13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2023-09-21, with 1,530 holding rows worth $12,730,304,139.
- Accession
- 0001085146-23-003525
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 1,530 entries on the cover page, a total value of $12,730,304,139 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,730,304,139 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FMC CORP COM NEW | 302491303 | Stock | 7,000 | $804,510 | dollars as filed | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 18,600 | $804,450 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,757 | $803,159 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 10,000 | $802,900 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,265 | $802,014 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,581 | $796,762 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,730 | $793,994 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 70,000 | $791,000 | dollars as filed | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 18,000 | $780,840 | dollars as filed | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 70,000 | $779,100 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 17,200 | $774,516 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 48,404 | $765,267 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,000 | $762,900 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 8,271 | $759,443 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 7,668 | $758,211 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10,005 | $747,273 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 16,000 | $745,760 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 25,000 | $742,500 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,500 | $742,050 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 14,300 | $740,311 | dollars as filed | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 76,700 | $740,155 | dollars as filed | call |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 173,947 | $739,275 | dollars as filed | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 50,000 | $730,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 14,327 | $727,670 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3,066 | $727,286 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 15,100 | $726,008 | dollars as filed | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 62,556 | $725,650 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 3,300 | $720,786 | dollars as filed | put |
| TRIPADVISOR INC | 896945201 | COM | 25,000 | $719,500 | dollars as filed | put |
| Boston Scientific Corporation | 101137107 | COM | 20,005 | $719,180 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 20,000 | $719,000 | dollars as filed | put |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 44,503 | $717,761 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 50,000 | $714,250 | dollars as filed | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,450 | $713,913 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,000 | $712,830 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 12,940 | $712,218 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 19,543 | $708,629 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 8,548 | $707,690 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 13,000 | $707,200 | dollars as filed | call |
| EVERPURE INC CL A | 74624M102 | Stock | 31,200 | $705,432 | dollars as filed | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,000 | $701,960 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,200 | $699,936 | dollars as filed | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,959 | $696,209 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 76,300 | $694,330 | dollars as filed | call |
| UNIQURE NV | N90064101 | SHS | 19,139 | $691,492 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 7,700 | $688,457 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,000 | $685,750 | dollars as filed | put |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 65,100 | $681,597 | dollars as filed | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 65,100 | $680,295 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 7,341 | $678,896 | dollars as filed | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 65,100 | $677,691 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 26,613 | $670,382 | dollars as filed | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 66,126 | $665,228 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,000 | $662,450 | dollars as filed | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 63,100 | $661,288 | dollars as filed | call |
| TELOS CORP MD | 87969B101 | COM | 20,000 | $659,600 | dollars as filed | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 14,091 | $656,077 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,000 | $656,000 | dollars as filed | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 11,150 | $650,027 | dollars as filed | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 15,000 | $649,500 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 4,673 | $638,565 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 23,200 | $636,376 | dollars as filed | call |
| SAIA INC | 78709Y105 | COM | 3,500 | $632,800 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,542 | $631,974 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 16,400 | $630,416 | dollars as filed | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 30,000 | $628,800 | dollars as filed | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 116,800 | $628,384 | dollars as filed | call |
| DAUCH CORP | 024061103 | COM | 75,000 | $625,500 | dollars as filed | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13,000 | $624,650 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 10,433 | $620,138 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100,000 | $618,000 | dollars as filed | call |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 10,000 | $615,100 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 15,166 | $613,313 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 10,000 | $610,900 | dollars as filed | call |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 50,000 | $606,000 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,300 | $605,514 | dollars as filed | call |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 333,000 | $603,308 | dollars as filed | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 25,000 | $600,250 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 49,800 | $598,596 | dollars as filed | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 11,000 | $598,400 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 42,600 | $594,270 | dollars as filed | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 25,000 | $593,250 | dollars as filed | call |
| TERADATA CORP DEL | 88076W103 | COM | 26,306 | $591,096 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 8,100 | $582,714 | dollars as filed | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 54,177 | $579,694 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 8,000 | $576,160 | dollars as filed | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 166,267 | $576,115 | dollars as filed | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 38,200 | $570,708 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 23,000 | $568,100 | dollars as filed | put |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 14,058 | $567,100 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,982 | $563,658 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 84,100 | $560,947 | dollars as filed | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,000 | $558,720 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,000 | $555,850 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 22,281 | $554,797 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 72,485 | $554,510 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 49,503 | $553,939 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 36,000 | $553,680 | dollars as filed | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 22,406 | $553,428 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 74,800 | $552,772 | dollars as filed | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 13,089 | $552,094 | dollars as filed | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 48,000 | $551,040 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 20,000 | $550,600 | dollars as filed | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 50,000 | $550,500 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,024 | $545,804 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 19,000 | $544,540 | dollars as filed | call |
| DYNATRACE INC COM NEW | 268150109 | Stock | 12,500 | $540,875 | dollars as filed | put |
| DYNATRACE INC COM NEW | 268150109 | Stock | 12,500 | $540,875 | dollars as filed | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 25,916 | $539,053 | dollars as filed | |
| ANTARES PHARMA INC | 036642106 | COM | 135,000 | $538,650 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,846 | $538,007 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 55,000 | $537,900 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,100 | $536,192 | dollars as filed | call |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 226,158 | $531,471 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424113 | *W EXP 12/02/202 | 30,800 | $528,836 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 9,340 | $528,270 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,709 | $528,267 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 29,299 | $526,503 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 13,442 | $525,179 | dollars as filed | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 51,150 | $519,684 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,000 | $519,500 | dollars as filed | put |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 13,629 | $517,766 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,200 | $517,308 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 13,000 | $515,710 | dollars as filed | |
| VELODYNE LIDAR INC | 92259F101 | COM | 22,500 | $513,450 | dollars as filed | call |
| BOWX ACQUISITION CORP | 103085106 | CL A | 50,000 | $513,000 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,000 | $510,180 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 17,500 | $505,925 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,915 | $504,897 | dollars as filed | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 18,100 | $501,732 | dollars as filed | put |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 18,100 | $501,732 | dollars as filed | call |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,663 | $500,873 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 7,723 | $500,528 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,500 | $499,900 | dollars as filed | call |
| ANAPTYSBIO INC | 032724106 | COM | 23,200 | $498,800 | dollars as filed | put |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 46,221 | $498,262 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 12,919 | $497,123 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,746 | $493,536 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 24,610 | $493,437 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,291 | $489,767 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,038 | $489,493 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 244,104 | $488,208 | dollars as filed | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 46,510 | $487,890 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,000 | $487,370 | dollars as filed | call |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 350,000 | $484,482 | dollars as filed | principal |
| ROKU INC COM CL A | 77543R102 | Stock | 1,458 | $484,085 | dollars as filed | |
| SCHD | 808524797 | COM | 7,546 | $484,000 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,919 | $483,138 | dollars as filed | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 46,200 | $482,328 | dollars as filed | call |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 46,500 | $482,205 | dollars as filed | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 100,000 | $481,000 | dollars as filed | put |
| DESKTOP METAL INC | 25058X113 | *W EXP 03/31/202 | 100,000 | $481,000 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,000 | $479,300 | dollars as filed | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,500 | $478,895 | dollars as filed | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 47,244 | $478,109 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,561 | $477,205 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 15,000 | $476,400 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,709 | $476,039 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 3,719 | $473,838 | dollars as filed | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 30,000 | $471,000 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 7,100 | $470,091 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 100,000 | $468,000 | dollars as filed | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 41,583 | $464,898 | dollars as filed | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 480,000 | $463,800 | dollars as filed | principal |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 30,000 | $462,600 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 9,400 | $461,634 | dollars as filed | call |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 30,000 | $461,100 | dollars as filed | |
| FOLEY TRASIMENE ACQUISITION | 344328117 | *W EXP 08/11/202 | 100,000 | $459,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 16,000 | $458,560 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 6,817 | $454,489 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 15,000 | $452,700 | dollars as filed | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,500 | $449,900 | dollars as filed | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,067 | $449,191 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,000 | $445,600 | dollars as filed | put |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,000 | $445,600 | dollars as filed | call |
| T-Mobile US,Inc. | 872590104 | COM | 3,301 | $445,140 | dollars as filed | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 32,550 | $442,029 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,100 | $441,201 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,800 | $441,028 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 7,212 | $440,581 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 19,000 | $438,710 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 50,000 | $438,000 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,097 | $437,227 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 42,500 | $436,050 | dollars as filed | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,948 | $435,826 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 42,476 | $435,804 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 45,000 | $433,800 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,344 | $433,705 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,000 | $433,620 | dollars as filed | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 40,000 | $432,000 | dollars as filed | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 41,850 | $429,381 | dollars as filed | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 47,175 | $427,405 | dollars as filed | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 41,850 | $425,615 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,000 | $417,200 | dollars as filed | |
| 2U INC | 90214J101 | COM | 10,400 | $416,104 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 10,000 | $415,600 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,500 | $415,425 | dollars as filed | put |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 135,091 | $413,378 | dollars as filed | |
| SCVX CORP | G79448208 | COM | 40,000 | $412,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 45,300 | $411,324 | dollars as filed | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,024 | $411,083 | dollars as filed | |
| GOHEALTH INC | 38046W105 | COM CL A | 30,000 | $409,800 | dollars as filed | |
| PAE INC | 69290Y109 | COM CL A | 44,363 | $407,252 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 10,520 | $404,284 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 16,428 | $404,132 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 1,084 | $403,790 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 11,625 | $403,736 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 15,000 | $401,700 | dollars as filed | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 286,383 | $400,936 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 37,500 | $399,750 | dollars as filed | put |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,312 | $398,394 | dollars as filed | |
| NUVASIVE INC | 670704105 | COM | 7,060 | $397,690 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 7,500 | $395,850 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,125 | $393,941 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 2,543 | $387,375 | dollars as filed | |
| MEDALLIA INC | 584021109 | COM | 11,654 | $387,146 | dollars as filed | |
| GORES HLDGS V INC | 382864106 | COM CL A | 37,200 | $386,880 | dollars as filed | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 58,334 | $384,421 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,700 | $383,028 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 11,530 | $381,989 | dollars as filed | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 37,200 | $381,672 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 1,500 | $381,390 | dollars as filed | call |
| Cyber Security ETF | 26924G201 | Common | 6,605 | $380,178 | dollars as filed | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 35,000 | $377,650 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 39,000 | $376,350 | dollars as filed | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 5,035 | $374,554 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,704 | $373,503 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 362,000 | $373,240 | dollars as filed | principal |
| SLM CORP COM | 78442P106 | Stock | 30,000 | $371,700 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,200 | $370,752 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 10,191 | $368,405 | dollars as filed | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $367,346 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,139 | $364,699 | dollars as filed | |
| FITBIT INC | 33812L102 | CL A | 52,892 | $359,666 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,472 | $359,196 | dollars as filed | |
| BENEFITFOCUS INC | 08180D106 | COM | 24,476 | $354,412 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 10,411 | $353,974 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 3,068 | $352,605 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 8,132 | $352,360 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,638 | $350,628 | dollars as filed | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 20,600 | $350,406 | dollars as filed | put |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 32,550 | $350,238 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 4,315 | $349,817 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,368 | $347,931 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 350,000 | $345,933 | dollars as filed | principal |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 4,000 | $344,800 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 5,350 | $343,203 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,653 | $343,146 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 50,000 | $341,250 | dollars as filed | put |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 155,500 | $338,990 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 17,200 | $336,088 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 6,459 | $334,806 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 14,854 | $333,229 | dollars as filed | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 27,900 | $332,010 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 25,000 | $329,875 | dollars as filed | put |
| ANGI INC CLASS A | 00183L102 | CL A | 25,000 | $329,875 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 15,515 | $329,073 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 4,422 | $328,378 | dollars as filed | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,593 | $325,179 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $324,927 | dollars as filed | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 30,000 | $324,300 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 14,000 | $322,140 | dollars as filed | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 4,400 | $321,860 | dollars as filed | put |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 75,000 | $321,000 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,162 | $320,625 | dollars as filed | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 279,000 | $318,741 | dollars as filed | principal |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 10,000 | $314,400 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,530 | $313,884 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 2,000 | $313,580 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $313,403 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 128,800 | $312,984 | dollars as filed | call |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 5,000 | $310,000 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 25,000 | $309,750 | dollars as filed | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,900 | $305,443 | dollars as filed | put |
| ACCOLADE INC | 00437E102 | COM | 7,000 | $304,500 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 7,000 | $303,660 | dollars as filed | put |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 29,599 | $298,358 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 14,700 | $298,116 | dollars as filed | call |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 26,189 | $297,507 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 43,100 | $297,390 | dollars as filed | put |
| VUZIX CORP | 92921W300 | COM NEW | 32,500 | $295,100 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 1,481 | $295,015 | dollars as filed | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 28,200 | $294,408 | dollars as filed | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 16,200 | $293,058 | dollars as filed | call |
| Up Fintech Holding Ltd | 91531W106 | COM | 36,900 | $292,986 | dollars as filed | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,000 | $288,300 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 10,000 | $287,600 | dollars as filed | put |
| NUVASIVE INC | 670704105 | COM | 5,100 | $287,283 | dollars as filed | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 15,000 | $287,250 | dollars as filed | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,500 | $286,195 | dollars as filed | call |
| WATERS CORP COM | 941848103 | Stock | 1,156 | $286,018 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 10,000 | $283,500 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 99,315 | $283,048 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,144 | $280,966 | dollars as filed | |
| EPIZYME INC | 29428V104 | COM | 25,700 | $279,102 | dollars as filed | put |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 25,000 | $277,000 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,000 | $276,260 | dollars as filed | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,000 | $275,700 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,000 | $275,700 | dollars as filed | put |
| GENERAL ELEC CO | 369604103 | COM | 25,484 | $275,227 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 3,400 | $272,816 | dollars as filed | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 25,000 | $272,500 | dollars as filed | put |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 25,000 | $272,500 | dollars as filed | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 10,042 | $271,234 | dollars as filed | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 25,000 | $268,750 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 7,500 | $268,275 | dollars as filed | call |
| ONE | G7000X105 | COM CL A | 24,845 | $267,581 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 10,000 | $265,700 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 5,780 | $264,839 | dollars as filed | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,904 | $263,952 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 20,000 | $261,800 | dollars as filed | put |
| MONGODB INC | 60937PAB2 | NOTE | 51,000 | $261,775 | dollars as filed | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 14,650 | $260,184 | dollars as filed | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 25,000 | $260,000 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 2,141 | $259,254 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,477 | $255,506 | dollars as filed | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 276,000 | $254,250 | dollars as filed | principal |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 15,000 | $251,850 | dollars as filed | call |
| Boston Scientific Corporation | 101137107 | COM | 7,000 | $251,650 | dollars as filed | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,000 | $251,520 | dollars as filed | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,966 | $251,164 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 12,500 | $250,375 | dollars as filed | call |
| Medtronic Plc | G5960L103 | COM | 2,133 | $249,859 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 30,000 | $247,200 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 16,000 | $246,080 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 31,300 | $243,827 | dollars as filed | call |
| Accenture Plc Class A | G1151C101 | COM | 933 | $243,710 | dollars as filed | |
| XL FLEET CORP | 9837FR118 | *W EXP 06/01/202 | 30,000 | $243,000 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 20,109 | $240,101 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 50,000 | $240,000 | dollars as filed | call |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,000 | $239,650 | dollars as filed | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,500 | $239,625 | dollars as filed | put |
| PPD INC | 69355F102 | COM | 7,000 | $239,540 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,332 | $239,193 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 3,256 | $238,339 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $237,854 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 4,034 | $236,796 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 10,951 | $235,446 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,785 | $233,159 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 7,462 | $232,591 | dollars as filed | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 10,000 | $231,000 | dollars as filed | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 121,079 | $230,050 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 6,350 | $228,790 | dollars as filed | |
| SVMK INC | 78489X103 | COM | 8,926 | $228,059 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 1,006 | $227,909 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 21,436 | $226,579 | dollars as filed | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 22,728 | $226,144 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 20,000 | $226,000 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,298 | $225,218 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,900 | $224,847 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,000 | $223,800 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,714 | $223,603 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,247 | $222,739 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,383 | $222,263 | dollars as filed | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 100,000 | $222,000 | dollars as filed | |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,365 | $220,883 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 385 | $219,666 | dollars as filed | |
| BALL CORP | 058498106 | COM | 2,354 | $219,346 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 922 | $217,906 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 2,400 | $217,800 | dollars as filed | put |
| KKR & CO INC | 48251W104 | COM | 5,373 | $217,553 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 27,100 | $215,174 | dollars as filed | put |
| CVB FINL CORP COM | 126600105 | Stock | 11,015 | $214,792 | dollars as filed | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 20,000 | $214,000 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 766 | $213,683 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 7,500 | $212,775 | dollars as filed | put |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 20,000 | $211,600 | dollars as filed | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 54,000 | $210,600 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 1,760 | $210,126 | dollars as filed | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 50,000 | $210,000 | dollars as filed | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 129,286 | $209,443 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 875 | $207,743 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 6,655 | $207,703 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,400 | $207,620 | dollars as filed | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,300 | $206,721 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,890 | $204,121 | dollars as filed | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 91,000 | $202,803 | dollars as filed | principal |
| CUBESMART COM | 229663109 | REIT | 6,000 | $201,660 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,700 | $200,787 | dollars as filed | call |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 150,000 | $195,076 | dollars as filed | principal |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 17,920 | $192,819 | dollars as filed | |
| EPIZYME INC | 29428V104 | COM | 17,591 | $191,038 | dollars as filed | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 99,987 | $185,976 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 17,400 | $185,484 | dollars as filed | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,000 | $184,590 | dollars as filed | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 109,216 | $184,575 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,244 | $184,498 | dollars as filed | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,196 | $184,446 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 37,700 | $184,353 | dollars as filed | put |
| GORES HLDGS IV INC | 382865103 | COM CL A | 14,000 | $183,820 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,122 | $183,214 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 75,000 | $182,250 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 189,000 | $181,931 | dollars as filed | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 37,000 | $180,930 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,661 | $177,977 | dollars as filed | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 90,000 | $176,400 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 11,276 | $174,440 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,111 | $173,606 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $173,100 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 24,999 | $172,493 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 161,000 | $169,960 | dollars as filed | principal |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 98,942 | $168,201 | dollars as filed | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 15,000 | $165,000 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,789 | $164,502 | dollars as filed | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,860 | $164,420 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $163,927 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,400 | $162,972 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 7,000 | $161,070 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,500 | $160,725 | dollars as filed | put |
| F N B CORP | 302520101 | COM | 16,884 | $160,398 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 21,300 | $157,407 | dollars as filed | put |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 14,191 | $157,378 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 3,000 | $155,130 | dollars as filed | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,000 | $154,700 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 51,000 | $154,666 | dollars as filed | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $150,712 | dollars as filed | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 24,390 | $149,999 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,000 | $149,960 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 1,000 | $146,910 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 10,000 | $146,800 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 13,462 | $143,505 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,313 | $143,223 | dollars as filed | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 75,000 | $142,500 | dollars as filed | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 12,206 | $139,148 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 64,000 | $137,569 | dollars as filed | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 24,000 | $135,120 | dollars as filed | call |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 3,076 | $133,437 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 10,000 | $133,200 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,100 | $133,001 | dollars as filed | call |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 48,371 | $132,053 | dollars as filed | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 56,984 | $131,063 | dollars as filed | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 26,600 | $127,680 | dollars as filed | put |
| SURO CAP CORP | 86887Q109 | COM NEW | 9,700 | $126,973 | dollars as filed | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 102,000 | $123,440 | dollars as filed | principal |
| AMCOR PLC | G0250X107 | ORD | 10,271 | $120,890 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 93,000 | $120,106 | dollars as filed | principal |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 24,000 | $118,080 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,500 | $113,280 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,000 | $113,140 | dollars as filed | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 66,671 | $112,674 | dollars as filed | |
| GENERAL ELEC CO | 369604103 | COM | 10,400 | $112,320 | dollars as filed | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,579 | $112,282 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 5,000 | $110,950 | dollars as filed | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 100,000 | $110,875 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9,349 | $110,786 | dollars as filed | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 74,997 | $110,246 | dollars as filed | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,382 | $109,634 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,889 | $109,617 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 37,953 | $109,305 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 2,507 | $108,478 | dollars as filed | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 30,000 | $108,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,909 | $106,363 | dollars as filed | |
| MERITOR INC | 59001K100 | COMMON STOCK | 3,800 | $106,058 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 69,000 | $102,984 | dollars as filed | principal |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 53,842 | $102,838 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,400 | $100,114 | dollars as filed | call |
| Up Fintech Holding Ltd | 91531W106 | COM | 12,500 | $99,250 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 2,000 | $98,220 | dollars as filed | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $97,768 | dollars as filed | principal |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 50,125 | $97,744 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $94,820 | dollars as filed | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 51,000 | $93,426 | dollars as filed | principal |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 33,900 | $91,530 | dollars as filed | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 49,000 | $88,431 | dollars as filed | principal |
| International Business Machines Corporation | 459200101 | COM | 700 | $88,116 | dollars as filed | call |
| CSX Corporation | 126408103 | COM | 945 | $85,759 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 600 | $84,000 | dollars as filed | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,300 | $82,417 | dollars as filed | put |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 50,011 | $75,016 | dollars as filed | |
| RH | 74967XAA1 | BOND | 33,000 | $74,905 | dollars as filed | principal |
| SLM CORP COM | 78442P106 | Stock | 6,000 | $74,340 | dollars as filed | call |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 33,333 | $74,333 | dollars as filed | |
| VELODYNE LIDAR INC | 92259F101 | COM | 3,250 | $74,165 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 10,000 | $73,827 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 29,800 | $72,414 | dollars as filed | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 3,046 | $72,282 | dollars as filed | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 54,000 | $71,850 | dollars as filed | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 70,000 | $68,950 | dollars as filed | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,176 | $67,909 | dollars as filed | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 5,000 | $65,650 | dollars as filed | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 359 | $62,818 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $62,547 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 12,960 | $62,208 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 35,000 | $61,495 | dollars as filed | principal |
| SOC TELEMED INC | 78472F119 | *W EXP 11/30/202 | 50,000 | $61,000 | dollars as filed | |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $57,977 | dollars as filed | principal |
| Morgan Stanley | 617446448 | COM | 793 | $54,344 | dollars as filed | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,200 | $53,760 | dollars as filed | call |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 50,000 | $52,500 | dollars as filed | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 53,000 | $52,258 | dollars as filed | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 48,000 | $52,147 | dollars as filed | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 53,000 | $51,926 | dollars as filed | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,573 | $51,537 | dollars as filed | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $48,838 | dollars as filed | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 24,000 | $46,946 | dollars as filed | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 13,000 | $45,881 | dollars as filed | principal |
| CARS COM INC | 14575E105 | COM | 4,000 | $45,200 | dollars as filed | call |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 24,287 | $43,717 | dollars as filed | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 36,000 | $43,200 | dollars as filed | put |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 16,789 | $42,476 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000868 | superseded | 2021-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003525 | this filing | 2023-09-21 | acceptance time not in the bulk data set |