13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2022-03-31, filed 2023-09-21, with 1,506 holding rows worth $15,905,805,167.
- Accession
- 0001085146-23-003530
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, amendment of type restatement, 1,506 entries on the cover page, a total value of $15,905,805,167 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,905,805,167 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MITEK SYS INC | 606710200 | COM NEW | 43,469 | $637,690 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,930 | $637,344 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 29,480 | $636,473 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 15,265 | $628,155 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 10,100 | $626,200 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,210 | $615,225 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 16,216 | $614,587 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 6,250 | $607,250 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 7,394 | $605,716 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 150,000 | $604,500 | dollars as filed | |
| BRC INC | 05601U113 | *W EXP 02/09/202 | 135,000 | $603,450 | dollars as filed | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 60,415 | $599,921 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 50,400 | $598,752 | dollars as filed | call |
| SCHD | 808524797 | COM | 7,546 | $595,304 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,797 | $590,104 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $587,745 | dollars as filed | principal |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 10,641 | $586,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 77,100 | $575,166 | dollars as filed | put |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 200,000 | $574,000 | dollars as filed | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 58,100 | $572,285 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,165 | $571,757 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 15,000 | $567,150 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 7,500 | $565,950 | dollars as filed | call |
| ARCH RESOURCES INC | 03940R107 | CL A | 4,117 | $565,593 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 6,900 | $564,627 | dollars as filed | put |
| iShares Silver Trust | 46428Q109 | COM | 24,173 | $553,078 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,593 | $552,629 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 35,611 | $551,970 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 26,000 | $550,420 | dollars as filed | put |
| ZENDESK INC | 98936J101 | COM | 4,575 | $550,327 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 140,000 | $548,800 | dollars as filed | call |
| EVERI HLDGS INC | 30034T103 | COM | 26,000 | $546,000 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 15,285 | $545,369 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 16,000 | $544,960 | dollars as filed | put |
| DENISON MINES CORP | 248356107 | COM | 337,000 | $539,200 | dollars as filed | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 10,000 | $536,900 | dollars as filed | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,780 | $536,197 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 4,799 | $535,856 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 21,692 | $531,020 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,500 | $530,550 | dollars as filed | call |
| ACCOLADE INC | 00437E102 | COM | 30,191 | $530,154 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 6,800 | $527,272 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,760 | $521,325 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 10,092 | $520,142 | dollars as filed | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 5,100 | $518,313 | dollars as filed | call |
| COUPANG INC | 22266T109 | CL A | 29,300 | $518,024 | dollars as filed | put |
| LENNOX INTL INC COM | 526107107 | Stock | 2,000 | $515,720 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,000 | $514,100 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 95,266 | $513,484 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 5,000 | $509,350 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 17,500 | $507,150 | dollars as filed | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 23,239 | $506,610 | dollars as filed | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 398,000 | $503,696 | dollars as filed | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,097 | $495,492 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 520,000 | $494,881 | dollars as filed | principal |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 17,000 | $494,870 | dollars as filed | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 9,000 | $493,020 | dollars as filed | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 9,000 | $493,020 | dollars as filed | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 70,946 | $492,365 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,000 | $491,220 | dollars as filed | |
| PONTEM CORPORATION | G71707106 | COM | 50,000 | $490,500 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 15,200 | $484,728 | dollars as filed | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,734 | $482,745 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 3,884 | $482,704 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 2,224 | $481,785 | dollars as filed | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 13,898 | $481,427 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 7,500 | $479,175 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 6,900 | $478,446 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $477,426 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 400 | $475,792 | dollars as filed | put |
| S&P Global,Inc. | 78409V104 | COM | 1,156 | $474,168 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 87,700 | $472,703 | dollars as filed | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,800 | $472,500 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $472,129 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 3,750 | $468,413 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 3,500 | $466,130 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,100 | $465,717 | dollars as filed | put |
| DIEBOLD NXDF INC | 253651103 | COM | 69,100 | $465,043 | dollars as filed | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 62,100 | $463,266 | dollars as filed | call |
| BOYDGAMINGCORP | 103304101 | STOK | 7,000 | $460,460 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 117,077 | $458,942 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 677 | $457,625 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 45,860 | $455,105 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 6,200 | $448,446 | dollars as filed | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,487 | $447,803 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 37,500 | $445,500 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 3,900 | $444,561 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 5,165 | $437,423 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 62,700 | $435,138 | dollars as filed | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,000 | $434,150 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 7,500 | $433,650 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,902 | $432,134 | dollars as filed | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 23,800 | $431,970 | dollars as filed | put |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 43,500 | $431,081 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,000 | $429,260 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 35,000 | $428,400 | dollars as filed | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,100 | $427,915 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,403 | $427,445 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,000 | $426,500 | dollars as filed | call |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 500,000 | $424,183 | dollars as filed | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 20,000 | $421,000 | dollars as filed | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,920 | $420,806 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 380,000 | $419,618 | dollars as filed | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 423,000 | $417,518 | dollars as filed | principal |
| WPP PLC NEW ADR | 92937A102 | ADR | 6,245 | $408,798 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,952 | $406,937 | dollars as filed | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 500,000 | $399,885 | dollars as filed | principal |
| SCIPLAY CORPORATION | 809087109 | CL A | 30,725 | $396,967 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 13,592 | $395,663 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 6,500 | $393,770 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 6,500 | $393,770 | dollars as filed | call |
| POWERED BRANDS | G7209M108 | COM | 40,000 | $393,200 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 31,024 | $393,074 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $392,792 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,557 | $390,710 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 185,000 | $390,040 | dollars as filed | principal |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5,885 | $389,822 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 170,000 | $389,300 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 10,000 | $387,400 | dollars as filed | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 7,071 | $387,349 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,411 | $387,221 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,750 | $387,012 | dollars as filed | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 39,107 | $384,422 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 30,000 | $382,249 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 321 | $381,823 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 12,500 | $381,625 | dollars as filed | call |
| ENVIRI CORP | 415864107 | COM | 31,000 | $379,440 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 37,700 | $374,738 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 40,000 | $374,000 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 1,500 | $370,920 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $369,910 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 56,400 | $369,420 | dollars as filed | call |
| EQUINIX INC COM | 29444U700 | REIT | 498 | $369,327 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 21,729 | $366,351 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,522 | $364,687 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,800 | $363,942 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,598 | $361,200 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 12,894 | $359,485 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 50,000 | $358,000 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 20,868 | $352,877 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 5,986 | $351,488 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,000 | $350,790 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,311 | $348,030 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,812 | $346,326 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 8,350 | $345,606 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,806 | $345,026 | dollars as filed | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 35,000 | $341,950 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,876 | $341,751 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 86,440 | $338,845 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 25,000 | $337,500 | dollars as filed | call |
| ROKU INC COM CL A | 77543R102 | Stock | 2,691 | $337,102 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,250 | $336,510 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,602 | $335,459 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 12,428 | $335,432 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 2,017 | $332,422 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,670 | $332,060 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,300 | $331,833 | dollars as filed | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,000 | $331,450 | dollars as filed | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,741 | $328,344 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 10,000 | $327,800 | dollars as filed | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,063 | $325,957 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,869 | $325,150 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 21,700 | $324,415 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R111 | *W EXP 09/30/202 | 1,000,000 | $322,700 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,043 | $322,575 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 6,600 | $321,882 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,060 | $321,587 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,852 | $321,565 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 5,135 | $321,246 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 19,335 | $320,961 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,283 | $319,463 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,400 | $319,396 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 6,904 | $319,172 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 10,863 | $318,720 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,321 | $318,464 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 15,000 | $317,550 | dollars as filed | call |
| APTARGROUP INC COM | 038336103 | Stock | 2,686 | $315,605 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 6,709 | $315,524 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,725 | $313,220 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 6,644 | $310,541 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 9,056 | $308,991 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 13,900 | $307,885 | dollars as filed | put |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 28,226 | $305,970 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 31,203 | $305,165 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,750 | $304,010 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 809 | $303,043 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $302,648 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 22,300 | $301,273 | dollars as filed | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,097 | $300,761 | dollars as filed | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 25,000 | $296,750 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 5,804 | $296,004 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 12,000 | $295,320 | dollars as filed | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 25,900 | $294,483 | dollars as filed | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,383 | $290,566 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 14,572 | $288,380 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 7,318 | $283,499 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 290,000 | $282,960 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 266,000 | $281,841 | dollars as filed | principal |
| UNIQURE NV | N90064101 | SHS | 15,536 | $280,736 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 445 | $280,208 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 27,500 | $279,400 | dollars as filed | put |
| WAITR HLDGS INC | 930752100 | COM | 753,501 | $278,795 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 65,768 | $273,595 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 51,400 | $272,420 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 12,500 | $272,000 | dollars as filed | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 85,816 | $271,608 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 20,000 | $270,200 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 541 | $268,796 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 55,000 | $267,850 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,381 | $264,462 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,296 | $262,840 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 27,800 | $262,710 | dollars as filed | call |
| DOORDASH INC CL A | 25809K105 | Stock | 2,229 | $261,217 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 2,500 | $261,150 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,662 | $260,768 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 4,131 | $258,601 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 36,600 | $256,566 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,000 | $256,100 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,500 | $255,775 | dollars as filed | call |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 11,700 | $254,241 | dollars as filed | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,662 | $253,776 | dollars as filed | |
| 2U INC | 90214J101 | COM | 19,000 | $252,320 | dollars as filed | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 24,257 | $251,545 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 37,200 | $250,356 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 1,293,750 | $245,813 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 7,900 | $243,636 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 50,000 | $243,500 | dollars as filed | put |
| Berkshire Hathaway Inc | 084670702 | COM | 684 | $241,390 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,727 | $239,982 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,270 | $238,874 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 948 | $237,588 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,000 | $236,900 | dollars as filed | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 4,265 | $234,787 | dollars as filed | |
| HUNT COMPANIES ACQUISITIO | G46482124 | *W EXP 99/99/999 | 1,025,000 | $234,417 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 167,000 | $232,588 | dollars as filed | principal |
| ROBLOX CORP CL A | 771049103 | Stock | 5,000 | $231,200 | dollars as filed | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 301 | $230,015 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,307 | $228,877 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,350 | $227,751 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,991 | $227,525 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 50,000 | $227,000 | dollars as filed | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 25,000 | $225,000 | dollars as filed | put |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 275,000 | $224,673 | dollars as filed | principal |
| INSULET CORP COM | 45784P101 | Stock | 838 | $223,235 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 126,000 | $223,037 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 7,500 | $222,525 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 8,300 | $221,859 | dollars as filed | call |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 203,000 | $221,265 | dollars as filed | principal |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,633 | $221,040 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 498 | $219,817 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,511 | $219,461 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $217,605 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 2,665 | $217,038 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,205 | $215,184 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 329 | $214,357 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,316 | $213,804 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 21,000 | $213,360 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,800 | $211,248 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,508 | $210,803 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,464 | $209,699 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,094 | $205,846 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 3,183 | $204,667 | dollars as filed | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 227,000 | $203,165 | dollars as filed | principal |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,278 | $203,007 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 7,531 | $202,433 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 52,707 | $201,868 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 214,000 | $201,631 | dollars as filed | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 5,000 | $200,550 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 10,687 | $200,274 | dollars as filed | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $197,200 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 750 | $195,727 | dollars as filed | |
| WEBER INC | 94770D102 | COM | 19,865 | $195,273 | dollars as filed | |
| KBHOME | 48666K109 | COM | 6,000 | $194,280 | dollars as filed | put |
| FERROGLOBE PLC | G33856108 | SHS | 25,200 | $194,040 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $193,300 | dollars as filed | put |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $191,667 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 15,000 | $191,400 | dollars as filed | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 15,000 | $185,700 | dollars as filed | call |
| DROPBOX INC CL A | 26210C104 | Stock | 7,960 | $185,070 | dollars as filed | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 150,000 | $183,722 | dollars as filed | principal |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,750 | $182,577 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 9,437 | $182,417 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 6,800 | $181,764 | dollars as filed | put |
| Visa Inc | 92826C839 | COM | 813 | $180,299 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 155,457 | $178,776 | dollars as filed | |
| H I G ACQUISITION CORP | G44898107 | CMN | 18,000 | $177,300 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 52,000 | $172,473 | dollars as filed | principal |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 12,305 | $172,024 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 44,900 | $171,967 | dollars as filed | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,692 | $171,958 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 32,800 | $171,216 | dollars as filed | call |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,507 | $170,074 | dollars as filed | |
| CONYERS PARK III ACQSITN COR | 21289P102 | CLASS A COM | 17,101 | $166,735 | dollars as filed | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $166,307 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 200,000 | $166,000 | dollars as filed | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,000 | $162,900 | dollars as filed | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 10,000 | $162,600 | dollars as filed | call |
| SHELL PLC SPON ADS | 780259305 | ADR | 2,956 | $162,347 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 4,750 | $161,785 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,706 | $161,445 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 300,000 | $159,960 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 32,500 | $158,275 | dollars as filed | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 100,000 | $156,686 | dollars as filed | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 17,302 | $155,718 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 4,285 | $155,460 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 20,100 | $153,564 | dollars as filed | call |
| ENVESTNET INC | 29404KAB2 | BOND | 126,000 | $151,979 | dollars as filed | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 150,000 | $151,429 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 61,000 | $150,653 | dollars as filed | principal |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 2,780 | $149,258 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 4,500 | $148,950 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 7,000 | $148,190 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 7,050 | $148,050 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 353 | $147,409 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,500 | $147,355 | dollars as filed | call |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 132,000 | $146,711 | dollars as filed | principal |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 14,720 | $146,022 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 7,500 | $140,550 | dollars as filed | put |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 137,000 | $138,817 | dollars as filed | principal |
| ROBLOX CORP CL A | 771049103 | Stock | 3,000 | $138,720 | dollars as filed | call |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 138,000 | $138,345 | dollars as filed | principal |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 4,100 | $138,170 | dollars as filed | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 13,000 | $137,280 | dollars as filed | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 249,442 | $137,193 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,347 | $133,841 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 29,393 | $133,444 | dollars as filed | |
| 2U INC | 90214J101 | COM | 10,000 | $132,800 | dollars as filed | put |
| LIVANOVA PLC | G5509L101 | SHS | 1,600 | $130,928 | dollars as filed | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 511,969 | $130,910 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,000 | $123,800 | dollars as filed | put |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 110,000 | $120,230 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 75,000 | $119,076 | dollars as filed | principal |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 137,834 | $111,646 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 105,000 | $111,037 | dollars as filed | principal |
| STONECO LTD | G85158106 | COM CL A | 9,400 | $109,980 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 15,000 | $109,500 | dollars as filed | call |
| MULTIPLAN CORPORATION | 62548M100 | COM | 23,282 | $108,960 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 98,000 | $107,424 | dollars as filed | principal |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 30,000 | $106,800 | dollars as filed | call |
| LATCH ORD | 51818V106 | COMMON STOCK | 25,000 | $106,750 | dollars as filed | put |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $105,968 | dollars as filed | principal |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 145,938 | $104,595 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 15,898 | $101,429 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 677 | $100,792 | dollars as filed | |
| 2U INC | 90214J101 | COM | 7,500 | $99,600 | dollars as filed | call |
| SABRE GLBL INC | 78573NAE2 | BOND | 58,000 | $95,460 | dollars as filed | principal |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 250,000 | $95,000 | dollars as filed | |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 262,764 | $91,941 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 1,240 | $91,326 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,000 | $91,080 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 21,000 | $89,670 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,750 | $87,037 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 219,886 | $85,734 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 2,500 | $84,250 | dollars as filed | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 200,000 | $83,980 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 1,051 | $83,502 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 88,582 | $83,267 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 83,000 | $79,923 | dollars as filed | principal |
| EDGIO INC | 53261M104 | COM | 15,000 | $78,300 | dollars as filed | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 46,000 | $76,124 | dollars as filed | principal |
| KOPIN CORP | 500600101 | COMMON STOCK | 30,000 | $75,900 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 30,000 | $75,900 | dollars as filed | put |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 450,000 | $74,925 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $74,864 | dollars as filed | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,900 | $74,500 | dollars as filed | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,000 | $73,700 | dollars as filed | call |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 10,000 | $73,000 | dollars as filed | put |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 10,000 | $72,700 | dollars as filed | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 10,000 | $71,600 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 9,828 | $71,450 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 15,850 | $70,532 | dollars as filed | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 70,000 | $70,229 | dollars as filed | principal |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 200,100 | $69,935 | dollars as filed | |
| ENDO INTL PLC | G30401106 | SHS | 30,000 | $69,300 | dollars as filed | put |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 71,000 | $68,989 | dollars as filed | principal |
| NORTONLIFELOCK INC | 668771AB4 | NOTE 2.000% 8/1 | 50,000 | $65,875 | dollars as filed | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,000 | $65,500 | dollars as filed | put |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 200,000 | $64,500 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 5,000 | $63,800 | dollars as filed | put |
| NEWEGG COMMERCE INC | G6483G100 | COM | 10,000 | $63,200 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 21,328 | $62,704 | dollars as filed | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $62,602 | dollars as filed | |
| VNET GROUP INC | 90138VAB3 | NOTE 2/0 | 75,000 | $61,158 | dollars as filed | principal |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,000 | $60,710 | dollars as filed | call |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 52,000 | $59,941 | dollars as filed | principal |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $59,776 | dollars as filed | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $58,828 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10,000 | $58,300 | dollars as filed | |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $58,126 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 41,000 | $57,097 | dollars as filed | principal |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 200,000 | $56,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,000 | $54,300 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,000 | $54,300 | dollars as filed | call |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 7,500 | $54,150 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 7,500 | $54,150 | dollars as filed | put |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 100,000 | $53,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 64,000 | $52,749 | dollars as filed | principal |
| SPHERE 3D CORP NEW | 84841L308 | COM | 25,000 | $52,500 | dollars as filed | call |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 129,251 | $52,334 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 10,000 | $52,200 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 500 | $51,490 | dollars as filed | put |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 7,000 | $51,100 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,100 | $50,500 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $50,002 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 38,000 | $49,758 | dollars as filed | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 26,000 | $49,712 | dollars as filed | principal |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 100,000 | $49,010 | dollars as filed | |
| QUOTIENT LTD | G73268107 | SHS | 40,200 | $48,240 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577102 | COM | 2,150 | $47,020 | dollars as filed | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 253,257 | $46,853 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 39,000 | $45,263 | dollars as filed | principal |
| IVERIC BIO INC | 46583P102 | COM | 2,671 | $44,953 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 25,000 | $44,750 | dollars as filed | call |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 25,000 | $44,245 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 26,000 | $42,075 | dollars as filed | principal |
| CONX Corp | 212873111 | Warrant | 100,000 | $42,000 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 39,000 | $41,660 | dollars as filed | principal |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 64,301 | $39,867 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 757 | $38,463 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 44,000 | $37,917 | dollars as filed | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5,000 | $37,300 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 25,000 | $36,750 | dollars as filed | call |
| THE REALREAL INC | 88339P101 | COM | 5,000 | $36,300 | dollars as filed | put |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 100,000 | $35,000 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 36,600 | $33,130 | dollars as filed | call |
| REGIS CORP | 758932107 | COM | 15,625 | $33,125 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 4,400 | $31,944 | dollars as filed | call |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 10,000 | $31,149 | dollars as filed | principal |
| VISTRA CORP | 92840M128 | COM | 166,260 | $29,910 | dollars as filed | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $28,598 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 12,000 | $28,080 | dollars as filed | principal |
| AVALARA INC | 05338G106 | COM | 282 | $28,062 | dollars as filed | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $27,263 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,775 | $27,067 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W117 | *W EXP 02/11/202 | 10,000 | $27,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 816 | $26,357 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 353 | $25,974 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 3,538 | $25,686 | dollars as filed | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $25,447 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 200 | $24,982 | dollars as filed | put |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 42,151 | $24,448 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 39,270 | $23,354 | dollars as filed | |
| Heliogen Inc | 42329E113 | Warrant | 18,900 | $23,247 | dollars as filed | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 45,278 | $23,092 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 25,000 | $22,000 | dollars as filed | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 126,250 | $21,462 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 35,000 | $21,235 | dollars as filed | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 15,625 | $20,469 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 300 | $20,316 | dollars as filed | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 34,570 | $15,553 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 14,200 | $15,052 | dollars as filed | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 44,769 | $13,905 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 14,000 | $13,125 | dollars as filed | principal |
| IONQ INC COM | 46222L108 | Stock | 1,000 | $12,760 | dollars as filed | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 14,000 | $12,428 | dollars as filed | principal |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 10,441 | $12,320 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 14,000 | $12,271 | dollars as filed | principal |
| PERFICIENT INC | 71375U101 | COM | 111 | $12,220 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 14,000 | $12,172 | dollars as filed | principal |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $11,120 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 476 | $10,662 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 16,000 | $10,640 | dollars as filed | principal |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $10,444 | dollars as filed | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 300 | $10,392 | dollars as filed | call |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,400 | $10,319 | dollars as filed | put |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,375 | $10,297 | dollars as filed | |
| Uxin Ltd | 91818X108 | ADS | 10,000 | $10,200 | dollars as filed | |
| Uxin Ltd | 91818X108 | ADS | 10,000 | $10,200 | dollars as filed | put |
| VIATRIS INC COM | 92556V106 | Stock | 893 | $9,716 | dollars as filed | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 30,000 | $9,300 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 10,077 | $8,868 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 20,000 | $8,324 | dollars as filed | call |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 23,333 | $7,700 | dollars as filed | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 419 | $7,605 | dollars as filed | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 20,000 | $7,600 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,500 | $7,500 | dollars as filed | call |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $7,347 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 200 | $6,920 | dollars as filed | |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 18,348 | $6,789 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 10,000 | $6,580 | dollars as filed | |
| KBHOME | 48666K109 | COM | 200 | $6,476 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 10,151 | $6,091 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 19,635 | $5,692 | dollars as filed | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $5,416 | dollars as filed | |
| Uxin Ltd | 91818X108 | ADS | 5,000 | $5,100 | dollars as filed | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 200 | $4,936 | dollars as filed | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 500 | $4,935 | dollars as filed | call |
| POWERED BRANDS | G7209M116 | WARR | 13,333 | $4,533 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 10,000 | $4,299 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 100 | $2,684 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 50 | $2,297 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 100 | $737 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 100 | $576 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15,000 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 41,600 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 42,400 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 42,000 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
| INMODE LTD SHS | M5425M103 | Stock | 53,800 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| STONECO LTD | G85158106 | COM CL A | 13,300 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 5,000 | $0 | dollars as filed | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-002167 | superseded | 2022-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003530 | this filing | 2023-09-21 | acceptance time not in the bulk data set |