13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 1,597 holding rows worth $11,413,760,000.
- Accession
- 0001085146-21-001676
- Filer
- CIK 1084580
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,597 entries on the cover page, a total value of $11,413,760,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,413,760,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 24,400 | $57,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,095 | $57,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 25,000 | $57,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 21,800 | $57,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 90 | $56,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 5,900 | $56,000 | thousands by filing date | put |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 23,000 | $55,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P113 | *W EXP 09/26/202 | 10,000 | $55,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 16,800 | $54,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $54,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 45,000 | $52,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 53,000 | $52,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 53,000 | $52,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,350 | $51,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 447 | $49,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 13,200 | $49,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,748 | $49,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 5,000 | $48,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 4,366 | $48,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 39,660 | $48,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,100 | $47,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 30,000 | $47,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 50,011 | $45,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $45,000 | thousands by filing date | principal |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 35,694 | $45,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 13,500 | $44,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 28,900 | $44,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 6,605 | $43,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 18,059 | $43,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 12,400 | $41,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 3,000 | $41,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 4,200 | $40,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 10,336 | $40,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 39,000 | $39,000 | thousands by filing date | principal |
| SMUCKER J M CO | 832696405 | COM NEW | 300 | $38,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 34,000 | $38,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 264 | $37,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 17,700 | $37,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,000 | $36,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 17,000 | $35,000 | thousands by filing date | principal |
| CONSONANCE HFW ACQUISITION C | G2445M111 | *W EXP 10/28/202 | 41,174 | $33,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 27,000 | $31,000 | thousands by filing date | principal |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 24,287 | $29,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 319 | $28,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 21,000 | $27,000 | thousands by filing date | principal |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 16,789 | $27,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 11,200 | $25,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 41,476 | $25,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 25,000 | $25,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 22,980 | $24,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 300 | $23,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 14,495 | $22,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 29,966 | $21,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 23,244 | $20,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 23,270 | $19,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 2,042 | $18,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 233 | $17,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 606 | $17,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 368 | $16,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,463 | $15,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 627 | $13,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 498 | $13,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 24,200 | $13,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 11,775 | $13,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 80 | $6,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 285 | $6,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 33,063 | $6,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 138 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 41 | $4,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 100 | $4,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 138 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,292 | $3,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 228 | $2,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 334 | $2,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 600 | $2,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 10 | $1,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 11 | $1,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 24 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 107 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 40,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 70,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 124,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 65,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARRIVAL GROUP | L0423Q108 | SHS | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 21,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAN LTD | G3728V109 | SHS | 213,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GAN LTD | G3728V109 | SHS | 14,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAYSAFE LIMITED | G6964L107 | ORD | 15,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAYSAFE LIMITED | G6964L107 | ORD | 27,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 199,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 87,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AJAX I | G0190X100 | COM | 42,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 40,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 16,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001676 | this filing | 2021-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003526 | base | 2023-09-21 | acceptance time not in the bulk data set |