13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2022-09-30, filed 2023-09-21, with 1,610 holding rows worth $11,950,525,611.
- Accession
- 0001085146-23-003534
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, amendment of type restatement, 1,610 entries on the cover page, a total value of $11,950,525,611 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,950,525,611 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
- included managerJefferies International Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOCUSIGN INC COM | 256163106 | Stock | 10,435 | $557,959 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4,121 | $555,552 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 101,700 | $555,282 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 12,500 | $555,000 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 1,432 | $554,642 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 6,671 | $553,760 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 18,239 | $553,707 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 35,000 | $551,950 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 65,414 | $550,785 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,995 | $545,053 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 55,000 | $543,950 | dollars as filed | call |
| FORTIVE CORP COM | 34959J108 | Stock | 9,317 | $543,181 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 47,500 | $542,450 | dollars as filed | put |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 569,000 | $541,137 | dollars as filed | principal |
| TERADYNE INC COM | 880770102 | Stock | 7,199 | $541,005 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,989 | $538,156 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 10,600 | $534,240 | dollars as filed | call |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 429,000 | $531,960 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 658,000 | $531,125 | dollars as filed | principal |
| STATE STR CORP COM | 857477103 | Stock | 8,700 | $529,047 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 575,000 | $525,123 | dollars as filed | principal |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 67,654 | $524,995 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 15,953 | $524,215 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 47,742 | $522,775 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 12,821 | $517,719 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 50,000 | $516,000 | dollars as filed | put |
| GUESS INC COM | 401617105 | Stock | 35,000 | $513,450 | dollars as filed | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,808 | $512,030 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,244 | $511,611 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,053 | $510,725 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,510 | $509,580 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,400 | $509,208 | dollars as filed | |
| SCHD | 808524797 | COM | 7,546 | $501,281 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,400 | $498,724 | dollars as filed | |
| PONTEM CORPORATION | G71707106 | COM | 50,000 | $497,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 292,000 | $494,540 | dollars as filed | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 301,000 | $488,183 | dollars as filed | principal |
| TRICIDA INC | 89610F101 | COM | 46,500 | $487,320 | dollars as filed | put |
| LINDE PLC | G5494J103 | SHS | 1,800 | $485,262 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 50,000 | $484,000 | dollars as filed | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,538 | $480,066 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,970 | $477,351 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,405 | $477,177 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 8,309 | $470,123 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 100,000 | $467,000 | dollars as filed | call |
| KEYCORP COM | 493267108 | Stock | 29,027 | $465,009 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 27,793 | $464,421 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 65,482 | $464,267 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 18,801 | $464,197 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,800 | $463,942 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 30,205 | $463,349 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 33,459 | $462,738 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,085 | $462,565 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 5,050 | $462,468 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 65,970 | $462,450 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,609 | $462,184 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,780 | $459,597 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 25,000 | $458,375 | dollars as filed | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 5,188 | $457,478 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 27,775 | $457,454 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 16,953 | $456,714 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 12,988 | $455,359 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 35,000 | $455,350 | dollars as filed | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 14,000 | $454,860 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 35,816 | $451,998 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,500 | $451,625 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 6,000 | $449,820 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 16,000 | $449,760 | dollars as filed | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,000 | $448,950 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 40,000 | $448,000 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 40,000 | $448,000 | dollars as filed | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,859 | $447,205 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 6,640 | $447,204 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 14,046 | $445,258 | dollars as filed | |
| VROOM INC | 92918VAB5 | Convertible Debt | 1,435,000 | $444,850 | dollars as filed | principal |
| TRINITY CAP INC | 896442308 | COM | 35,350 | $442,935 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,900 | $442,666 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 20,000 | $441,600 | dollars as filed | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,958 | $435,635 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,003 | $434,084 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 37,859 | $432,350 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 12,146 | $431,912 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 21,502 | $431,760 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 12,545 | $430,921 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,500 | $430,800 | dollars as filed | call |
| KEMPER CORP COM | 488401100 | Stock | 10,399 | $429,062 | dollars as filed | |
| SITIO ROYALTIES CORP | 82982V119 | *W EXP 08/23/202 | 2,521,251 | $428,865 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 285 | $428,285 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,758 | $427,510 | dollars as filed | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 43,500 | $426,735 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 4,200 | $426,720 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 19,100 | $426,503 | dollars as filed | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 6,531 | $421,185 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,050 | $421,069 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 50,000 | $421,000 | dollars as filed | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 45,591 | $419,893 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 20,999 | $419,770 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,447 | $418,964 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 12,100 | $415,635 | dollars as filed | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,000 | $415,350 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $415,187 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 40,366 | $414,559 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 8,431 | $414,384 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 50,000 | $413,500 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 30,546 | $412,676 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 1,125 | $411,750 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,268 | $410,885 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 12,200 | $410,652 | dollars as filed | call |
| CVB FINL CORP COM | 126600105 | Stock | 16,205 | $410,311 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 55,000 | $409,750 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 19,664 | $409,601 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 3,600 | $408,276 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 22,400 | $407,680 | dollars as filed | put |
| QUANTA SVCS INC | 74762E102 | COM | 3,200 | $407,648 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G111 | *W EXP 08/03/202 | 2,138,430 | $406,302 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 4,900 | $404,936 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 57,500 | $400,775 | dollars as filed | put |
| POWERED BRANDS | G7209M108 | COM | 40,000 | $399,200 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 100 | $398,708 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 9,765 | $397,435 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 10,711 | $396,843 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $396,710 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 21,619 | $393,898 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,697 | $392,143 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 25,000 | $392,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 15,239 | $390,892 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 158,000 | $390,260 | dollars as filed | call |
| IMARA INC | 45249V107 | COM | 169,700 | $386,916 | dollars as filed | put |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 31,611 | $386,286 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 32,200 | $386,078 | dollars as filed | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 29,465 | $385,402 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 75,100 | $380,757 | dollars as filed | put |
| FOX CORP CL A COM | 35137L105 | Stock | 12,400 | $380,432 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,007 | $380,243 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,022 | $379,752 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 500,000 | $379,155 | dollars as filed | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,631 | $379,093 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 36,100 | $376,884 | dollars as filed | call |
| Veru Inc | 92536C103 | Common Stock | 32,700 | $376,704 | dollars as filed | put |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 38,000 | $375,820 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 537,000 | $374,341 | dollars as filed | principal |
| Visa Inc | 92826C839 | COM | 2,100 | $373,065 | dollars as filed | put |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,920 | $371,930 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 11,571 | $371,892 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,488 | $371,757 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 6,105 | $371,001 | dollars as filed | |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 451,000 | $370,585 | dollars as filed | principal |
| MITEK SYS INC | 606710200 | COM NEW | 40,369 | $369,780 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 15,000 | $365,850 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 48,006 | $365,806 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 470,000 | $365,743 | dollars as filed | principal |
| NISOURCE INC COM | 65473P105 | Stock | 14,517 | $365,684 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 14,409 | $365,268 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 69,670 | $363,677 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,977 | $363,083 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 7,500 | $362,475 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 9,250 | $362,230 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 16,200 | $361,746 | dollars as filed | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 48,268 | $360,562 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,500 | $360,035 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,484 | $359,157 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 12,173 | $359,103 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 22,500 | $359,100 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 24,743 | $359,020 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 21,248 | $358,666 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 7,300 | $358,065 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 16,716 | $356,552 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 6,677 | $355,483 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 10,341 | $355,316 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,140 | $355,225 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 35,565 | $352,094 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 38,294 | $350,773 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 38,290 | $350,736 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 19,510 | $350,009 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 904 | $349,206 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 28,636 | $348,500 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 12,060 | $344,072 | dollars as filed | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 35,000 | $344,050 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,642 | $342,667 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 7,335 | $342,471 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 10,000 | $340,600 | dollars as filed | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 21,250 | $340,425 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 65,250 | $338,647 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 2,638 | $338,112 | dollars as filed | |
| NOGIN INC | 65528N105 | COM | 250,000 | $337,500 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 40,000 | $336,800 | dollars as filed | call |
| FIRSTENERGY CORP | 337932107 | COM | 9,085 | $336,145 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 250,000 | $335,793 | dollars as filed | principal |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,730 | $333,574 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,811 | $333,435 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,247 | $333,432 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,578 | $333,324 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 25,000 | $333,000 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 50,000 | $331,500 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 3,530 | $331,185 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 400 | $331,112 | dollars as filed | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,300 | $330,349 | dollars as filed | put |
| KLA CORP | 482480100 | COM | 1,088 | $329,261 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 15,628 | $327,094 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 143,000 | $325,563 | dollars as filed | principal |
| PINTEREST INC CL A | 72352L106 | Stock | 13,893 | $323,707 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,968 | $321,853 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 15,347 | $321,673 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,000 | $320,900 | dollars as filed | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,727 | $319,058 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 6,630 | $317,246 | dollars as filed | |
| TRICIDA INC | 89610F101 | COM | 30,035 | $314,767 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 359,000 | $312,755 | dollars as filed | principal |
| NUTANIX INC CL A | 67059N108 | Stock | 15,000 | $312,450 | dollars as filed | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,034 | $311,806 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 5,392 | $310,849 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 31,203 | $309,534 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 132,115 | $309,149 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 60,810 | $308,307 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 44,276 | $308,161 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 21,850 | $308,085 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 10,473 | $308,011 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 311,000 | $305,372 | dollars as filed | principal |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,204 | $305,150 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,468 | $305,095 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 312,000 | $304,152 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,551 | $303,677 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,000 | $303,150 | dollars as filed | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 64,300 | $302,210 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 10,000 | $302,000 | dollars as filed | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,115 | $301,347 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 44,644 | $301,347 | dollars as filed | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 545,944 | $300,269 | dollars as filed | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 5,100 | $299,880 | dollars as filed | call |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 25,000 | $299,750 | dollars as filed | call |
| AVALARA INC | 05338GAB2 | NOTE 0.250% 8/0 | 307,000 | $297,152 | dollars as filed | principal |
| ITT INC COM | 45073V108 | Stock | 4,547 | $297,101 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 130,000 | $296,400 | dollars as filed | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 6,365 | $296,163 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 303,000 | $294,910 | dollars as filed | principal |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $294,591 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 72,500 | $294,350 | dollars as filed | put |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 267,435 | $294,178 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 8,617 | $293,409 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 3,403 | $292,658 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 12,050 | $292,454 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 26,013 | $290,565 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 11,790 | $290,034 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,630 | $288,722 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,019 | $287,921 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,000 | $287,500 | dollars as filed | call |
| TERADATA CORP DEL | 88076W103 | COM | 9,256 | $287,491 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 7,155 | $287,416 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,080 | $285,813 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 15,000 | $285,600 | dollars as filed | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,987 | $282,987 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 18,000 | $282,240 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,867 | $281,556 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 34,539 | $279,766 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $279,038 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 283,000 | $278,249 | dollars as filed | principal |
| ROBINHOOD MKTS INC | 770700102 | COM | 27,500 | $277,750 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 7,551 | $277,273 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,916 | $277,262 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,680 | $276,998 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,000 | $276,950 | dollars as filed | put |
| MASIMO CORP COM | 574795100 | Stock | 1,960 | $276,673 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 3,253 | $276,440 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 12,529 | $274,636 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,206 | $274,554 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,314 | $274,440 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 5,559 | $273,114 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,748 | $272,828 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 111,600 | $272,304 | dollars as filed | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 9,500 | $271,795 | dollars as filed | call |
| C3 AI INC | 12468P104 | CL A | 21,711 | $271,387 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 75,000 | $266,250 | dollars as filed | call |
| HEALTH CATALYST INC | 42225T107 | COM | 27,434 | $266,110 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 32,000 | $265,600 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,244 | $264,062 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,409 | $263,764 | dollars as filed | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 13,000 | $263,640 | dollars as filed | call |
| PACWEST BANCORP DEL | 695263103 | COM | 11,648 | $263,245 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 295,000 | $261,587 | dollars as filed | principal |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 22,053 | $261,328 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 51,500 | $261,105 | dollars as filed | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 35,000 | $260,750 | dollars as filed | put |
| VIMEO INC | 92719V100 | COMMON STOCK | 65,000 | $260,000 | dollars as filed | call |
| Cyber Security ETF | 26924G201 | Common | 5,987 | $259,656 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 287,000 | $259,377 | dollars as filed | principal |
| ASSURANT INC COM | 04621X108 | Stock | 1,782 | $258,871 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 7,906 | $257,973 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 21,335 | $256,873 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 47,200 | $256,768 | dollars as filed | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 47,200 | $256,768 | dollars as filed | call |
| BEST BUY INC COM | 086516101 | Stock | 4,035 | $255,577 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 13,621 | $255,530 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 11,928 | $254,663 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 3,205 | $254,507 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 2,974 | $253,236 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 25,000 | $252,500 | dollars as filed | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,789 | $252,234 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 18,491 | $251,847 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 22,000 | $248,160 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,750 | $247,895 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 4,351 | $247,441 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 8,576 | $244,588 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,554 | $243,987 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 60,000 | $243,600 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,250 | $243,360 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 30,000 | $243,000 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 14,722 | $242,766 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 36,345 | $241,694 | dollars as filed | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 268,000 | $240,529 | dollars as filed | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 8,129 | $239,972 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 93,700 | $239,872 | dollars as filed | call |
| TREX CO INC | 89531P105 | COM | 5,450 | $239,473 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,470 | $238,163 | dollars as filed | |
| IMARA INC | 45249V107 | COM | 104,298 | $237,799 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 5,676 | $236,689 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 16,060 | $236,243 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 10,278 | $235,572 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 11,553 | $235,566 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 22,500 | $234,900 | dollars as filed | put |
| COUSINSPPTYSINC | 222795502 | STOK | 10,000 | $233,500 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,511 | $233,446 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 40,000 | $233,200 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 3,915 | $232,551 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,691 | $232,201 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 2,257 | $231,072 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 29,468 | $230,145 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 6,021 | $228,611 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,761 | $227,534 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 7,587 | $226,927 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 7,090 | $225,887 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 9,330 | $224,760 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 13,588 | $224,338 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 12,500 | $224,125 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 2,840 | $223,877 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 9,135 | $221,981 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 81,893 | $221,930 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 26,962 | $221,358 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,522 | $220,195 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 1,243 | $218,445 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 8,183 | $217,586 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $217,559 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,032 | $217,515 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 3,650 | $217,138 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,972 | $215,016 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 10,561 | $214,389 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 41,579 | $214,132 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,364 | $213,590 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 8,944 | $213,225 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 6,894 | $212,956 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 3,087 | $212,941 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 218,000 | $212,252 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 243,000 | $211,875 | dollars as filed | principal |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,130 | $211,253 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 149,796 | $209,714 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,529 | $209,213 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 38,000 | $208,620 | dollars as filed | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 42,500 | $207,400 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,935 | $206,301 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,507 | $205,947 | dollars as filed | |
| FOUNDER SPAC | 78112j117 | WT | 1,581,250 | $205,879 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 6,014 | $204,837 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 281,000 | $204,798 | dollars as filed | principal |
| MR COOPER GROUP INC | 62482R107 | COM | 5,011 | $202,946 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 1,007 | $202,759 | dollars as filed | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 20,628 | $202,567 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,416 | $202,558 | dollars as filed | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 11,746 | $200,152 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25,000 | $199,500 | dollars as filed | call |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 200,000 | $198,246 | dollars as filed | principal |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 13,500 | $195,885 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 38,300 | $193,798 | dollars as filed | call |
| READY CAPITAL CORP | 75574U101 | COM | 19,057 | $193,238 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 50,000 | $192,000 | dollars as filed | call |
| American Tower Corporation | 03027X100 | COM | 884 | $189,795 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,022 | $189,192 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 225,000 | $188,784 | dollars as filed | principal |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 35,000 | $186,900 | dollars as filed | put |
| CION INVT CORP | 17259U204 | COM | 21,500 | $182,750 | dollars as filed | put |
| Viewra, Inc | 92672L107 | COM | 50,000 | $182,000 | dollars as filed | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,000 | $181,890 | dollars as filed | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 17,198 | $181,611 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 215,000 | $178,284 | dollars as filed | principal |
| NOV INC | 62955J103 | COM | 11,005 | $178,061 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 11,414 | $176,575 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 30,000 | $174,150 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 170,000 | $173,400 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 24,988 | $173,167 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 11,679 | $172,849 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 15,999 | $172,469 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 10,904 | $172,283 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,405 | $170,117 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 25,000 | $169,750 | dollars as filed | put |
| CHEGG INC | 163092109 | COM | 7,932 | $167,127 | dollars as filed | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 200,000 | $163,604 | dollars as filed | principal |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 10,000 | $163,300 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,000 | $162,450 | dollars as filed | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,995 | $160,942 | dollars as filed | |
| INFINERA CORP | 45667GAC7 | BOND | 175,000 | $160,823 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 121,000 | $160,782 | dollars as filed | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 65,601 | $160,066 | dollars as filed | |
| DURECT CORP | 266605104 | COM | 275,653 | $159,383 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 5,350 | $157,932 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 25,800 | $156,348 | dollars as filed | call |
| ON24 INC | 68339B104 | COM | 17,744 | $156,147 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 435,627 | $153,428 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 21,800 | $151,946 | dollars as filed | call |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 10,526 | $151,890 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 20,000 | $149,000 | dollars as filed | call |
| CION INVT CORP | 17259U204 | COM | 17,478 | $148,563 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,054 | $147,690 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 17,727 | $146,248 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 41,000 | $145,550 | dollars as filed | put |
| MARQETA INC | 57142B104 | CLASS A COM | 20,403 | $145,269 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 50,000 | $143,000 | dollars as filed | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,891 | $138,753 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 42,800 | $135,248 | dollars as filed | put |
| WEBER INC | 94770D102 | COM | 20,325 | $133,535 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 141,000 | $133,018 | dollars as filed | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 20,000 | $132,600 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 32,500 | $131,950 | dollars as filed | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,700 | $131,942 | dollars as filed | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 13,453 | $130,898 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 4,372 | $130,854 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 107,000 | $130,448 | dollars as filed | principal |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 35,744 | $128,678 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 17,627 | $127,619 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,133 | $127,475 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 25,900 | $126,392 | dollars as filed | put |
| 2U INC | 90214J101 | COM | 20,100 | $125,625 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,843 | $124,724 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 11,155 | $124,044 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 52,500 | $122,850 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 38,703 | $122,301 | dollars as filed | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 1,526,631 | $121,825 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 20,000 | $121,200 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 9,079 | $119,570 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 10,142 | $119,067 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 100,000 | $119,000 | dollars as filed | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 10,000 | $119,000 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 18,815 | $118,911 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,791 | $118,050 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,292 | $117,098 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 98,743 | $116,517 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 10,000 | $116,200 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 137,834 | $113,024 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 11,755 | $112,025 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 1,293,750 | $111,392 | dollars as filed | |
| 2U INC | 90214J101 | COM | 17,700 | $110,625 | dollars as filed | call |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 95,000 | $110,576 | dollars as filed | principal |
| WAITR HLDGS INC | 930752100 | COM | 753,501 | $110,011 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 27,500 | $110,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 27,500 | $110,000 | dollars as filed | put |
| 2U INC | 90214J101 | COM | 17,530 | $109,563 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 30,000 | $109,200 | dollars as filed | put |
| LEGALZOOM COM INC | 52466B103 | COM | 12,658 | $108,479 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 13,000 | $107,250 | dollars as filed | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 87,000 | $103,525 | dollars as filed | principal |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 13,401 | $101,848 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 10,316 | $100,272 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 2,900 | $99,615 | dollars as filed | call |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 90,000 | $98,054 | dollars as filed | principal |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 140,000 | $97,999 | dollars as filed | principal |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 135,000 | $96,395 | dollars as filed | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 93,000 | $96,173 | dollars as filed | principal |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 12,676 | $94,816 | dollars as filed | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 95,000 | $94,050 | dollars as filed | principal |
| BLEND LABS INC | 09352U108 | CL A | 42,515 | $93,958 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 32,700 | $93,522 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 100,000 | $93,472 | dollars as filed | principal |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $93,109 | dollars as filed | principal |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $92,568 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 86,440 | $91,626 | dollars as filed | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 100,000 | $91,499 | dollars as filed | principal |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 19,314 | $91,162 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 10,228 | $90,722 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 14,510 | $87,931 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 526 | $86,306 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 477,500 | $85,855 | dollars as filed | |
| BIOTE CORP | 090683111 | WTS | 249,442 | $85,209 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R111 | *W EXP 09/30/202 | 1,000,000 | $85,100 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 10,029 | $84,444 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 7,000 | $83,930 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 10,000 | $81,000 | dollars as filed | call |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 68,000 | $80,358 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 67,000 | $79,633 | dollars as filed | principal |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 2,791 | $78,567 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 64,000 | $76,409 | dollars as filed | principal |
| CAZOO GROUP LTD | G2007L105 | COM | 162,877 | $74,923 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,076 | $74,591 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 80,000 | $74,488 | dollars as filed | principal |
| VERADIGM INC | 01988PAF5 | BOND | 58,000 | $74,289 | dollars as filed | principal |
| RIOT PLATFORMS INC | 767292105 | COM | 10,000 | $70,100 | dollars as filed | call |
| CLENE INC | 185634102 | COM | 25,000 | $70,000 | dollars as filed | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,030 | $68,501 | dollars as filed | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 252,761 | $68,245 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,000 | $66,300 | dollars as filed | call |
| LYFT INC | 55087P104 | CL A COM | 5,000 | $65,850 | dollars as filed | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 6,246 | $65,208 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,982 | $63,805 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,081 | $63,649 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-004048 | superseded | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003534 | this filing | 2023-09-21 | acceptance time not in the bulk data set |