13F-HR/A filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR/A for the quarter ended 2023-09-30, filed 2023-10-13, with 256 holding rows worth $486,844,270.
- Accession
- 0001085146-23-003719
- Filer
- CIK 1053994
- Filed
- 2023-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, amendment of type restatement, 256 entries on the cover page, a total value of $486,844,270 stated on the cover page (in dollars after the unit check, H1), rows summing to $486,844,270 with VALUE read as dollars as filed, 13F file number 028-12760. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 264,745 | $94,872,373 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 561,623 | $60,173,592 | dollars as filed | |
| Apple Inc | 037833100 | COM | 146,557 | $25,276,601 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 562,393 | $15,390,402 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 669,189 | $15,324,439 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 1,100,690 | $12,371,756 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 26,555 | $11,845,548 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 218,898 | $8,893,801 | dollars as filed | |
| SPY | 78462F103 | SHS | 20,372 | $8,673,691 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 1,179,750 | $7,196,475 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 12,423 | $5,992,979 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 9,976 | $5,332,400 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 506,277 | $5,224,749 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,970 | $4,934,850 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 45,681 | $4,874,787 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $4,737,263 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 7,927 | $4,370,009 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 2,150,903 | $4,344,824 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 13,250 | $4,208,464 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 70,114 | $4,038,583 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 92,440 | $3,853,010 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 23,096 | $3,409,388 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 32,318 | $3,325,583 | dollars as filed | |
| VTI | 922908769 | COM | 15,618 | $3,301,262 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 89,056 | $3,278,841 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 152,300 | $3,082,552 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,005 | $3,033,064 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 18,959 | $2,854,424 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,870 | $2,795,486 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 4,257 | $2,695,465 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 78,770 | $2,645,231 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 19,945 | $2,556,661 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 112,998 | $2,513,721 | dollars as filed | |
| GEN RESTAURENT GROUP | 36870C104 | CMN | 213,315 | $2,482,987 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 368,095 | $2,313,592 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 4,346 | $2,237,075 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 9,218 | $2,121,632 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 188,500 | $2,079,155 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 19,460 | $2,066,995 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,043 | $1,928,123 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 3,620 | $1,872,640 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 22,633 | $1,837,598 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 4,641 | $1,830,913 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,018 | $1,672,209 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,576 | $1,615,265 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,318 | $1,612,717 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,160 | $1,559,145 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 16,913 | $1,551,818 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,370 | $1,466,249 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 14,500 | $1,339,945 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,486 | $1,327,007 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 225,771 | $1,309,473 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,735 | $1,287,099 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 8,871 | $1,286,418 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 6,061 | $1,231,208 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 83,177 | $1,228,297 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 5,874 | $1,209,946 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,850 | $1,159,195 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 7,435 | $1,151,121 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,000 | $1,151,101 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 4,292 | $1,138,765 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 15,604 | $1,134,274 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,250 | $1,122,850 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 6,707 | $1,065,869 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 62,620 | $1,024,729 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 3,493 | $999,209 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 70,525 | $980,382 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 3,700 | $978,752 | dollars as filed | |
| Linde plc | G54950103 | COM | 2,600 | $968,110 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 5,752 | $957,309 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 15,080 | $952,362 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 146,008 | $941,752 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 3,781 | $928,466 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 6,000 | $926,880 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 8,500 | $922,930 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 235 | $881,955 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,830 | $881,804 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 20,000 | $880,975 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,255 | $868,137 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,022 | $865,996 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 14,775 | $860,776 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 50,350 | $849,908 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 56,527 | $841,137 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,700 | $836,740 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 152,694 | $832,945 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,900 | $831,201 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 445,105 | $827,895 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,372 | $823,173 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,336 | $818,301 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,478 | $816,762 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 425,297 | $816,569 | dollars as filed | |
| General Electric Company | 369604301 | COM | 7,473 | $814,271 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,750 | $807,083 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,246 | $805,526 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 24,964 | $803,164 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 4,869 | $778,474 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,500 | $776,514 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 6,458 | $773,668 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 8,411 | $768,866 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 5,000 | $757,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 26,790 | $756,818 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,854 | $756,316 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 127,250 | $750,775 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,785 | $740,232 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 21,500 | $718,100 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 346,212 | $713,426 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,820 | $700,900 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,600 | $684,944 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 22,500 | $680,513 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,338 | $680,483 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 205,000 | $678,550 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 31,864 | $676,154 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,860 | $671,206 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 10,250 | $670,820 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 4,600 | $669,760 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,644 | $661,435 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,915 | $658,738 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,475 | $658,698 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 15,772 | $658,088 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,315 | $656,071 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 170,269 | $641,914 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,350 | $640,391 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 15,842 | $628,453 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,677 | $627,891 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,780 | $625,511 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,500 | $625,030 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,266 | $617,454 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,000 | $609,600 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 21,505 | $603,153 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,866 | $599,044 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,300 | $593,632 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,925 | $589,893 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 1,700 | $586,857 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,450 | $585,822 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 16,500 | $582,780 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 410,000 | $582,200 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,892 | $579,952 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,740 | $577,753 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 24,870 | $567,036 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 15,650 | $564,669 | dollars as filed | |
| Intel Corp | 458140100 | COM | 15,695 | $553,786 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 68,168 | $545,344 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 27,709 | $541,741 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,217 | $531,840 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 2,650 | $521,213 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,000 | $520,440 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 61,200 | $514,692 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 18,600 | $512,430 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,400 | $511,872 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 19,951 | $506,356 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,800 | $504,426 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,000 | $489,860 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 5,363 | $488,931 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,775 | $484,575 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,700 | $484,354 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,877 | $481,922 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 13,360 | $481,484 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,920 | $471,739 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 3,042 | $463,722 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,600 | $462,637 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 5,500 | $461,010 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,275 | $459,238 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 36,900 | $458,298 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,000 | $453,700 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 28,000 | $447,890 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 7,681 | $429,982 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,000 | $405,320 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,000 | $405,090 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,774 | $399,701 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 4,130 | $390,424 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,000 | $386,140 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 15,000 | $385,425 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 4,000 | $375,640 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 4,744 | $367,281 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,775 | $366,561 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,890 | $365,441 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 12,970 | $353,951 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11,349 | $353,047 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 30,680 | $347,911 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,920 | $347,155 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,000 | $345,939 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 102,490 | $343,342 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 5,494 | $342,475 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 11,800 | $341,256 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 5,400 | $340,416 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,949 | $339,926 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 55,000 | $328,900 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,000 | $328,806 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 237,400 | $322,864 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 9,240 | $306,583 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,218 | $298,940 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,100 | $298,566 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,000 | $295,820 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,400 | $295,494 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 5,000 | $286,550 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,183 | $284,617 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,000 | $283,740 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,815 | $283,386 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 21,875 | $283,281 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,375 | $279,194 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,823 | $277,004 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,020 | $275,292 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,375 | $270,779 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,606 | $270,461 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 7,000 | $266,035 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 136,204 | $265,598 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,000 | $263,800 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 9,603 | $262,931 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 57,000 | $258,780 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,500 | $255,615 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 11,200 | $255,136 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 13,421 | $254,999 | dollars as filed | |
| VGT | 92204A702 | SHS | 610 | $253,090 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,650 | $252,900 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 7,560 | $242,941 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,465 | $233,904 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,650 | $233,889 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 11,025 | $232,829 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 502 | $230,546 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,400 | $230,118 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,500 | $228,025 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 5,120 | $223,057 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 3,000 | $217,920 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,306 | $217,525 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,000 | $215,089 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 20,152 | $214,563 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 7,017 | $211,563 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 122,998 | $211,556 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,385 | $206,614 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 24,975 | $203,047 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,000 | $202,640 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,900 | $202,435 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,165 | $189,839 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,000 | $186,600 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 12,716 | $181,947 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 33,500 | $146,730 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,943 | $138,593 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 16,700 | $138,231 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,900 | $129,779 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 41,460 | $129,770 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,784 | $106,276 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 10,000 | $96,300 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 12,366 | $85,820 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 25,000 | $75,500 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 65,000 | $72,800 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,200 | $71,604 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 17,687 | $66,285 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 10,204 | $57,297 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,000 | $43,800 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 20,001 | $30,802 | dollars as filed | |
| BETTER HOME & FINANCE HOLDIN | 08774B102 | COM | 50,000 | $23,950 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 10,000 | $23,500 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,840 | $23,244 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 107,403 | $19,333 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 11,425 | $10,518 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 12,560 | $8,669 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003581 | superseded | 2023-10-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003719 | this filing | 2023-10-13 | acceptance time not in the bulk data set |