13F-HR filed by HAVENS ADVISORS LLC
HAVENS ADVISORS LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-07, with 44 holding rows worth $83,281,000.
- Accession
- 0001085146-21-002666
- Filer
- CIK 1280200
- Filed
- 2021-10-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 44 entries on the cover page, a total value of $83,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,281,000 with VALUE read as thousands by filing date, 13F file number 028-10727. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHERENT INC | 192479103 | COM | 33,000 | $8,253,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 50,612 | $7,642,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 134,000 | $7,375,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 26,000 | $6,044,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 21,500 | $5,819,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 47,000 | $5,481,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 95,000 | $4,445,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 169,000 | $3,928,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 24,000 | $3,600,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 185,000 | $2,954,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 91,103 | $2,478,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 14,000 | $2,409,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 253,021 | $2,343,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 62,000 | $2,112,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 109,000 | $1,914,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 43,000 | $1,873,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 100,000 | $1,453,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 64,906 | $1,347,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 7,000 | $1,317,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 29,000 | $1,026,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 14,000 | $1,023,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 38,000 | $937,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 20,000 | $871,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 97,830 | $852,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 42,000 | $828,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 34,978 | $724,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 12,206 | $557,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 30,000 | $494,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 20,900 | $438,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 22,000 | $218,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 20,000 | $204,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 20,000 | $202,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 20,000 | $202,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 20,000 | $201,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 20,000 | $198,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 20,000 | $198,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 20,000 | $198,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 20,000 | $198,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 20,000 | $196,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 20,000 | $196,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,788 | $139,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 14,000 | $139,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 12,900 | $128,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 12,700 | $127,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002666 | this filing | 2021-10-07 | acceptance time not in the bulk data set |