13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2022-03-31, filed 2023-09-21, with 1,506 holding rows worth $15,905,805,167.
- Accession
- 0001085146-23-003530
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, amendment of type restatement, 1,506 entries on the cover page, a total value of $15,905,805,167 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,905,805,167 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Qualcomm Incorporated | 747525103 | COM | 23,500 | $3,591,270 | dollars as filed | call |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 49,700 | $3,545,598 | dollars as filed | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 153,600 | $3,509,760 | dollars as filed | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 70,703 | $3,484,951 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 187,300 | $3,474,415 | dollars as filed | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 71,405 | $3,470,997 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 30,532 | $3,383,251 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 360,200 | $3,382,278 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 510,000 | $3,376,200 | dollars as filed | put |
| UNIQURE NV | N90064101 | SHS | 186,300 | $3,366,441 | dollars as filed | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 300,000 | $3,357,000 | dollars as filed | call |
| APTIV PLC | G6095L109 | SHS | 27,888 | $3,338,472 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 50,000 | $3,325,000 | dollars as filed | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 119,018 | $3,322,983 | dollars as filed | call |
| Lockheed Martin Corporation | 539830109 | COM | 7,500 | $3,310,500 | dollars as filed | put |
| Raytheon Technologies Corporation | 75513E101 | COM | 33,300 | $3,299,031 | dollars as filed | call |
| GENERAC HLDGS INC | 368736104 | COM | 11,084 | $3,294,830 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 150,000 | $3,282,000 | dollars as filed | |
| COHERENT INC | 192479103 | COM | 12,000 | $3,280,320 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 200,000 | $3,246,000 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 19,788 | $3,231,183 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 38,100 | $3,212,211 | dollars as filed | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 35,655 | $3,209,307 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 147,500 | $3,208,125 | dollars as filed | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 100,000 | $3,201,000 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 19,600 | $3,200,484 | dollars as filed | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 125,000 | $3,197,500 | dollars as filed | put |
| CONMED CORP COM | 207410101 | Stock | 21,507 | $3,194,865 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 26,900 | $3,188,457 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 326,000 | $3,178,500 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 60,537 | $3,169,113 | dollars as filed | |
| Southern Company | 842587107 | COM | 43,645 | $3,164,699 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 94,443 | $3,146,841 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 28,379 | $3,128,785 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 679,900 | $3,107,143 | dollars as filed | put |
| WATERS CORP COM | 941848103 | Stock | 10,000 | $3,103,900 | dollars as filed | call |
| Coca-Cola Company | 191216100 | COM | 50,000 | $3,100,000 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 40,000 | $3,084,000 | dollars as filed | call |
| FERROGLOBE PLC | G33856108 | SHS | 400,000 | $3,080,000 | dollars as filed | put |
| ILLUMINA INC | 452327109 | COM | 8,795 | $3,072,973 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 14,470 | $3,070,823 | dollars as filed | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,810,000 | $3,049,340 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 4,227,000 | $3,047,806 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 3,346,000 | $3,005,911 | dollars as filed | principal |
| AVANTOR INC COM | 05352A100 | Stock | 88,800 | $3,003,216 | dollars as filed | call |
| AVANTOR INC COM | 05352A100 | Stock | 88,750 | $3,001,525 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 150,000 | $2,998,500 | dollars as filed | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 68,322 | $2,988,404 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 45,000 | $2,985,300 | dollars as filed | put |
| Honeywell Technologies | 438516106 | COM | 15,341 | $2,985,052 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 5,927 | $2,980,570 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,150 | $2,965,627 | dollars as filed | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 2,275,000 | $2,964,605 | dollars as filed | principal |
| TWITTER INC | 90184L102 | COM | 76,498 | $2,959,708 | dollars as filed | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 297,280 | $2,954,963 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 11,760 | $2,954,348 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 141,000 | $2,941,260 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 2,922,000 | $2,928,537 | dollars as filed | principal |
| AXONICS INC | 05465P101 | COM | 46,500 | $2,910,900 | dollars as filed | put |
| GUESS INC COM | 401617105 | Stock | 132,500 | $2,895,125 | dollars as filed | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 20,186 | $2,883,974 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 981,000 | $2,866,856 | dollars as filed | principal |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 166,142 | $2,865,950 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 12,847 | $2,853,705 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 29,500 | $2,836,130 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 75,000 | $2,835,750 | dollars as filed | put |
| IAA INC | 449253103 | COM | 74,017 | $2,831,150 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 3,133,000 | $2,829,184 | dollars as filed | principal |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 75,600 | $2,826,684 | dollars as filed | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 39,000 | $2,818,530 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 75,572 | $2,807,500 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 91,926 | $2,806,501 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,500 | $2,779,500 | dollars as filed | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 176,700 | $2,770,656 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,174 | $2,770,584 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 25,000 | $2,769,500 | dollars as filed | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 8,587 | $2,768,191 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 62,500 | $2,768,125 | dollars as filed | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 17,500 | $2,759,750 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 9,708 | $2,754,742 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 74,000 | $2,748,360 | dollars as filed | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 80,200 | $2,731,612 | dollars as filed | call |
| WORKDAY INC CL A | 98138H101 | Stock | 11,400 | $2,729,844 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 35,200 | $2,723,072 | dollars as filed | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 37,250 | $2,720,367 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 16,390 | $2,707,300 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 37,246 | $2,706,667 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 61,570 | $2,706,094 | dollars as filed | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 278,667 | $2,705,857 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 8,000 | $2,699,280 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 181,500 | $2,686,200 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 60,000 | $2,686,200 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 14,613 | $2,684,408 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 18,000 | $2,678,040 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 75,000 | $2,676,750 | dollars as filed | call |
| MP MATERIALS CORP | 553368101 | COM CL A | 46,600 | $2,672,044 | dollars as filed | call |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 2,093,000 | $2,654,846 | dollars as filed | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 39,789 | $2,639,602 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 80,921 | $2,638,025 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,970 | $2,610,250 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,900 | $2,604,927 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 450,000 | $2,592,000 | dollars as filed | call |
| SmileDirectClub Inc | 83192H106 | COM | 1,000,000 | $2,590,000 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 50,000 | $2,588,500 | dollars as filed | call |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 16,900 | $2,580,630 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 34,200 | $2,576,970 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 2,639,000 | $2,567,194 | dollars as filed | principal |
| Eaton Corp. Plc | G29183103 | COM | 16,900 | $2,564,744 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 15,000 | $2,558,400 | dollars as filed | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 29,100 | $2,556,144 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 23,057 | $2,554,254 | dollars as filed | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 254,000 | $2,547,620 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 10,124 | $2,515,511 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 24,000 | $2,507,040 | dollars as filed | put |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 119,556 | $2,507,025 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 95,772 | $2,495,819 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 5,154 | $2,478,250 | dollars as filed | |
| ZENDESK INC | 98936J101 | COM | 20,600 | $2,477,974 | dollars as filed | call |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 250,000 | $2,475,000 | dollars as filed | |
| G SQUARED ASCEND II INC | G42041106 | COM CL A | 251,625 | $2,470,957 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 31,000 | $2,462,950 | dollars as filed | put |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 250,000 | $2,447,500 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 154,137 | $2,398,372 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 30,000 | $2,392,200 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,205 | $2,376,108 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 2,630,000 | $2,371,042 | dollars as filed | principal |
| ATOTECH LTD | G0625A105 | COM | 108,000 | $2,370,600 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 53,524 | $2,370,577 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 140,000 | $2,367,400 | dollars as filed | call |
| BRUNSWICK CORP | 117043109 | COM | 29,144 | $2,357,458 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 294,649 | $2,357,192 | dollars as filed | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L106 | CMN | 241,000 | $2,349,750 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 30,000 | $2,343,600 | dollars as filed | call |
| CALLAWAY GOLF CO | 131193104 | COM | 100,000 | $2,342,000 | dollars as filed | call |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 235,018 | $2,338,429 | dollars as filed | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 116,821 | $2,335,252 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 22,174 | $2,332,927 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 21,000 | $2,328,900 | dollars as filed | put |
| CATALENT INC USD 0.01 | 148806102 | COM | 20,930 | $2,321,137 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 207,327 | $2,319,989 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 11,485 | $2,317,443 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 100,000 | $2,312,000 | dollars as filed | put |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 235,828 | $2,294,606 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 340,900 | $2,294,257 | dollars as filed | put |
| DPCM CAP INC | 23344P101 | CMN | 231,422 | $2,288,764 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 50,000 | $2,286,500 | dollars as filed | call |
| APA CORPORATION COM | 03743Q108 | Stock | 55,100 | $2,277,283 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 20,000 | $2,277,200 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 36,704 | $2,275,281 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 46,878 | $2,271,707 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 40,000 | $2,269,600 | dollars as filed | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 227,606 | $2,253,299 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 7,250 | $2,250,328 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 43,469 | $2,243,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 43,150 | $2,233,876 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 22,500 | $2,232,225 | dollars as filed | put |
| ROSS STORES INC COM | 778296103 | Stock | 24,570 | $2,222,602 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 50,000 | $2,214,500 | dollars as filed | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 115,500 | $2,196,810 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 44,300 | $2,195,508 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,000 | $2,192,800 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,000 | $2,190,900 | dollars as filed | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 21,100 | $2,169,502 | dollars as filed | put |
| ZENDESK INC | 98936J101 | COM | 18,000 | $2,165,220 | dollars as filed | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 100,000 | $2,129,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 800,000 | $2,128,000 | dollars as filed | put |
| ROBLOX CORP CL A | 771049103 | Stock | 46,000 | $2,127,040 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 11,495 | $2,120,253 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,079,000 | $2,119,806 | dollars as filed | principal |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 126,376 | $2,102,897 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 28,500 | $2,097,030 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 25,400 | $2,088,388 | dollars as filed | call |
| MP MATERIALS CORP | 553368101 | COM CL A | 36,400 | $2,087,176 | dollars as filed | put |
| ECOLAB INC COM | 278865100 | Stock | 11,813 | $2,085,703 | dollars as filed | |
| American Express Company | 025816109 | COM | 11,098 | $2,075,326 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 59,900 | $2,072,540 | dollars as filed | call |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 251,240 | $2,065,193 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,000 | $2,064,750 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 18,853 | $2,051,206 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,000 | $2,044,800 | dollars as filed | call |
| PENUMBRA INC COM | 70975L107 | Stock | 9,200 | $2,043,596 | dollars as filed | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 50,000 | $2,039,000 | dollars as filed | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,906 | $2,037,215 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 2,366,000 | $2,022,299 | dollars as filed | principal |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 70,500 | $2,013,480 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 54,500 | $2,011,595 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 51,000 | $2,009,400 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 87,059 | $2,009,322 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 62,228 | $2,004,364 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 25,000 | $1,997,750 | dollars as filed | put |
| SPLUNK INC | 848637AD6 | BOND | 1,649,000 | $1,982,593 | dollars as filed | principal |
| PIVOTAL HOLDINGS CORP | G7315C101 | CL A SHS | 200,000 | $1,976,000 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 200,000 | $1,964,000 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 90,100 | $1,959,675 | dollars as filed | |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 200,000 | $1,956,000 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,000,000 | $1,951,438 | dollars as filed | principal |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 18,174 | $1,946,418 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 14,568 | $1,941,623 | dollars as filed | |
| TWITTER INC | 90184L102 | COM | 50,000 | $1,934,500 | dollars as filed | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 63,050 | $1,931,852 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 32,448 | $1,929,034 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 11,613 | $1,922,300 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 90,000 | $1,916,100 | dollars as filed | put |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 33,000 | $1,909,050 | dollars as filed | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 35,802 | $1,907,889 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 53,768 | $1,885,644 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 85,000 | $1,882,750 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 192,400 | $1,881,672 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 65,252 | $1,866,860 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 700,000 | $1,862,000 | dollars as filed | call |
| MATADOR RES CO COM | 576485205 | Stock | 35,000 | $1,854,300 | dollars as filed | call |
| CMC MATERIALS INC | 12571T100 | COM | 10,000 | $1,854,000 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 22,500 | $1,840,275 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 42,271 | $1,837,942 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 5,900 | $1,831,301 | dollars as filed | put |
| NATERA INC COM | 632307104 | Stock | 45,000 | $1,830,600 | dollars as filed | call |
| Johnson & Johnson | 478160104 | COM | 10,327 | $1,830,254 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 400,000 | $1,828,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 83,200 | $1,825,408 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,000 | $1,825,000 | dollars as filed | call |
| MAC COPPER LIMITED ORD SHS | G60405100 | Stock | 180,145 | $1,794,244 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 47,900 | $1,790,981 | dollars as filed | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 36,000 | $1,790,640 | dollars as filed | call |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,497,000 | $1,783,852 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 1,976,000 | $1,781,374 | dollars as filed | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 386,100 | $1,764,477 | dollars as filed | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 11,000 | $1,761,650 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,731 | $1,759,112 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 52,840 | $1,748,476 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 29,500 | $1,744,335 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 36,252 | $1,741,168 | dollars as filed | |
| CAZOO GROUP LTD | G2007L105 | COM | 622,876 | $1,719,138 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 7,210 | $1,703,094 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 74,445 | $1,701,068 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 125,000 | $1,688,750 | dollars as filed | put |
| DYNATRACE INC COM NEW | 268150109 | Stock | 35,774 | $1,684,955 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 292,500 | $1,673,100 | dollars as filed | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 25,000 | $1,672,000 | dollars as filed | |
| PERFICIENT INC | 71375U101 | COM | 15,000 | $1,651,350 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 32,833 | $1,650,515 | dollars as filed | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 168,008 | $1,649,839 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 22,400 | $1,649,760 | dollars as filed | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 50,000 | $1,639,000 | dollars as filed | call |
| ZSCALERINC | 98980G102 | STOK | 6,792 | $1,638,774 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 75,000 | $1,638,750 | dollars as filed | put |
| HALLIBURTON CO COM | 406216101 | Stock | 43,250 | $1,637,878 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 1,872,000 | $1,637,857 | dollars as filed | principal |
| SUNRUN INC | 86771W105 | COM | 53,627 | $1,628,652 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 12,000 | $1,627,200 | dollars as filed | put |
| AMETEK INC COM | 031100100 | Stock | 12,200 | $1,624,796 | dollars as filed | call |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 48,080 | $1,624,142 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 165,872 | $1,623,887 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 60,000 | $1,619,400 | dollars as filed | put |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 164,032 | $1,615,715 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23,700 | $1,604,964 | dollars as filed | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 42,600 | $1,592,814 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 221,940 | $1,591,310 | dollars as filed | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 6,003 | $1,582,751 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 19,231 | $1,582,519 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 11,300 | $1,570,474 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 7,326 | $1,570,329 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 23,261 | $1,567,559 | dollars as filed | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 325,000 | $1,560,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 37,500 | $1,552,125 | dollars as filed | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 19,300 | $1,546,123 | dollars as filed | call |
| CHART INDS INC | 16115Q308 | COM | 9,000 | $1,545,930 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 21,944 | $1,542,224 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 2,000,000 | $1,539,998 | dollars as filed | principal |
| Adobe Inc | 00724F101 | COM | 3,376 | $1,538,173 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 67,200 | $1,537,536 | dollars as filed | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 21,000 | $1,526,070 | dollars as filed | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 102,699 | $1,524,053 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 18,600 | $1,522,038 | dollars as filed | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 69,177 | $1,517,743 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 37,250 | $1,515,330 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,295,000 | $1,511,653 | dollars as filed | principal |
| AUTOLIV INC | 052800109 | COM | 19,750 | $1,509,690 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 20,510 | $1,501,742 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 114,300 | $1,499,616 | dollars as filed | call |
| PepsiCo,Inc. | 713448108 | COM | 8,950 | $1,498,051 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 332,100 | $1,497,771 | dollars as filed | call |
| JETBLUE AWYS CORP | 477143101 | COM | 100,000 | $1,495,000 | dollars as filed | call |
| AVALARA INC | 05338G106 | COM | 15,000 | $1,492,650 | dollars as filed | put |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 150,000 | $1,492,500 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 1,176,000 | $1,490,755 | dollars as filed | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 14,900 | $1,490,298 | dollars as filed | put |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 140,000 | $1,477,000 | dollars as filed | |
| STEM INC | 85859N102 | COM | 133,948 | $1,474,768 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 212,500 | $1,474,750 | dollars as filed | put |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 150,000 | $1,467,000 | dollars as filed | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 1,500,000 | $1,458,750 | dollars as filed | principal |
| ALCON AG ORD SHS | H01301128 | Stock | 18,383 | $1,458,323 | dollars as filed | |
| 8X8 INC NEW | 282914AB6 | BOND | 1,550,000 | $1,449,826 | dollars as filed | principal |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 736 | $1,444,868 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 26,750 | $1,440,487 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 78,092 | $1,413,467 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 35,000 | $1,403,850 | dollars as filed | put |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 6,111 | $1,400,213 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 787,000 | $1,398,541 | dollars as filed | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 21,200 | $1,394,536 | dollars as filed | call |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 141,028 | $1,393,357 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 11,657 | $1,391,729 | dollars as filed | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 142,310 | $1,388,946 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 2,455 | $1,382,730 | dollars as filed | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 1,775,000 | $1,375,254 | dollars as filed | principal |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 36,300 | $1,372,503 | dollars as filed | call |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 140,000 | $1,372,000 | dollars as filed | |
| Deere & Company | 244199105 | COM | 3,300 | $1,371,018 | dollars as filed | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 140,057 | $1,369,757 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 9,628 | $1,365,250 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 64,800 | $1,357,560 | dollars as filed | put |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 24,000 | $1,354,560 | dollars as filed | call |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 15,040 | $1,352,096 | dollars as filed | |
| FTAI AVIATION LTD | 34960P101 | COM | 51,900 | $1,336,425 | dollars as filed | call |
| RINGCENTRAL INC | 76680R206 | CL A | 11,389 | $1,334,904 | dollars as filed | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 133,720 | $1,330,514 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 75,351 | $1,329,191 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,382 | $1,316,328 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 26,700 | $1,316,043 | dollars as filed | put |
| KELLANOVA | 487836108 | COM | 20,242 | $1,305,407 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,242,000 | $1,304,664 | dollars as filed | principal |
| Pfizer Inc. | 717081103 | COM | 25,200 | $1,304,604 | dollars as filed | put |
| EQRX INC | 26886C107 | COM | 315,000 | $1,300,950 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 172,355 | $1,296,110 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 7,403 | $1,291,527 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 7,400 | $1,291,004 | dollars as filed | put |
| WYNN RESORTS LTD | 983134107 | COM | 16,133 | $1,286,445 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 300,000 | $1,281,000 | dollars as filed | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 67,702 | $1,280,245 | dollars as filed | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 12,364 | $1,280,042 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 177,549 | $1,278,353 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 22,000 | $1,274,680 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 15,900 | $1,262,778 | dollars as filed | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 12,500 | $1,261,250 | dollars as filed | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 12,500 | $1,261,250 | dollars as filed | call |
| KELLANOVA | 487836108 | COM | 19,500 | $1,257,555 | dollars as filed | call |
| ZYNGA INC. | 98986T108 | CL A | 134,951 | $1,246,948 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 50,000 | $1,229,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 14,505 | $1,222,917 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 1,230,000 | $1,213,946 | dollars as filed | principal |
| TJX Companies Inc | 872540109 | COM | 20,000 | $1,211,600 | dollars as filed | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 63,658 | $1,210,775 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,327 | $1,201,501 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 2,755 | $1,198,894 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,875 | $1,198,316 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 26,000 | $1,192,620 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 18,793 | $1,179,825 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 10,000 | $1,176,400 | dollars as filed | call |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 120,000 | $1,174,800 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 7,710 | $1,167,834 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 18,286 | $1,165,185 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 50,000 | $1,162,500 | dollars as filed | call |
| TRUECAR INC | 89785L107 | COM | 294,024 | $1,161,395 | dollars as filed | |
| FERRO CORP | 315405100 | COM | 53,221 | $1,157,025 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 171,673 | $1,143,342 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 120,651 | $1,134,119 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,908 | $1,130,411 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 280,300 | $1,129,609 | dollars as filed | call |
| JETBLUE AWYS CORP | 477143101 | COM | 75,000 | $1,121,250 | dollars as filed | put |
| TEGNA INC COM | 87901J105 | Stock | 50,000 | $1,120,000 | dollars as filed | call |
| NETAPP INC COM | 64110D104 | Stock | 13,428 | $1,114,524 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 30,489 | $1,110,407 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 1,110,000 | $1,099,199 | dollars as filed | principal |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 28,925 | $1,094,811 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 49,800 | $1,089,126 | dollars as filed | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,000 | $1,082,200 | dollars as filed | put |
| VERADIGM INC | 01988PAF5 | BOND | 609,000 | $1,079,366 | dollars as filed | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 50,000 | $1,076,000 | dollars as filed | put |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 814,000 | $1,070,922 | dollars as filed | principal |
| HYPERFINE INC | 44916K106 | Common Stock | 30,000 | $1,062,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 235,000 | $1,059,850 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 18,437 | $1,057,178 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 16,358 | $1,055,745 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 15,700 | $1,053,313 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,664 | $1,051,446 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 10,000 | $1,043,300 | dollars as filed | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 110,959 | $1,041,905 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 14,485 | $1,040,168 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 192,000 | $1,034,880 | dollars as filed | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 23,850 | $1,026,504 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 38,700 | $1,026,324 | dollars as filed | call |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 102,038 | $1,013,237 | dollars as filed | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 101,965 | $1,011,493 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,400 | $1,002,216 | dollars as filed | call |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 972,000 | $1,000,341 | dollars as filed | principal |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 45,233 | $991,959 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 112,200 | $990,726 | dollars as filed | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 135,205 | $988,349 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 978,000 | $986,811 | dollars as filed | principal |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 100,000 | $986,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 435,627 | $980,161 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 37,800 | $975,618 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 630,000 | $970,200 | dollars as filed | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $958,075 | dollars as filed | |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 96,424 | $950,741 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 30,000 | $949,500 | dollars as filed | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 5,700 | $947,340 | dollars as filed | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 62,880 | $938,798 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 164,100 | $938,652 | dollars as filed | put |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 1,000,000 | $936,875 | dollars as filed | principal |
| VROOM INC | 92918V109 | COM | 350,000 | $931,000 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,693 | $926,661 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 20,000 | $925,600 | dollars as filed | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 48,400 | $920,568 | dollars as filed | call |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 1,054,000 | $916,952 | dollars as filed | principal |
| BEYOND MEAT INC | 08862E109 | COM | 18,900 | $913,059 | dollars as filed | put |
| Starbucks Corporation | 855244109 | COM | 10,000 | $909,700 | dollars as filed | call |
| RICE ACQUISITION CORP II | G75529100 | SHS CL A | 92,100 | $908,106 | dollars as filed | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 79,765 | $906,928 | dollars as filed | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 26,500 | $889,340 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 23,029 | $884,314 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 22,426 | $883,360 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 32,700 | $877,668 | dollars as filed | call |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 89,539 | $877,482 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 3,200 | $874,272 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 32,700 | $867,204 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 37,500 | $864,750 | dollars as filed | put |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 88,234 | $863,811 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 15,000 | $860,550 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 25,000 | $853,000 | dollars as filed | put |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 985,000 | $845,885 | dollars as filed | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 11,021 | $842,886 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 1,001,000 | $841,336 | dollars as filed | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 37,000 | $838,790 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 16,400 | $833,284 | dollars as filed | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 25,000 | $830,750 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 25,000 | $827,500 | dollars as filed | call |
| NIO INC | 62914VAE6 | NOTE 2/0 | 977,000 | $825,636 | dollars as filed | principal |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,411 | $814,271 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 20,000 | $807,800 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 25,000 | $807,500 | dollars as filed | put |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 997,000 | $807,278 | dollars as filed | principal |
| Qualcomm Incorporated | 747525103 | COM | 5,247 | $801,847 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 39,500 | $798,690 | dollars as filed | put |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 29,400 | $793,506 | dollars as filed | call |
| SMUCKER J M CO | 832696405 | COM NEW | 5,850 | $792,148 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 36,041 | $787,496 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,700 | $786,102 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,121 | $773,013 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 42,600 | $769,782 | dollars as filed | put |
| STELLANTIS N.V SHS | N82405106 | Stock | 47,265 | $769,259 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 19,492 | $768,959 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 70,000 | $761,600 | dollars as filed | call |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 46,500 | $756,090 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 85,000 | $745,450 | dollars as filed | put |
| BOA ACQUISITION CORP | 05601A109 | CMN | 75,273 | $745,203 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 16,200 | $744,066 | dollars as filed | put |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 16,200 | $744,066 | dollars as filed | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 23,399 | $738,473 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 10,000 | $736,500 | dollars as filed | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 61,667 | $731,987 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 3,214 | $728,903 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,800 | $728,756 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 29,638 | $723,167 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 76,000 | $722,760 | dollars as filed | call |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 1,177,000 | $719,620 | dollars as filed | principal |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 73,147 | $719,035 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 42,500 | $715,275 | dollars as filed | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,965 | $713,903 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 124,545 | $712,397 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 487,165 | $706,389 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 26,837 | $706,081 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 6,432 | $699,416 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 26,627 | $698,692 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 5,145 | $697,662 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 8,000 | $697,520 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 653,000 | $696,366 | dollars as filed | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 22,100 | $695,929 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 50,000 | $695,000 | dollars as filed | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 64,000 | $693,760 | dollars as filed | call |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 391,876 | $693,621 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 752,000 | $688,319 | dollars as filed | principal |
| VIMEO INC | 92719V100 | COMMON STOCK | 57,900 | $687,852 | dollars as filed | put |
| DURECT CORP | 266605104 | COM | 1,025,653 | $687,085 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 64,216 | $686,469 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 41,539 | $685,394 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 54,866 | $684,728 | dollars as filed | |
| FOUNDER SPAC | G3661E114 | *W EXP 04/19/202 | 1,581,250 | $679,938 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 9,823 | $677,787 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 14,007 | $676,678 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 40,000 | $676,400 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,750 | $674,625 | dollars as filed | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 68,307 | $673,507 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 9,700 | $669,300 | dollars as filed | put |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 1,581,250 | $664,125 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 7,720 | $663,611 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 11,700 | $660,348 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 20,100 | $658,878 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,100 | $658,588 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 37,500 | $658,500 | dollars as filed | put |
| FUBOTV INC | 35953D104 | COM | 100,000 | $657,000 | dollars as filed | put |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 57,950 | $653,097 | dollars as filed | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 2,138,430 | $652,221 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 10,000 | $645,100 | dollars as filed | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 26,100 | $644,148 | dollars as filed | call |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 25,100 | $643,062 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 4,250 | $641,835 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 200,000 | $640,000 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 200,000 | $640,000 | dollars as filed | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 8,000 | $639,280 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-002167 | superseded | 2022-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003530 | this filing | 2023-09-21 | acceptance time not in the bulk data set |