13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2023-09-21, with 1,597 holding rows worth $17,058,172,074.
- Accession
- 0001085146-23-003529
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, amendment of type restatement, 1,597 entries on the cover page, a total value of $17,058,172,074 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,058,172,074 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACI WORLDWIDE INC COM | 004498101 | Stock | 126,400 | $4,386,080 | dollars as filed | call |
| VANECK ETF TRUST | 92189F676 | COM | 14,200 | $4,384,818 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 42,500 | $4,384,300 | dollars as filed | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 25,717 | $4,376,520 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 250,000 | $4,375,000 | dollars as filed | call |
| CAMECO CORP COM | 13321L108 | Stock | 200,000 | $4,362,000 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 249,000 | $4,357,500 | dollars as filed | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 30,000 | $4,352,700 | dollars as filed | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 165,988 | $4,345,565 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 350,000 | $4,336,500 | dollars as filed | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 35,432 | $4,334,397 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 29,790 | $4,310,316 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 12,000 | $4,300,560 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 167,585 | $4,288,500 | dollars as filed | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 439,308 | $4,283,253 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 33,500 | $4,267,900 | dollars as filed | put |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 4,567,000 | $4,265,123 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 5,034,000 | $4,257,760 | dollars as filed | principal |
| CHAMPIONX CORPORATION | 15872M104 | COM | 210,300 | $4,250,163 | dollars as filed | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 24,424 | $4,225,595 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 193,500 | $4,220,235 | dollars as filed | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 44,600 | $4,218,714 | dollars as filed | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 209,525 | $4,215,643 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 62,500 | $4,211,250 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 200,000 | $4,196,000 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 238,119 | $4,167,083 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 53,900 | $4,156,229 | dollars as filed | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 80,000 | $4,148,000 | dollars as filed | call |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 413,312 | $4,145,519 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 113,600 | $4,129,360 | dollars as filed | call |
| FIVE9 INC | 338307101 | COM | 30,000 | $4,119,600 | dollars as filed | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 35,128 | $4,111,381 | dollars as filed | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 3,180,000 | $4,077,688 | dollars as filed | principal |
| TAPESTRY INC COM | 876030107 | Stock | 100,229 | $4,069,297 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 3,019,000 | $4,055,483 | dollars as filed | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 21,500 | $4,055,330 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 19,500 | $4,047,810 | dollars as filed | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 28,629 | $4,033,466 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 46,078 | $4,029,982 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 4,483,000 | $4,025,599 | dollars as filed | principal |
| SONOS INC | 83570H108 | COM | 135,000 | $4,023,000 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 15,000 | $4,021,050 | dollars as filed | put |
| Schlumberger Limited | 806857108 | COM | 134,251 | $4,020,818 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 17,500 | $4,018,525 | dollars as filed | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 112,225 | $4,013,166 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 62,500 | $4,003,750 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 175,000 | $3,993,500 | dollars as filed | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 180,000 | $3,952,800 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 25,500 | $3,949,695 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 144,889 | $3,933,736 | dollars as filed | |
| IJH | 464287507 | COM | 13,878 | $3,930,321 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 55,000 | $3,896,750 | dollars as filed | call |
| YUM BRANDS INC COM | 988498101 | Stock | 28,004 | $3,888,635 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,503 | $3,888,211 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 67,037 | $3,882,112 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 213,679 | $3,878,273 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 232,019 | $3,870,077 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 66,300 | $3,861,975 | dollars as filed | put |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 3,615,000 | $3,858,703 | dollars as filed | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 175,000 | $3,843,000 | dollars as filed | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 16,000 | $3,838,080 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 43,874 | $3,820,109 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 35,200 | $3,817,440 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 20,120 | $3,799,863 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 212,000 | $3,796,920 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 22,500 | $3,788,100 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 97,500 | $3,767,400 | dollars as filed | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 46,600 | $3,764,348 | dollars as filed | call |
| GENERAC HLDGS INC | 368736104 | COM | 10,682 | $3,759,210 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 29,522 | $3,750,474 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 20,500 | $3,748,835 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 341,200 | $3,746,376 | dollars as filed | put |
| PLUG PWR INC | 72919P202 | COM NEW | 132,522 | $3,741,096 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 63,200 | $3,726,904 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 355,840 | $3,725,645 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 223,100 | $3,721,308 | dollars as filed | put |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 5,000,000 | $3,699,440 | dollars as filed | principal |
| DATADOGINCCLASSA | 23804L103 | STOK | 20,750 | $3,695,782 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 150,000 | $3,690,000 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 150,000 | $3,690,000 | dollars as filed | call |
| FOX CORP CL A COM | 35137L105 | Stock | 100,000 | $3,690,000 | dollars as filed | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 131,967 | $3,684,518 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 106,786 | $3,662,759 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 129,800 | $3,622,718 | dollars as filed | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 3,245,000 | $3,602,103 | dollars as filed | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,700 | $3,598,945 | dollars as filed | call |
| VIMEO INC | 92719V100 | COMMON STOCK | 200,000 | $3,592,000 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,909 | $3,578,924 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,032,000 | $3,547,442 | dollars as filed | principal |
| AbbVie,Inc. | 00287Y109 | COM | 26,190 | $3,546,126 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,000 | $3,521,600 | dollars as filed | put |
| AbbVie,Inc. | 00287Y109 | COM | 26,000 | $3,520,400 | dollars as filed | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 67,000 | $3,506,110 | dollars as filed | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 168,800 | $3,500,912 | dollars as filed | call |
| Uber Technologies | 90353T100 | COM | 83,414 | $3,497,549 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,933,000 | $3,489,437 | dollars as filed | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 36,700 | $3,471,453 | dollars as filed | call |
| EDISON INTL COM | 281020107 | Stock | 50,852 | $3,470,650 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 120,000 | $3,468,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 216,427 | $3,460,673 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 68,856 | $3,457,946 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 5,300 | $3,440,283 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 18,900 | $3,432,240 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 100,000 | $3,427,000 | dollars as filed | call |
| Eli Lilly and Company | 532457108 | COM | 12,400 | $3,425,128 | dollars as filed | call |
| NEWMONT CORP | 651639106 | COM | 55,001 | $3,411,153 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 47,884 | $3,389,228 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 38,800 | $3,382,972 | dollars as filed | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 40,900 | $3,369,751 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 73,350 | $3,366,032 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 41,200 | $3,340,084 | dollars as filed | call |
| ATHENE HOLDING LTD | G0684D107 | CL A | 40,000 | $3,333,200 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 30,157 | $3,329,936 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 129,841 | $3,327,823 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 5,410 | $3,314,653 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 60,059 | $3,276,819 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 37,500 | $3,270,375 | dollars as filed | call |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 97,075 | $3,250,071 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 18,915 | $3,233,708 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 50,741 | $3,215,458 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 175,000 | $3,207,750 | dollars as filed | |
| COHERENT INC | 192479103 | COM | 12,000 | $3,198,480 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 115,198 | $3,180,617 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 321,509 | $3,176,509 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 100,000 | $3,168,000 | dollars as filed | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 6,400 | $3,147,904 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 21,367 | $3,141,804 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 91,200 | $3,128,160 | dollars as filed | call |
| CIENA CORP COM NEW | 171779309 | Stock | 40,306 | $3,102,353 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 10,000 | $3,097,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,450 | $3,093,965 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 90,100 | $3,074,212 | dollars as filed | call |
| TELADOC HEALTH INC | 87918A105 | COM | 33,400 | $3,066,788 | dollars as filed | put |
| TWITTER INC | 90184L102 | COM | 70,877 | $3,063,304 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 35,000 | $3,061,800 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 95,486 | $3,055,552 | dollars as filed | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 299,042 | $3,050,228 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 73,000 | $3,046,290 | dollars as filed | call |
| Citigroup Inc. | 172967424 | COM | 50,000 | $3,019,500 | dollars as filed | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 160,885 | $3,005,332 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 268,458 | $3,001,360 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 3,296,000 | $3,001,072 | dollars as filed | principal |
| WESTERN UN CO COM | 959802109 | Stock | 167,700 | $2,991,768 | dollars as filed | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 65,000 | $2,979,600 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 16,879 | $2,966,822 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 500 | $2,954,435 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 29,500 | $2,950,590 | dollars as filed | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 45,000 | $2,934,450 | dollars as filed | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 239,049 | $2,933,121 | dollars as filed | |
| IHS MARKIT LTD | G47567105 | SHS | 22,000 | $2,924,240 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,961 | $2,922,927 | dollars as filed | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 300,000 | $2,916,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 27,500 | $2,909,775 | dollars as filed | call |
| COUPANG INC | 22266T109 | CL A | 98,900 | $2,905,682 | dollars as filed | put |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 745,000 | $2,905,500 | dollars as filed | call |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 22,475 | $2,903,994 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 25,000 | $2,899,500 | dollars as filed | call |
| Qualcomm Incorporated | 747525103 | COM | 15,800 | $2,889,346 | dollars as filed | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,600 | $2,866,104 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,084 | $2,863,600 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 22,085 | $2,857,578 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 51,193 | $2,853,414 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 50,068 | $2,839,858 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 375,000 | $2,838,750 | dollars as filed | call |
| ATOTECH LTD | G0625A105 | COM | 111,000 | $2,832,720 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 83,000 | $2,831,960 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,050 | $2,823,649 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 48,342 | $2,815,921 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 45,500 | $2,815,085 | dollars as filed | put |
| Boeing Company | 097023105 | COM | 13,980 | $2,814,454 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 44,000 | $2,809,400 | dollars as filed | call |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 30,000 | $2,805,900 | dollars as filed | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 34,500 | $2,805,195 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 12,100 | $2,800,424 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 10,215 | $2,790,534 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 133,000 | $2,790,340 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 16,600 | $2,789,796 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 150,000 | $2,784,000 | dollars as filed | call |
| GREENSKY INC | 39572G100 | CL A | 245,000 | $2,783,200 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 8,000 | $2,771,440 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 13,200 | $2,740,056 | dollars as filed | |
| Boeing Company | 097023105 | COM | 13,500 | $2,717,820 | dollars as filed | put |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 350,000 | $2,709,000 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 23,000 | $2,706,870 | dollars as filed | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,900 | $2,701,005 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,699 | $2,696,414 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 21,000 | $2,688,630 | dollars as filed | put |
| SNAP INC | 83304A106 | CL A | 57,149 | $2,687,718 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 9,993 | $2,678,822 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 51,609 | $2,673,346 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 34,700 | $2,668,430 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 11,209 | $2,662,041 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 6,839 | $2,660,508 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 14,164 | $2,653,625 | dollars as filed | |
| OAK STR HEALTH INC | 67181A107 | COM | 80,000 | $2,651,200 | dollars as filed | put |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 276,019 | $2,641,502 | dollars as filed | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 40,505 | $2,626,344 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 45,000 | $2,621,250 | dollars as filed | call |
| CINTAS CORP COM | 172908105 | Stock | 5,900 | $2,614,703 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 19,300 | $2,613,220 | dollars as filed | call |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 324,476 | $2,612,032 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 2,858,000 | $2,603,708 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,668 | $2,598,955 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 60,700 | $2,597,353 | dollars as filed | call |
| Elevance Health, Inc. | 036752103 | COM | 5,600 | $2,595,824 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 115,544 | $2,593,963 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 15,000 | $2,586,600 | dollars as filed | put |
| Caterpillar Inc. | 149123101 | COM | 12,500 | $2,584,250 | dollars as filed | call |
| AVALARA INC | 05338G106 | COM | 20,000 | $2,582,200 | dollars as filed | put |
| BARRICK GOLD CORP | 067901108 | COM | 135,800 | $2,580,200 | dollars as filed | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 250,000 | $2,550,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 105,000 | $2,534,700 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,227,000 | $2,527,975 | dollars as filed | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 59,000 | $2,527,560 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 19,100 | $2,525,975 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 229,750 | $2,522,655 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 17,000 | $2,519,230 | dollars as filed | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 38,433 | $2,505,454 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 96,200 | $2,499,276 | dollars as filed | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 104,900 | $2,497,669 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,635,000 | $2,486,122 | dollars as filed | principal |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 250,000 | $2,477,500 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 21,349 | $2,476,056 | dollars as filed | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 1,193 | $2,475,942 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 68,000 | $2,471,800 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 80,000 | $2,456,000 | dollars as filed | put |
| ALCOA CORP COM | 013872106 | Stock | 41,000 | $2,442,780 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 8,705 | $2,442,362 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 450,000 | $2,434,500 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 3,000,000 | $2,430,000 | dollars as filed | principal |
| CODEXIS INC | 192005106 | COM | 77,548 | $2,424,926 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 28,500 | $2,423,640 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 15,000 | $2,422,650 | dollars as filed | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,725 | $2,409,903 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 256,000 | $2,393,600 | dollars as filed | call |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 94,990 | $2,386,147 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 141,573 | $2,385,501 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 260,040 | $2,374,165 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 125,000 | $2,363,824 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 19,300 | $2,360,969 | dollars as filed | put |
| TCW SPECIAL PURPOSE ACQU COR | 87301L106 | CMN | 241,183 | $2,353,946 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 2,615,000 | $2,353,621 | dollars as filed | principal |
| SmileDirectClub Inc | 83192H106 | COM | 1,000,000 | $2,350,000 | dollars as filed | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 25,672 | $2,343,854 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 43,694 | $2,311,415 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 20,000 | $2,300,000 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 128,800 | $2,287,488 | dollars as filed | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,500 | $2,281,950 | dollars as filed | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 29,280 | $2,278,863 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 36,500 | $2,275,775 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 24,900 | $2,273,868 | dollars as filed | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 19,812 | $2,271,648 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 15,000 | $2,269,500 | dollars as filed | put |
| UPSTARTHLDGSINC | 91680M107 | STOK | 15,000 | $2,269,500 | dollars as filed | call |
| DOW HLDGS INC COM | 260557103 | Stock | 40,000 | $2,268,800 | dollars as filed | put |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 2,069,000 | $2,254,382 | dollars as filed | principal |
| PROTERRA INC | 74374T109 | COM | 255,213 | $2,253,531 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 350,000 | $2,250,500 | dollars as filed | call |
| HEALTHCARE | 42225P501 | CL A NEW | 67,313 | $2,247,581 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 16,802 | $2,245,754 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 75,000 | $2,235,000 | dollars as filed | put |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,750,000 | $2,227,701 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 100,000 | $2,210,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 100,000 | $2,210,000 | dollars as filed | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 146,606 | $2,206,424 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,000 | $2,202,600 | dollars as filed | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 18,000 | $2,201,940 | dollars as filed | call |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 66,023 | $2,179,419 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 31,000 | $2,172,170 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 330,000 | $2,171,400 | dollars as filed | put |
| CHEGG INC | 163092109 | COM | 70,545 | $2,165,731 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 121,300 | $2,163,992 | dollars as filed | |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 220,000 | $2,158,200 | dollars as filed | |
| CITRIX SYSTEMS INC | 177376100 | COM | 22,800 | $2,156,652 | dollars as filed | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 6,166 | $2,151,009 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 315,000 | $2,148,300 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 92,373 | $2,136,588 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 25,000 | $2,129,250 | dollars as filed | put |
| VALE S A | 91912E105 | SPONSORED ADS | 150,000 | $2,103,000 | dollars as filed | call |
| Medtronic Plc | G5960L103 | COM | 20,200 | $2,089,690 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100,000 | $2,074,000 | dollars as filed | put |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,983,000 | $2,038,155 | dollars as filed | principal |
| LIVEPERSON, INC. | 538146101 | COM | 56,996 | $2,035,897 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 34,204 | $2,029,665 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 15,143 | $2,012,353 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 22,875 | $1,991,498 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 74,800 | $1,985,940 | dollars as filed | put |
| TELADOC HEALTH INC | 87918A105 | COM | 21,600 | $1,983,312 | dollars as filed | call |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 14,444 | $1,969,006 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 200,000 | $1,954,000 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 27,273 | $1,953,565 | dollars as filed | |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 200,000 | $1,940,000 | dollars as filed | |
| PERFICIENT INC | 71375U101 | COM | 15,000 | $1,939,350 | dollars as filed | put |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 200,000 | $1,938,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 39,771 | $1,919,746 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 40,000 | $1,915,200 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 14,929 | $1,911,360 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 7,500 | $1,904,850 | dollars as filed | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 208,600 | $1,904,518 | dollars as filed | put |
| PETIQ INC | 71639T106 | COMMON STOCK | 83,757 | $1,902,121 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 53,000 | $1,895,280 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 43,300 | $1,885,715 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,000 | $1,873,500 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 36,856 | $1,860,492 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 45,000 | $1,859,400 | dollars as filed | put |
| CNX RES CORP COM | 12653C108 | Stock | 135,000 | $1,856,250 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 135,000 | $1,856,250 | dollars as filed | call |
| CARVANA CO CL A | 146869102 | Stock | 8,000 | $1,854,320 | dollars as filed | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 671,700 | $1,853,892 | dollars as filed | put |
| GLAUKOS CORP COM | 377322102 | Stock | 41,700 | $1,853,148 | dollars as filed | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 77,000 | $1,852,620 | dollars as filed | call |
| AEMETIS INC | 00770K202 | COM NEW | 150,359 | $1,849,416 | dollars as filed | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 35,975 | $1,846,962 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 88,099 | $1,829,816 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 20,000 | $1,826,000 | dollars as filed | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 46,809 | $1,820,870 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,955 | $1,820,197 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 64,531 | $1,811,385 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 34,500 | $1,805,385 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 100,000 | $1,804,000 | dollars as filed | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5,300 | $1,795,375 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 64,000 | $1,786,240 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 43,274 | $1,781,158 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 202,300 | $1,778,217 | dollars as filed | call |
| REDFIN CORP | 75737F108 | COM | 46,273 | $1,776,421 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 12,400 | $1,774,068 | dollars as filed | put |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 992,000 | $1,771,897 | dollars as filed | principal |
| ECOLAB INC COM | 278865100 | Stock | 7,500 | $1,759,425 | dollars as filed | put |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 30,300 | $1,755,279 | dollars as filed | put |
| DROPBOX INC CL A | 26210C104 | Stock | 71,300 | $1,749,702 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 2,000,000 | $1,748,031 | dollars as filed | principal |
| TRIMBLE INC COM | 896239100 | Stock | 19,933 | $1,737,959 | dollars as filed | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,875,000 | $1,735,569 | dollars as filed | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 9,600 | $1,734,912 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 83,525 | $1,732,309 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 25,300 | $1,726,978 | dollars as filed | put |
| 3M CO COM | 88579Y101 | Stock | 9,700 | $1,723,011 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 16,000 | $1,722,560 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 1,496,000 | $1,718,247 | dollars as filed | principal |
| Deere & Company | 244199105 | COM | 5,000 | $1,714,450 | dollars as filed | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 28,300 | $1,712,150 | dollars as filed | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 75,000 | $1,711,500 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 59,000 | $1,705,100 | dollars as filed | call |
| Accenture Plc Class A | G1151C101 | COM | 4,112 | $1,704,630 | dollars as filed | |
| HEALTHCARE | 42225P501 | CL A NEW | 51,000 | $1,702,890 | dollars as filed | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 60,000 | $1,702,800 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 206,527 | $1,699,717 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 19,865 | $1,691,902 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 204,312 | $1,691,704 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 150,000 | $1,689,000 | dollars as filed | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 40,218 | $1,678,313 | dollars as filed | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 168,008 | $1,671,680 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 14,169 | $1,667,550 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 198,100 | $1,666,021 | dollars as filed | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 235,205 | $1,660,547 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 67,386 | $1,657,697 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 47,500 | $1,656,800 | dollars as filed | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,514,000 | $1,651,549 | dollars as filed | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 8,800 | $1,643,312 | dollars as filed | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 14,393 | $1,634,037 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 165,872 | $1,630,522 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 12,500 | $1,630,000 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,067 | $1,614,525 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 13,622 | $1,610,665 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 297,600 | $1,610,016 | dollars as filed | put |
| SYNCHRONYFINL | 87165B103 | STOK | 34,645 | $1,607,181 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 70,400 | $1,606,528 | dollars as filed | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 9,500 | $1,605,310 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 46,000 | $1,596,200 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,950 | $1,591,339 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 3,000 | $1,588,050 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 75,522 | $1,569,346 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 100,000 | $1,552,000 | dollars as filed | put |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 25,000 | $1,546,750 | dollars as filed | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 40,000 | $1,545,600 | dollars as filed | put |
| ARES CAPITAL CORP | 04010L103 | COM | 72,916 | $1,545,094 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,344 | $1,543,430 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 18,697 | $1,540,632 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 18,750 | $1,531,688 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 13,375 | $1,522,342 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 12,871 | $1,510,374 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 54,359 | $1,510,097 | dollars as filed | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 13,780 | $1,504,638 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 151,000 | $1,503,960 | dollars as filed | put |
| WESCO INTL INC COM | 95082P105 | Stock | 11,400 | $1,500,126 | dollars as filed | put |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 2,138,430 | $1,494,549 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,088 | $1,485,223 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 8,500 | $1,482,060 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 34,515 | $1,466,198 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 150,000 | $1,459,500 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,058 | $1,453,421 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 46,500 | $1,452,660 | dollars as filed | call |
| iShares Silver Trust | 46428Q109 | COM | 67,200 | $1,445,472 | dollars as filed | put |
| BALL CORP | 058498106 | COM | 15,000 | $1,444,050 | dollars as filed | put |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 1,202,000 | $1,429,535 | dollars as filed | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 65,000 | $1,427,400 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 36,500 | $1,419,850 | dollars as filed | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 17,500 | $1,413,650 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 84,000 | $1,412,040 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 44,000 | $1,411,080 | dollars as filed | call |
| HUBBELL INC COM | 443510607 | Stock | 6,768 | $1,409,571 | dollars as filed | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 15,100 | $1,403,394 | dollars as filed | put |
| EXXON MOBIL CORP | 30231G102 | COM | 22,933 | $1,403,270 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 16,000 | $1,399,840 | dollars as filed | put |
| FERROGLOBE PLC | G33856108 | SHS | 225,000 | $1,397,250 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 13,853 | $1,385,577 | dollars as filed | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,160,000 | $1,378,789 | dollars as filed | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 50,000 | $1,372,000 | dollars as filed | call |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 140,000 | $1,369,200 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 15,000 | $1,362,450 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 11,600 | $1,356,852 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 17,400 | $1,347,630 | dollars as filed | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 29,000 | $1,345,600 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 44,000 | $1,338,920 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 9,800 | $1,337,700 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 98,000 | $1,323,980 | dollars as filed | put |
| FINSERV ACQUISITION CORP II | 31809Y103 | COM | 135,491 | $1,321,037 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 97,300 | $1,316,469 | dollars as filed | put |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 78,700 | $1,312,716 | dollars as filed | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 190,900 | $1,307,665 | dollars as filed | put |
| ISHARES TR | 464287523 | COM | 2,400 | $1,301,568 | dollars as filed | |
| APTIV PLC | G6095L117 | CONV | 7,041 | $1,296,176 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 15,200 | $1,292,608 | dollars as filed | call |
| DOCUSIGN INC COM | 256163106 | Stock | 8,479 | $1,291,436 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 8,900 | $1,291,301 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 17,981 | $1,287,260 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 65,699 | $1,282,444 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 39,200 | $1,281,056 | dollars as filed | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 73,800 | $1,279,692 | dollars as filed | put |
| MARATHON OIL CORP | 565849106 | COM | 77,541 | $1,273,223 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 40,000 | $1,273,200 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,000 | $1,270,400 | dollars as filed | put |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 22,961 | $1,269,054 | dollars as filed | |
| IAA INC | 449253103 | COM | 25,000 | $1,265,500 | dollars as filed | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 13,000 | $1,255,930 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 73,000 | $1,253,410 | dollars as filed | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 37,319 | $1,249,813 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 31,000 | $1,246,510 | dollars as filed | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 241,440 | $1,245,830 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 5,100 | $1,223,592 | dollars as filed | call |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 1,581,250 | $1,217,563 | dollars as filed | |
| FOUNDER SPAC | G3661E114 | *W EXP 04/19/202 | 1,581,250 | $1,217,563 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,669 | $1,211,823 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 41,800 | $1,210,110 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 265,200 | $1,209,312 | dollars as filed | call |
| AMCOR PLC | G0250X107 | ORD | 100,000 | $1,201,000 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 30,447 | $1,200,532 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 433,750 | $1,197,150 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $1,190,500 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $1,190,500 | dollars as filed | call |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 17,429 | $1,189,356 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 8,960 | $1,179,046 | dollars as filed | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 120,000 | $1,166,400 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 295,000 | $1,165,250 | dollars as filed | |
| FERRO CORP | 315405100 | COM | 53,221 | $1,161,814 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,000 | $1,161,400 | dollars as filed | |
| OAK STR HEALTH INC | 67181A107 | COM | 35,000 | $1,159,900 | dollars as filed | call |
| HASBRO INC COM | 418056107 | Stock | 11,396 | $1,159,885 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 14,900 | $1,159,667 | dollars as filed | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 22,500 | $1,151,775 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 5,000 | $1,148,150 | dollars as filed | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 85,552 | $1,138,697 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 5,500 | $1,137,070 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 165,000 | $1,130,250 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 8,520 | $1,120,381 | dollars as filed | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 650,000 | $1,120,302 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 12,411 | $1,117,611 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 112,520 | $1,113,948 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 14,300 | $1,107,535 | dollars as filed | put |
| Netflix, Inc | 64110L106 | COM | 1,838 | $1,107,284 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 5,463 | $1,103,690 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 10,000 | $1,099,100 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 23,730 | $1,097,275 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,340 | $1,095,287 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,461 | $1,095,040 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 202,400 | $1,094,984 | dollars as filed | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 13,900 | $1,089,065 | dollars as filed | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 56,000 | $1,086,400 | dollars as filed | put |
| Cigna Corporation | 125523100 | COM | 4,700 | $1,079,261 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 20,600 | $1,077,998 | dollars as filed | call |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 48,700 | $1,076,270 | dollars as filed | call |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 177,549 | $1,074,171 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,700 | $1,070,566 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,875 | $1,070,550 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 54,723 | $1,061,626 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 844,000 | $1,061,002 | dollars as filed | principal |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 36,539 | $1,047,573 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 5,506 | $1,045,975 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 58,750 | $1,043,400 | dollars as filed | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 101,965 | $1,031,886 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 60,000 | $1,030,200 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 30,900 | $1,029,897 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 225,000 | $1,019,250 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 23,700 | $1,017,441 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 63,600 | $1,016,964 | dollars as filed | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 64,100 | $1,016,626 | dollars as filed | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 35,000 | $1,014,650 | dollars as filed | put |
| GLAUKOS CORP COM | 377322102 | Stock | 22,749 | $1,010,966 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,400 | $1,005,456 | dollars as filed | call |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 9,107 | $996,397 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000911 | superseded | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003529 | this filing | 2023-09-21 | acceptance time not in the bulk data set |