13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2022-09-30, filed 2023-09-21, with 1,610 holding rows worth $11,950,525,611.
- Accession
- 0001085146-23-003534
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, amendment of type restatement, 1,610 entries on the cover page, a total value of $11,950,525,611 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,525,611 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
- included managerJefferies International Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 84,000 | $62,049 | dollars as filed | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 10,000 | $60,900 | dollars as filed | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 200 | $57,908 | dollars as filed | put |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 60,000 | $57,302 | dollars as filed | principal |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 20,000 | $56,887 | dollars as filed | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 57,000 | $56,156 | dollars as filed | principal |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $56,092 | dollars as filed | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 51,000 | $54,570 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 10,981 | $54,356 | dollars as filed | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 55,000 | $53,836 | dollars as filed | principal |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 95,200 | $52,588 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 59,000 | $49,377 | dollars as filed | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $48,400 | dollars as filed | put |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $46,700 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $46,700 | dollars as filed | put |
| HUNT COMPANIES ACQUISITIO | G46482124 | *W EXP 99/99/999 | 1,025,000 | $46,125 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $37,808 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 49,000 | $36,965 | dollars as filed | principal |
| GETTY IMAGES HOLDINGS INC | 374275113 | *W EXP 07/22/202 | 1,024,430 | $35,855 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 2,466 | $34,277 | dollars as filed | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,000 | $33,880 | dollars as filed | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 39,000 | $32,058 | dollars as filed | principal |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 29,480 | $31,838 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 42,000 | $31,247 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 30,000 | $30,845 | dollars as filed | principal |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 47,370 | $30,554 | dollars as filed | |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 262,764 | $30,218 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 18,000 | $30,033 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 33,000 | $29,191 | dollars as filed | principal |
| EDGIO INC | 53261M104 | COM | 10,000 | $27,800 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 10,000 | $27,800 | dollars as filed | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 26,000 | $27,447 | dollars as filed | principal |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $26,833 | dollars as filed | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $26,400 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 25,000 | $25,538 | dollars as filed | principal |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 452,499 | $25,023 | dollars as filed | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $22,946 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 5,806 | $22,295 | dollars as filed | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 200,000 | $22,200 | dollars as filed | |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 200,000 | $20,020 | dollars as filed | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $18,460 | dollars as filed | principal |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 100,000 | $17,750 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,161 | $17,196 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 100,000 | $15,800 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 15,625 | $15,781 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,000 | $15,750 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 219,886 | $15,392 | dollars as filed | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 15,625 | $14,689 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 15,850 | $14,265 | dollars as filed | |
| CLENE INC | 185634102 | COM | 4,956 | $13,877 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 1,250 | $13,388 | dollars as filed | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 250,000 | $13,375 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 50 | $13,350 | dollars as filed | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 200,000 | $12,000 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 64,301 | $11,574 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 420 | $11,176 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 174 | $10,550 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 102,679 | $10,268 | dollars as filed | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 126,250 | $10,100 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 100,000 | $10,000 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 14,000 | $9,899 | dollars as filed | principal |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $8,951 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 88,582 | $8,858 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 100,000 | $7,990 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 48,024 | $7,684 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,500 | $6,825 | dollars as filed | put |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 39,270 | $6,586 | dollars as filed | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 545,318 | $5,453 | dollars as filed | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $5,190 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,010 | $4,747 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 42,151 | $4,637 | dollars as filed | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 20,000 | $4,600 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 807 | $4,309 | dollars as filed | |
| Heliogen Inc | 42329E113 | Warrant | 18,900 | $4,158 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 272 | $3,854 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 35,000 | $3,850 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 25,000 | $3,750 | dollars as filed | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $3,747 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 14,200 | $3,550 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,300 | $3,172 | dollars as filed | call |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 44,769 | $3,152 | dollars as filed | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 25,000 | $2,938 | dollars as filed | |
| SIERRA WIRELESS INC | 826516106 | COM | 90 | $2,740 | dollars as filed | |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 18,348 | $2,385 | dollars as filed | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $2,140 | dollars as filed | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 23,333 | $2,100 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 10,000 | $2,034 | dollars as filed | |
| MICROCLOUD HOLOGRAM INC | G55032125 | *W EXP 01/31/202 | 26,100 | $1,796 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 80 | $1,786 | dollars as filed | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $1,533 | dollars as filed | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 34,570 | $1,469 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 10,151 | $1,370 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 19,635 | $1,355 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 70 | $1,274 | dollars as filed | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $978 | dollars as filed | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $975 | dollars as filed | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 30,000 | $900 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 194,732 | $814 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SYSTEM1 INC | 87200P109 | COM | 110 | $692 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 98 | $668 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 10,000 | $500 | dollars as filed | |
| POWERED BRANDS | G7209M116 | WARR | 13,333 | $413 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 100 | $355 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 10 | $183 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 1,022,000 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 784,900 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 30,000 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 20,000 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
| LINDE PLC | G5494J103 | SHS | 55,500 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| NEWEGG COMMERCE INC | G6483G100 | COM | 58,000 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-004048 | superseded | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003534 | this filing | 2023-09-21 | acceptance time not in the bulk data set |