13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2021-12-17, with 1,689 holding rows worth $14,550,672,000.
- Accession
- 0001085146-21-003436
- Filer
- CIK 1084580
- Filed
- 2021-12-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 1,689 entries on the cover page, a total value of $14,550,672,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,550,672,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KADMON HLDGS INC | 48283N106 | COM | 18,336 | $160,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 150,000 | $159,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,157 | $158,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 15,436 | $156,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,000 | $155,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,200 | $154,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 20,300 | $153,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 130,000 | $151,000 | thousands by filing date | principal |
| PAYSAFE LIMITED | G6964L107 | ORD | 19,000 | $147,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 5,000 | $146,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 70,000 | $146,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 121,008 | $145,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 1,746 | $144,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,900 | $144,000 | thousands by filing date | call |
| VELODYNE LIDAR INC | 92259F101 | COM | 24,300 | $144,000 | thousands by filing date | call |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $144,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,000 | $142,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 7,500 | $142,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 100,000 | $142,000 | thousands by filing date | principal |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 219,886 | $141,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 138,000 | $140,000 | thousands by filing date | principal |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,000 | $136,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 15,900 | $135,000 | thousands by filing date | put |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 91,000 | $133,000 | thousands by filing date | principal |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 7,500 | $132,000 | thousands by filing date | put |
| CORSAIR GAMING INC | 22041X102 | COM | 5,000 | $130,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 10,000 | $130,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 70,000 | $130,000 | thousands by filing date | principal |
| IVERIC BIO INC | 46583P102 | COM | 8,000 | $130,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,800 | $129,000 | thousands by filing date | call |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 215,382 | $129,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 5,000 | $127,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 114,477 | $126,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 2,282 | $125,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 20,000 | $125,000 | thousands by filing date | put |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 41,900 | $124,000 | thousands by filing date | put |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 12,515 | $124,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 2,061 | $123,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 21,212 | $120,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 106,000 | $119,000 | thousands by filing date | principal |
| VINCO VENTURES INC | 927330100 | COM | 18,500 | $119,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,500 | $118,000 | thousands by filing date | call |
| INTERDIGITAL INC | 45867GAB7 | BOND | 107,000 | $118,000 | thousands by filing date | principal |
| KATAPULT HOLDINGS INC | 485859102 | COM | 21,700 | $118,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 1,500 | $117,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $117,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,242 | $115,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 75,000 | $111,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $107,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 8,500 | $107,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 700 | $105,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 20,000 | $103,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $103,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 100,000 | $101,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 25,741 | $100,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 20,500 | $98,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 100,000 | $98,000 | thousands by filing date | principal |
| Uxin Ltd | 91818X108 | ADS | 35,000 | $97,000 | thousands by filing date | call |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 113,566 | $97,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 16,100 | $96,000 | thousands by filing date | call |
| MATTERPORT INC | 577096100 | COM CL A | 5,000 | $95,000 | thousands by filing date | put |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 31,900 | $94,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 117,818 | $93,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 77,189 | $89,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 5,000 | $88,000 | thousands by filing date | put |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 100,000 | $87,000 | thousands by filing date | principal |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 50,000 | $87,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 20,718 | $86,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561117 | *W EXP 07/29/202 | 174,947 | $86,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,000 | $85,000 | thousands by filing date | call |
| YELLOW CORP | 985510106 | COM | 14,900 | $84,000 | thousands by filing date | put |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 13,290 | $83,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 50,000 | $82,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 100,000 | $81,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $81,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 2,250 | $80,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 41,528 | $76,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 81,051 | $75,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 100,000 | $75,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 55,970 | $75,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 50,000 | $75,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 933 | $74,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,300 | $73,000 | thousands by filing date | put |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 2,095 | $71,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,100 | $70,000 | thousands by filing date | put |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 41,666 | $69,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 12,500 | $68,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 300 | $67,000 | thousands by filing date | call |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 49,000 | $66,000 | thousands by filing date | principal |
| CORSAIR GAMING INC | 22041X102 | COM | 2,500 | $65,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 2,500 | $65,000 | thousands by filing date | put |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 100,000 | $65,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 600 | $64,000 | thousands by filing date | put |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 63,000 | $63,000 | thousands by filing date | principal |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 10,000 | $63,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 10,000 | $63,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 446 | $62,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 7,250 | $62,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 187 | $60,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 7,500 | $60,000 | thousands by filing date | put |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $60,000 | thousands by filing date | principal |
| KOHLS CORP | 500255104 | COM | 1,250 | $59,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 25,000 | $57,000 | thousands by filing date | call |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 79,039 | $56,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 15,625 | $54,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 47,000 | $54,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 600 | $53,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 10,000 | $53,000 | thousands by filing date | put |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $52,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 5,800 | $50,000 | thousands by filing date | put |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 39,660 | $50,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 59,000 | $48,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 5,000 | $47,000 | thousands by filing date | call |
| MATTERPORT INC | 577096100 | COM CL A | 2,500 | $47,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 510 | $46,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 2,500 | $44,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,800 | $44,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 12,373 | $42,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 4,100 | $42,000 | thousands by filing date | call |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 58,500 | $42,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 35,000 | $41,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 7,500 | $40,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 22,000 | $38,000 | thousands by filing date | principal |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 40,000 | $38,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $37,000 | thousands by filing date | principal |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $37,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 33,333 | $36,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 15,000 | $35,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 3,331 | $34,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 30,000 | $33,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 10,000 | $31,000 | thousands by filing date | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 10,000 | $31,000 | thousands by filing date | call |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 44,769 | $31,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 5,000 | $30,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 1,667 | $29,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $29,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 2,183 | $28,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,751 | $27,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 17,000 | $27,000 | thousands by filing date | principal |
| AEYE INC | 008183105 | COM | 5,000 | $27,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 5,000 | $27,000 | thousands by filing date | put |
| AEYE INC | 008183105 | COM | 5,000 | $27,000 | thousands by filing date | call |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $26,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 25,000 | $26,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $25,000 | thousands by filing date | principal |
| ROOT INC | 77664L108 | COMMON STOCK | 4,500 | $24,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 100 | $23,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $23,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 24,287 | $22,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,000 | $21,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 18,000 | $21,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 2,573 | $20,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 15,625 | $18,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 12,711 | $18,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 20,000 | $17,000 | thousands by filing date | principal |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 19,889 | $17,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 20,000 | $17,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 24 | $16,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 20,000 | $16,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $16,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 10,000 | $16,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 23,333 | $15,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 100 | $14,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,463 | $14,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 11,000 | $14,000 | thousands by filing date | principal |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 15,000 | $14,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 400 | $12,000 | thousands by filing date | put |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 200 | $12,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $12,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,000 | $10,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 10,000 | $10,000 | thousands by filing date | principal |
| POWERED BRANDS | G7209M116 | WARR | 13,333 | $8,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 323 | $7,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 200 | $5,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $4,000 | thousands by filing date | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 600 | $4,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 100 | $3,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 100 | $3,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 42 | $3,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 200 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 100 | $3,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 100 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 83 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 27 | $2,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 200 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 318 | $1,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gaotu Techedu Inc | 36257Y109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVELO BIOSCIENCES INC | 299734103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003298 | superseded | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-003436 | this filing | 2021-12-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003528 | base | 2023-09-21 | acceptance time not in the bulk data set |