13F-HR filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-05, with 129 holding rows worth $297,125,283.
- Accession
- 0001085146-23-003581
- Filer
- CIK 1053994
- Filed
- 2023-10-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 129 entries on the cover page, a total value of $297,125,283 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,125,283 with VALUE read as dollars as filed, 13F file number 028-12760. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 248,068 | $88,875,323 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 543,893 | $58,272,696 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 669,189 | $15,324,439 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 553,576 | $15,151,401 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 1,100,690 | $12,371,756 | dollars as filed | |
| Apple Inc | 037833100 | COM | 61,200 | $10,478,052 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 218,896 | $8,893,801 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 1,179,750 | $7,196,475 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 503,277 | $5,193,819 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,970 | $4,934,850 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 2,150,903 | $4,344,824 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 6,776 | $3,639,593 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 152,300 | $3,082,552 | dollars as filed | |
| GEN RESTAURENT GROUP | 36870C104 | CMN | 213,315 | $2,482,987 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 188,500 | $2,079,155 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 89,250 | $1,984,920 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,808 | $1,857,416 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,234 | $1,841,748 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,160 | $1,559,145 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,641 | $1,465,454 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 14,500 | $1,339,945 | dollars as filed | |
| Linde plc | G54950103 | COM | 2,600 | $968,110 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 146,008 | $941,752 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 8,500 | $922,930 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 6,965 | $885,391 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 235 | $881,955 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 50,350 | $849,908 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 445,105 | $827,895 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,336 | $818,301 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,533 | $812,625 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,246 | $805,526 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 6,458 | $773,668 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 5,000 | $757,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 26,790 | $756,818 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 127,250 | $750,775 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 11,379 | $721,770 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,600 | $684,944 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 31,864 | $676,154 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 4,208 | $672,985 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,504 | $668,741 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,315 | $656,071 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 8,070 | $654,074 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 170,269 | $641,914 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 15,842 | $628,453 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,780 | $625,511 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,300 | $593,632 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 16,500 | $582,780 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 410,000 | $582,200 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,740 | $577,753 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,270 | $567,999 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 68,168 | $545,344 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,598 | $536,318 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,435 | $535,001 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,595 | $524,367 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,000 | $520,440 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 61,200 | $514,692 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,400 | $511,872 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 19,951 | $506,356 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,800 | $504,426 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,775 | $484,575 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 3,042 | $463,722 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 36,900 | $458,298 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 27,527 | $456,398 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,869 | $447,123 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 13,471 | $436,595 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,098 | $434,710 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 7,681 | $429,982 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 26,000 | $416,000 | dollars as filed | |
| SPY | 78462F103 | SHS | 951 | $406,534 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,000 | $405,320 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,326 | $398,078 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,000 | $386,140 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,537 | $379,407 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 854 | $349,251 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 30,680 | $347,911 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 102,490 | $343,342 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 797 | $342,256 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 11,800 | $341,256 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 5,400 | $340,416 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,949 | $339,926 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 55,000 | $328,900 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 237,400 | $322,864 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 9,240 | $306,583 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,218 | $298,940 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,100 | $298,566 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,000 | $295,820 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,400 | $295,494 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,815 | $283,386 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 21,875 | $283,281 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,052 | $281,209 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,375 | $279,194 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,375 | $270,779 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 136,204 | $265,598 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 8,002 | $265,426 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,000 | $263,800 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 9,603 | $262,931 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 57,000 | $258,780 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 17,226 | $258,734 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,500 | $255,615 | dollars as filed | |
| VGT | 92204A702 | SHS | 610 | $253,090 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,650 | $252,900 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 5,904 | $248,263 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,465 | $233,904 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,650 | $233,889 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 11,025 | $232,829 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,400 | $230,118 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,500 | $228,025 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 5,000 | $223,750 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 3,000 | $217,920 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,350 | $217,563 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,306 | $217,525 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,125 | $215,640 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,620 | $213,597 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 7,017 | $211,563 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,385 | $206,614 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,165 | $189,839 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,000 | $186,600 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 33,500 | $146,730 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,943 | $138,593 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 41,460 | $129,770 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,646 | $115,616 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 10,000 | $96,300 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 12,366 | $85,820 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 25,000 | $75,500 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 65,000 | $72,800 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,000 | $43,800 | dollars as filed | |
| BETTER HOME & FINANCE HOLDIN | 08774B102 | COM | 50,000 | $23,950 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 10,000 | $23,500 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 107,403 | $19,333 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003581 | this filing | 2023-10-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003719 | base | 2023-10-13 | acceptance time not in the bulk data set |