars as filed | principal |
| PVH CORPORATION COM | 693656100 | Stock | 72,500 | $5,546,975 | dollars as filed | call |
| Berkshire Hathaway Inc | 084670702 | COM | 15,785 | $5,529,485 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5,628,000 | $5,521,040 | dollars as filed | principal |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 47,700 | $5,518,413 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 43,394 | $5,516,245 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 58,451 | $5,513,705 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 6,344,000 | $5,487,580 | dollars as filed | principal |
| CARMAX INC COM | 143130102 | Stock | 77,200 | $5,460,356 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 164,256 | $5,448,387 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 51,105 | $5,444,727 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 134,300 | $5,396,174 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 6,385,000 | $5,387,554 | dollars as filed | principal |
| TERADYNE INC COM | 880770102 | Stock | 53,445 | $5,369,085 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 90,143 | $5,361,706 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 290,582 | $5,361,238 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 142,200 | $5,359,518 | dollars as filed | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,781 | $5,330,815 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 161,201 | $5,314,797 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 745,550 | $5,308,316 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 50,000 | $5,296,000 | dollars as filed | put |
| EXXON MOBIL CORP | 30231G102 | COM | 45,000 | $5,291,100 | dollars as filed | put |
| Chubb Limited | H1467J104 | COM | 25,400 | $5,287,772 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 122,797 | $5,237,292 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 105,590 | $5,219,329 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 164,265 | $5,154,636 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 834,000 | $5,145,780 | dollars as filed | call |
| ENOVIX CORPORATION COM | 293594107 | Stock | 409,500 | $5,139,225 | dollars as filed | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 300,000 | $5,109,000 | dollars as filed | put |
| CHEFS WHSE INC | 163086101 | COM | 239,700 | $5,076,846 | dollars as filed | put |
| AMPHENOL CORP NEW | 032095101 | COM | 60,357 | $5,069,384 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50,000 | $5,069,000 | dollars as filed | call |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 7,639,000 | $5,055,237 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 5,285,000 | $5,004,183 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 53,796 | $5,000,338 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 18,200 | $4,968,600 | dollars as filed | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 93,959 | $4,940,364 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 6,000,000 | $4,921,403 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 6,860,000 | $4,916,822 | dollars as filed | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 85,000 | $4,869,650 | dollars as filed | call |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 100,000 | $4,865,000 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 7,622,000 | $4,856,640 | dollars as filed | principal |
| HF SINCLAIR CORP COM | 403949100 | Stock | 85,010 | $4,839,619 | dollars as filed | put |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 200,000 | $4,810,000 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 55,763 | $4,802,867 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 50,000 | $4,781,000 | dollars as filed | put |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 284,456 | $4,770,326 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 52,202 | $4,768,653 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 20,000 | $4,753,000 | dollars as filed | call |
| BRAZE INC | 10576N102 | COM CL A | 101,700 | $4,752,441 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 59,556 | $4,732,915 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 53,300 | $4,715,984 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 35,000 | $4,702,250 | dollars as filed | put |
| MARATHON OIL CORP | 565849106 | COM | 175,106 | $4,684,086 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 5,072,000 | $4,674,511 | dollars as filed | principal |
| Coca-Cola Company | 191216100 | COM | 83,185 | $4,656,696 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 37,965 | $4,615,785 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 43,500 | $4,607,520 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 33,105 | $4,583,387 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 111,816 | $4,537,493 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 4,859,000 | $4,515,572 | dollars as filed | principal |
| UNITI GROUP INC | 91325V108 | COM | 954,700 | $4,506,184 | dollars as filed | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,900 | $4,504,913 | dollars as filed | call |
| Procter & Gamble Co | 742718109 | COM | 30,700 | $4,477,902 | dollars as filed | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 48,358 | $4,455,706 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 16,300 | $4,449,900 | dollars as filed | put |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 83,500 | $4,424,665 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 5,094,000 | $4,407,522 | dollars as filed | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 36,452 | $4,405,224 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 226,858 | $4,387,434 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 99,358 | $4,380,694 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 201,590 | $4,362,408 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 22,170 | $4,357,736 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 25,000 | $4,353,000 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,583 | $4,344,457 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 44,800 | $4,338,880 | dollars as filed | put |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 5,000,000 | $4,316,163 | dollars as filed | principal |
| STATE STR CORP COM | 857477103 | Stock | 64,000 | $4,285,440 | dollars as filed | put |
| BARRICK GOLD CORP | 067901108 | COM | 294,500 | $4,284,975 | dollars as filed | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 29,671 | $4,228,414 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 50,179 | $4,140,771 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 8,502 | $4,136,393 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 127,000 | $4,124,960 | dollars as filed | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 111,402 | $4,121,874 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 393,900 | $4,116,255 | dollars as filed | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 500,000 | $4,110,000 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 308,711 | $4,087,339 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 108,400 | $4,085,596 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 5,903,000 | $4,082,444 | dollars as filed | principal |
| Morgan Stanley | 617446448 | COM | 49,874 | $4,073,210 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 44,950 | $4,063,480 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 4,315,000 | $4,047,699 | dollars as filed | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 30,000 | $4,030,500 | dollars as filed | call |
| Starbucks Corporation | 855244109 | COM | 44,055 | $4,020,900 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 16,600 | $4,015,706 | dollars as filed | call |
| Pfizer Inc. | 717081103 | COM | 120,246 | $3,988,560 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 10,056 | $3,981,271 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 150,000 | $3,979,500 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 320,000 | $3,974,400 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 12,500 | $3,946,875 | dollars as filed | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 237,025 | $3,944,096 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,605,000 | $3,938,892 | dollars as filed | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 35,131 | $3,928,348 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 195,000 | $3,915,600 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,616,000 | $3,900,386 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 93,204 | $3,893,131 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 60,000 | $3,892,800 | dollars as filed | call |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 110,909 | $3,889,596 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 4,038,000 | $3,884,645 | dollars as filed | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100,000 | $3,872,000 | dollars as filed | put |
| KOHLS CORP | 500255104 | COM | 184,469 | $3,866,470 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 47,500 | $3,849,875 | dollars as filed | call |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 113,105 | $3,822,949 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 97,050 | $3,806,301 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 40,000 | $3,795,600 | dollars as filed | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 17,130 | $3,785,216 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 21,300 | $3,772,230 | dollars as filed | call |
| NCL CORP LTD | 62886HBD2 | BOND | 4,510,000 | $3,752,945 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 3,575,000 | $3,737,062 | dollars as filed | principal |
| PACKAGING CORP AMER COM | 695156109 | Stock | 24,300 | $3,731,265 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 18,740 | $3,687,095 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 24,900 | $3,682,959 | dollars as filed | call |
| SHELL PLC SPON ADS | 780259305 | ADR | 57,114 | $3,676,999 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 50,806 | $3,656,508 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 135,000 | $3,649,050 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 150,000 | $3,642,000 | dollars as filed | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 60,000 | $3,636,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 136,260 | $3,614,978 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 75,000 | $3,614,250 | dollars as filed | put |
| DATADOGINCCLASSA | 23804L103 | STOK | 39,590 | $3,606,253 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 27,956 | $3,599,086 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 47,400 | $3,566,850 | dollars as filed | call |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 100,000 | $3,565,000 | dollars as filed | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 27,120 | $3,551,575 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 75,000 | $3,537,750 | dollars as filed | put |
| Waste Management, Inc. | 94106L109 | COM | 23,200 | $3,536,608 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 100,000 | $3,532,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 599,900 | $3,515,414 | dollars as filed | put |
| INFINERA CORP | 45667GAE3 | BOND | 3,990,000 | $3,513,642 | dollars as filed | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 160,400 | $3,504,740 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 127,889 | $3,501,600 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 111,300 | $3,493,707 | dollars as filed | call |
| BECTON DICKINSON & CO | 075887109 | COM | 13,500 | $3,490,155 | dollars as filed | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,815,000 | $3,485,227 | dollars as filed | principal |
| Micron Technology,Inc. | 595112103 | COM | 50,701 | $3,449,189 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 64,390 | $3,448,728 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 29,650 | $3,419,535 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,496 | $3,407,390 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 24,163 | $3,392,243 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 124,859 | $3,368,696 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 73,674 | $3,366,902 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 24,000 | $3,361,200 | dollars as filed | put |
| DOW HLDGS INC COM | 260557103 | Stock | 65,000 | $3,351,400 | dollars as filed | put |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 250,000 | $3,337,500 | dollars as filed | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 63,000 | $3,335,850 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 60,700 | $3,322,111 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 70,000 | $3,299,800 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 120,200 | $3,289,874 | dollars as filed | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,425 | $3,268,411 | dollars as filed | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 2,950,000 | $3,264,061 | dollars as filed | principal |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 100,000 | $3,235,000 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 85,500 | $3,222,495 | dollars as filed | call |
| SHELL PLC SPON ADS | 780259305 | ADR | 50,000 | $3,219,000 | dollars as filed | put |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 1,550,946 | $3,210,458 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 3,355,000 | $3,210,442 | dollars as filed | principal |
| Schlumberger Limited | 806857108 | COM | 55,000 | $3,206,500 | dollars as filed | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 31,800 | $3,193,674 | dollars as filed | call |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 42,500 | $3,190,900 | dollars as filed | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 74,975 | $3,171,442 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 8,400 | $3,151,764 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 9,000 | $3,129,660 | dollars as filed | call |
| R1 RCM INC | 77634L105 | COM | 207,101 | $3,121,012 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,000 | $3,088,500 | dollars as filed | put |
| STATE STR CORP COM | 857477103 | Stock | 46,000 | $3,080,160 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 45,450 | $3,078,783 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 31,006 | $3,066,225 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 362,609 | $3,049,542 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 175,000 | $3,031,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 50,000 | $3,028,500 | dollars as filed | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 119,125 | $3,023,393 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 117,500 | $3,019,750 | dollars as filed | call |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,264,000 | $2,962,779 | dollars as filed | principal |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 19,701 | $2,958,696 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 37,597 | $2,950,989 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50,000 | $2,950,500 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 3,681,000 | $2,949,299 | dollars as filed | principal |
| PULMONX CORP | 745848101 | COM | 285,110 | $2,945,186 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,884 | $2,931,665 | dollars as filed | |
| KBHOME | 48666K109 | COM | 63,337 | $2,931,236 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 72,746 | $2,926,572 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 208,528 | $2,925,648 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 20,500 | $2,921,455 | dollars as filed | call |
| AbbVie,Inc. | 00287Y109 | COM | 19,562 | $2,915,912 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 37,061 | $2,911,142 | dollars as filed | |
| FISERV INC | 337738108 | COM | 25,723 | $2,905,670 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 195,700 | $2,890,489 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004422 | this filing | 2023-11-14 | acceptance time not in the bulk data set |