13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2023-09-21, with 1,597 holding rows worth $17,058,172,074.
- Accession
- 0001085146-23-003529
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, amendment of type restatement, 1,597 entries on the cover page, a total value of $17,058,172,074 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,058,172,074 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 70,300 | $990,527 | dollars as filed | call |
| OAK STR HEALTH INC | 67181A107 | COM | 29,850 | $989,229 | dollars as filed | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 100,000 | $987,000 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,000 | $986,320 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 18,900 | $985,824 | dollars as filed | put |
| HYRECAR INC | 44916T107 | COM | 208,700 | $982,977 | dollars as filed | call |
| CAZOO GROUP LTD | G2007L105 | COM | 162,876 | $982,142 | dollars as filed | |
| INDEPENDENCE HOLDINGS CORP | G4761A101 | CLASS A ORD SHS | 100,000 | $972,000 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 33,600 | $971,376 | dollars as filed | call |
| LIVANOVA PLC | G5509L101 | SHS | 11,100 | $970,473 | dollars as filed | call |
| UIPATH INC | 90364P105 | CL A | 22,500 | $970,425 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 71,726 | $969,018 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 14,000 | $946,260 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 10,000 | $942,600 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 630,000 | $938,700 | dollars as filed | |
| CERNER CORP | 156782104 | COM | 10,000 | $928,700 | dollars as filed | put |
| CORTEXYME INC | 22053A107 | COM | 73,500 | $927,570 | dollars as filed | put |
| RICE ACQUISITION CORP II | G75529100 | SHS CL A | 92,100 | $921,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 56,500 | $920,385 | dollars as filed | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,725 | $919,887 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 42,647 | $917,337 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 10,000 | $913,000 | dollars as filed | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 100,000 | $903,000 | dollars as filed | call |
| FIVE9 INC | 338307101 | COM | 6,564 | $901,368 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 64,000 | $900,480 | dollars as filed | call |
| MasterCard, Inc | 57636Q104 | COM | 2,500 | $898,300 | dollars as filed | call |
| Viewra, Inc | 92672L107 | COM | 162,900 | $897,579 | dollars as filed | put |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 90,000 | $892,800 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 171,673 | $892,700 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 50,000 | $892,000 | dollars as filed | call |
| QUALTRICS INTL INC | 747601201 | COM CL A | 25,000 | $885,000 | dollars as filed | put |
| VERTEX ENERGY INC | 92534K107 | COM | 195,200 | $884,256 | dollars as filed | call |
| UNIQURE NV | N90064101 | SHS | 42,600 | $883,524 | dollars as filed | put |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 435,627 | $879,967 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 7,500 | $877,275 | dollars as filed | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 32,967 | $875,274 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 8,909 | $874,507 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,494 | $870,582 | dollars as filed | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 89,539 | $869,424 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 341,876 | $854,690 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 17,047 | $854,566 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 101,700 | $854,280 | dollars as filed | put |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 450,000 | $853,453 | dollars as filed | principal |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 11,000 | $851,950 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 43,000 | $849,250 | dollars as filed | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 25,000 | $849,000 | dollars as filed | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 60,000 | $845,400 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 8,200 | $841,730 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,000 | $840,500 | dollars as filed | put |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 56,250 | $840,373 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 50,200 | $839,344 | dollars as filed | |
| DURECT CORP | 266605104 | COM | 850,653 | $838,659 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 120,651 | $836,111 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 25,400 | $834,898 | dollars as filed | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 23,300 | $833,208 | dollars as filed | put |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 100,000 | $833,000 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 658,000 | $831,122 | dollars as filed | principal |
| iShares MSCI Japan ETF | 46434G822 | SHS | 12,204 | $817,180 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 82,008 | $816,800 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 50,000 | $809,000 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 28,600 | $802,516 | dollars as filed | call |
| COGNEX CORP | 192422103 | COM | 10,239 | $796,185 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 50,000 | $796,000 | dollars as filed | call |
| MERUS N V | N5749R100 | COM | 25,000 | $795,000 | dollars as filed | call |
| American Express Company | 025816109 | COM | 4,828 | $789,861 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 124,100 | $788,035 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,076 | $785,282 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 13,500 | $782,055 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 78,308 | $774,466 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 65,000 | $767,000 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 8,000 | $766,960 | dollars as filed | call |
| BED BATH & BEYOND INC | 075896100 | COM | 52,500 | $765,450 | dollars as filed | call |
| Viewra, Inc | 92672L107 | COM | 138,032 | $760,556 | dollars as filed | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 131,500 | $758,755 | dollars as filed | call |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 23,141 | $756,248 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 8,953 | $754,201 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 8,350 | $751,750 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 75,513 | $749,844 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 1,321 | $747,686 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,492 | $746,088 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 18,074 | $745,191 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 63,500 | $740,410 | dollars as filed | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,948 | $735,710 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 6,857 | $730,956 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 34,400 | $721,368 | dollars as filed | call |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 200,000 | $720,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 20,100 | $712,545 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 5,100 | $711,297 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 19,800 | $709,830 | dollars as filed | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 7,490 | $708,479 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 15,500 | $701,530 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 24,000 | $699,120 | dollars as filed | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,380 | $694,606 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 40,051 | $694,484 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,000 | $691,450 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 7,790 | $688,246 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 33,152 | $687,572 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 31,415 | $686,104 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 5,087 | $683,031 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 90,000 | $681,300 | dollars as filed | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 42,600 | $681,174 | dollars as filed | put |
| Adobe Inc | 00724F101 | COM | 1,200 | $680,472 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 50,268 | $680,126 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 7,764 | $679,272 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $678,996 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 50,000 | $676,500 | dollars as filed | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12,550 | $675,065 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 25,000 | $675,000 | dollars as filed | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,545 | $674,995 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,916 | $672,705 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 18,512 | $672,171 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,782 | $670,436 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 15,000 | $666,600 | dollars as filed | call |
| LATCH ORD | 51818V106 | COMMON STOCK | 87,500 | $662,375 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,112 | $661,862 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 17,500 | $661,150 | dollars as filed | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 11,200 | $652,960 | dollars as filed | put |
| ATHIRA PHARMA INC | 04746L104 | COM | 50,000 | $651,500 | dollars as filed | call |
| BILL HOLDINGS INC | 090043100 | COM | 2,594 | $646,295 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 700,000 | $638,952 | dollars as filed | principal |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 10,256 | $638,128 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 39,900 | $638,001 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 30,000 | $635,100 | dollars as filed | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 7,935 | $630,356 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,684 | $629,827 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,200 | $621,888 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,242 | $617,587 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,000 | $616,360 | dollars as filed | put |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 179,062 | $610,601 | dollars as filed | |
| SCHD | 808524797 | COM | 7,546 | $609,943 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 55,000 | $607,200 | dollars as filed | call |
| WISDOMTREE TR | 97717Y691 | CMN | 11,700 | $606,762 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,209 | $600,185 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,000 | $598,450 | dollars as filed | call |
| BUMBLE INC | 12047B105 | COM CL A | 17,500 | $592,550 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 15,666 | $589,668 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,000 | $585,500 | dollars as filed | call |
| DENISON MINES CORP | 248356107 | COM | 425,000 | $582,250 | dollars as filed | call |
| HOME PLATE ACQUISITION CORP | 43734R111 | *W EXP 09/30/202 | 1,000,000 | $580,300 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,496 | $579,937 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,587 | $576,522 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 21,138 | $576,222 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26,884 | $573,167 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 45,000 | $567,900 | dollars as filed | call |
| CDW CORP COM | 12514G108 | Stock | 2,764 | $566,012 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 145,000 | $565,500 | dollars as filed | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 400,000 | $562,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 43,000 | $560,290 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 17,000 | $558,790 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 65,000 | $558,350 | dollars as filed | call |
| WAITR HLDGS INC | 930752100 | COM | 753,501 | $557,591 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 4,600 | $557,290 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 570,000 | $555,302 | dollars as filed | principal |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 11,511 | $548,384 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 400 | $539,360 | dollars as filed | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,000 | $538,150 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 4,613 | $535,846 | dollars as filed | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 740,000 | $532,948 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 81,300 | $532,515 | dollars as filed | put |
| PROSHARES TR II | 74347Y854 | FUND | 35,000 | $530,950 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 19,400 | $528,844 | dollars as filed | put |
| VERISIGN INC COM | 92343E102 | Stock | 2,083 | $528,707 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,987 | $528,358 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 50,000 | $524,000 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 27,900 | $517,824 | dollars as filed | put |
| AZENTA INC | 114340102 | COM | 5,000 | $515,550 | dollars as filed | |
| NEWAGE INC | 650194103 | COMMON STOCK | 500,000 | $515,000 | dollars as filed | put |
| NEWAGE INC | 650194103 | COMMON STOCK | 500,000 | $515,000 | dollars as filed | call |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 15,723 | $514,770 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 61,000 | $513,010 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 10,000 | $511,900 | dollars as filed | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,700 | $511,673 | dollars as filed | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,500 | $511,000 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 27,500 | $510,400 | dollars as filed | |
| NEWAGE INC | 650194103 | COMMON STOCK | 495,000 | $509,850 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 35,700 | $509,796 | dollars as filed | call |
| SUTRO BIOPHARMA INC | 869367102 | COM | 33,500 | $498,480 | dollars as filed | put |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 76,440 | $496,096 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 406,000 | $495,496 | dollars as filed | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $494,476 | dollars as filed | |
| MOATABLE INC | 759892300 | COM | 33,600 | $493,248 | dollars as filed | call |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 170,000 | $492,983 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 13,500 | $491,400 | dollars as filed | call |
| PONTEM CORPORATION | G71707106 | COM | 50,000 | $490,000 | dollars as filed | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 48,800 | $488,488 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 50,000 | $487,500 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 6,000 | $486,540 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 124,500 | $485,550 | dollars as filed | put |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 59,900 | $482,195 | dollars as filed | call |
| UBIQUITI INC | 90353W103 | COM | 1,560 | $478,452 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 38,950 | $472,853 | dollars as filed | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $471,654 | dollars as filed | |
| HUNT COMPANIES ACQUISITIO | G46482124 | *W EXP 99/99/999 | 1,025,000 | $471,500 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 50,000 | $467,500 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 32,500 | $466,375 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,800 | $465,552 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 554 | $459,731 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,000 | $458,000 | dollars as filed | call |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 45,860 | $456,766 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,000 | $455,800 | dollars as filed | |
| 2U INC | 90214J101 | COM | 22,500 | $451,575 | dollars as filed | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,103 | $450,757 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 3,000 | $446,700 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 4,955 | $444,215 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 27,800 | $439,518 | dollars as filed | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,462 | $439,492 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 69,100 | $438,785 | dollars as filed | put |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 55,000 | $437,250 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 7,081 | $436,826 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 10,000 | $436,300 | dollars as filed | put |
| FUBOTV INC | 35953D104 | COM | 28,000 | $434,560 | dollars as filed | call |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,946 | $430,043 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 5,000 | $429,200 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 6,100 | $429,135 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 38,000 | $427,880 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 38,000 | $427,880 | dollars as filed | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 24,470 | $424,310 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 64,550 | $422,803 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,061 | $421,907 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,901 | $421,779 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,700 | $421,562 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 10,000 | $421,400 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 8,600 | $421,228 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,570 | $415,799 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 2,500 | $414,000 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 9,700 | $412,638 | dollars as filed | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 6,285 | $412,547 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 8,438 | $410,592 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 37,483 | $410,064 | dollars as filed | |
| CORNING INC | 219350105 | COM | 11,000 | $409,530 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 34,776 | $407,922 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 11,240 | $407,338 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 15,000 | $405,000 | dollars as filed | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 28,904 | $402,633 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 9,216 | $402,094 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,523 | $401,375 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 6,100 | $397,476 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 1,698 | $393,579 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $393,467 | dollars as filed | |
| POWERED BRANDS | G7209M108 | COM | 40,000 | $391,600 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 46,600 | $391,440 | dollars as filed | call |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 24,200 | $389,620 | dollars as filed | call |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 8,000 | $386,720 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 8,300 | $385,120 | dollars as filed | call |
| ROBINHOOD MKTS INC | 770700102 | COM | 21,500 | $381,840 | dollars as filed | call |
| AGILON HEALTH INC | 00857U107 | COM | 14,141 | $381,807 | dollars as filed | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 201,855 | $381,506 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 6,396 | $380,050 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 88,500 | $378,780 | dollars as filed | call |
| LITTELFUSE INC COM | 537008104 | Stock | 1,200 | $377,616 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 30,074 | $373,820 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,500 | $373,560 | dollars as filed | put |
| REKOR SYSTEMS INC | 759419104 | COM | 56,900 | $372,695 | dollars as filed | call |
| Cyber Security ETF | 26924G201 | Common | 5,984 | $367,712 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 5,573 | $367,149 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 10,000 | $364,000 | dollars as filed | put |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 332,000 | $358,703 | dollars as filed | principal |
| SIGNIFY HEALTH INC | 82671G100 | COM | 25,000 | $355,500 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,319 | $354,957 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $354,598 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 25,500 | $354,450 | dollars as filed | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,781 | $354,299 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 41,071 | $352,800 | dollars as filed | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 50,000 | $351,000 | dollars as filed | call |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $350,454 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,145 | $347,622 | dollars as filed | |
| CONTINENTAL RES INC | 212015101 | COM | 7,750 | $346,890 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 1,417 | $346,754 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 25,000 | $344,500 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 292,000 | $344,061 | dollars as filed | principal |
| NETSCOUT SYS INC | 64115T104 | COM | 10,379 | $343,337 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 413,373 | $343,182 | dollars as filed | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 35,000 | $342,300 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 19,236 | $338,938 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,284 | $338,778 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 8,085 | $335,204 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 8,250 | $331,733 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 6,650 | $331,702 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,979 | $330,295 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 20,000 | $330,000 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 485,000 | $329,800 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 5,900 | $326,388 | dollars as filed | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $324,581 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 33,100 | $323,387 | dollars as filed | call |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 270,000 | $322,194 | dollars as filed | principal |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 616,813 | $320,743 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $315,860 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 2,000 | $315,580 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,250 | $315,473 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,684 | $312,440 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,750 | $309,493 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 770 | $308,862 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,056 | $306,509 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 19,128 | $305,283 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 3,000 | $304,800 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 20,910 | $304,031 | dollars as filed | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 25,900 | $303,030 | dollars as filed | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 461 | $302,960 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,273 | $301,985 | dollars as filed | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 30,000 | $296,100 | dollars as filed | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 30,000 | $293,400 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 6,521 | $290,445 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,151 | $290,370 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 7,500 | $289,800 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 231,000 | $287,963 | dollars as filed | principal |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 18,000 | $286,560 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 8,978 | $285,500 | dollars as filed | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 20,000 | $284,400 | dollars as filed | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 34,949 | $279,941 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,097 | $278,473 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 4,630 | $277,939 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,883 | $274,519 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,200 | $271,168 | dollars as filed | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,200 | $271,168 | dollars as filed | call |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 25,000 | $270,750 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 5,891 | $267,628 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,983 | $267,341 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 14,364 | $267,028 | dollars as filed | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 70,000 | $266,000 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 7,500 | $265,500 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 7,500 | $265,500 | dollars as filed | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 12,500 | $263,625 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 6,050 | $262,570 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,465 | $261,610 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 20,949 | $261,444 | dollars as filed | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 500,000 | $259,900 | dollars as filed | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 17,122 | $259,398 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 2,142 | $259,375 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 8,077 | $257,333 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,250 | $255,825 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 20,250 | $255,555 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 5,932 | $255,017 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 425,000 | $254,958 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,486 | $254,183 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,000 | $253,200 | dollars as filed | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 75,000 | $252,750 | dollars as filed | put |
| MASCO CORP | 574599106 | COM | 3,586 | $251,809 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 21,000 | $251,790 | dollars as filed | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,657 | $251,382 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 74,180 | $249,987 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,445 | $249,803 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 798 | $249,678 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 167,000 | $248,877 | dollars as filed | principal |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,917 | $248,558 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 2,700 | $248,427 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,219 | $248,220 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 15,000 | $244,800 | dollars as filed | put |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 250,000 | $244,500 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 2,097 | $243,273 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,250 | $242,740 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,400 | $242,592 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,144 | $242,277 | dollars as filed | |
| KORN FERRY COM NEW | 500643200 | Stock | 3,196 | $242,033 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,485 | $237,734 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 2,964 | $237,446 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $237,034 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 59,200 | $236,800 | dollars as filed | call |
| CVB FINL CORP COM | 126600105 | Stock | 11,038 | $236,324 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,201 | $236,165 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,597 | $235,860 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 784 | $234,416 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,864 | $233,502 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 35,000 | $233,100 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 170,000 | $232,900 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 2,529 | $232,643 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,000 | $231,440 | dollars as filed | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $230,314 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 2,243 | $230,312 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,147 | $229,221 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,000 | $228,700 | dollars as filed | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,672 | $226,560 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,400 | $226,464 | dollars as filed | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 250,000 | $225,000 | dollars as filed | |
| GMS INC | 36251C103 | COM | 3,707 | $222,828 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 16,300 | $222,169 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,200 | $220,692 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,000 | $220,200 | dollars as filed | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,065 | $219,932 | dollars as filed | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 35,000 | $219,100 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 2,500 | $218,575 | dollars as filed | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 125 | $218,532 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 8,936 | $217,592 | dollars as filed | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $217,360 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 23,500 | $215,965 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 6,019 | $214,938 | dollars as filed | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 19,900 | $214,124 | dollars as filed | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,716 | $213,695 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 5,000 | $212,700 | dollars as filed | call |
| General Electric Company | 369604301 | COM | 2,250 | $212,558 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 5,291 | $211,799 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 7,354 | $210,324 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 8,300 | $210,156 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,050 | $208,609 | dollars as filed | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 7,000 | $207,270 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,169 | $206,761 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 13,100 | $205,539 | dollars as filed | call |
| KONTOOR BRANDS INC | 50050N103 | COM | 4,005 | $205,256 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,000 | $204,440 | dollars as filed | call |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $203,038 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 7,399 | $202,215 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 826 | $201,932 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 52,000 | $201,806 | dollars as filed | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,800 | $201,564 | dollars as filed | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,190 | $200,804 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 30,000 | $199,800 | dollars as filed | call |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $199,400 | dollars as filed | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 153,871 | $198,494 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 4,000 | $197,560 | dollars as filed | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,000 | $197,250 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 177,000 | $196,567 | dollars as filed | principal |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 12,000 | $189,000 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 10,851 | $184,467 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 851 | $184,421 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,000 | $180,720 | dollars as filed | call |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 249,442 | $179,598 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 7,250 | $177,915 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 2,013 | $175,997 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 26,623 | $175,179 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 177,651 | $174,098 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 11,000 | $172,590 | dollars as filed | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 6,960 | $172,469 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,154 | $171,007 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 320,326 | $169,837 | dollars as filed | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 198,983 | $169,116 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 49,024 | $166,682 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 9,700 | $166,549 | dollars as filed | call |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 274,719 | $164,804 | dollars as filed | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,039 | $164,214 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,507 | $162,939 | dollars as filed | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 13,900 | $162,630 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 153,000 | $162,614 | dollars as filed | principal |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,700 | $158,841 | dollars as filed | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,500 | $157,275 | dollars as filed | put |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 100,000 | $154,166 | dollars as filed | principal |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $149,954 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 107 | $144,279 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 137,834 | $143,347 | dollars as filed | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 200,000 | $141,980 | dollars as filed | |
| F N B CORP | 302520101 | COM | 11,614 | $140,878 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,000 | $140,700 | dollars as filed | put |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 219,886 | $138,528 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 16,900 | $136,552 | dollars as filed | put |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 100,000 | $136,000 | dollars as filed | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 151,000 | $132,124 | dollars as filed | principal |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 75,000 | $132,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 20,000 | $131,000 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 37,500 | $128,625 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 110,000 | $125,470 | dollars as filed | principal |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 150,000 | $123,000 | dollars as filed | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 200,000 | $122,000 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 12,453 | $121,666 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 117,650 | $121,168 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 175,000 | $120,785 | dollars as filed | |
| PONTEM CORPORATION | G71707122 | WARR | 133,332 | $118,626 | dollars as filed | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 224,039 | $117,620 | dollars as filed | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $113,818 | dollars as filed | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,800 | $113,030 | dollars as filed | call |
| FARFETCH LTD | 30744WAD9 | BOND | 50,000 | $112,699 | dollars as filed | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,800 | $112,520 | dollars as filed | call |
| QUOTIENT LTD | G73268107 | SHS | 42,700 | $110,593 | dollars as filed | |
| QUOTIENT LTD | G73268107 | SHS | 42,700 | $110,593 | dollars as filed | put |
| ARQIT QUANTUM INC | G0567U119 | WTS | 15,850 | $110,316 | dollars as filed | |
| ENJOY TECHNOLOGY INC | 29335V114 | *W EXP 12/01/202 | 261,458 | $109,839 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 50,000 | $108,993 | dollars as filed | principal |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 3,000 | $107,550 | dollars as filed | |
| CHARDAN NEXTECH ACQUISITION | 159561117 | *W EXP 07/29/202 | 174,947 | $106,718 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,506 | $106,605 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 10,900 | $106,493 | dollars as filed | put |
| GLOBALSTAR INC | 378973408 | COM | 91,322 | $105,934 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 250 | $104,735 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 4,550 | $104,058 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 4,683 | $103,494 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 50,200 | $102,759 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 41,528 | $102,574 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 70,000 | $102,277 | dollars as filed | principal |
| TWILIO INC CL A | 90138F102 | Stock | 380 | $100,069 | dollars as filed | |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 121,039 | $99,179 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 11,531 | $98,244 | dollars as filed | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 150,000 | $97,500 | dollars as filed | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 8,100 | $94,770 | dollars as filed | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 215 | $94,712 | dollars as filed | |
| ENDO INTL PLC | G30401106 | SHS | 24,500 | $92,120 | dollars as filed | put |
| 2U INC | 90214J101 | COM | 4,500 | $90,315 | dollars as filed | call |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 100,000 | $87,740 | dollars as filed | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 46,570 | $87,552 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,500 | $87,450 | dollars as filed | |
| AVALARA INC | 05338G106 | COM | 676 | $87,278 | dollars as filed | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 123,398 | $86,403 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 100,000 | $86,000 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 2,500 | $85,750 | dollars as filed | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $85,661 | dollars as filed | principal |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 100,000 | $84,980 | dollars as filed | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $83,996 | dollars as filed | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 16,645 | $81,727 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 88,000 | $77,211 | dollars as filed | put |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 81,051 | $76,998 | dollars as filed | |
| SIENTRA INC | 82621J105 | COM | 20,900 | $76,703 | dollars as filed | put |
| SIENTRA INC | 82621J105 | COM | 20,463 | $75,099 | dollars as filed | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 100,000 | $74,280 | dollars as filed | |
| IAA INC | 449253103 | COM | 1,445 | $73,146 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000911 | superseded | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003529 | this filing | 2023-09-21 | acceptance time not in the bulk data set |